Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Global Head of Investments | May 05, 2025 | May 07, 2025 |
| Lazard, Inc.LAZ · Entity 4031 | CEO Asset Management | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date May 05, 2025 · Filed May 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2025-05-06 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-05-05 · Sale · Disposed 6,026 · Balance 10,000 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: Reporting Person sold 6,026 AB Holding Units at prices ranging from $40.81 to $40.95 per Unit. The price set forth in the table represents the weighted average of the sales price of these Units. Row 2 · 2025-05-06 · Gift · Disposed 10,000 · Balance 0 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F3: Closing price of an AB Holding Unit (NYSE: AB) on the gift date (May 6, 2025). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Reporting Person sold 6,026 AB Holding Units at prices ranging from $40.81 to $40.95 per Unit. The price set forth in the table represents the weighted average of the sales price of these Units.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the gift date (May 6, 2025).
Lazard, Inc.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 266,659 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 2,954 · Balance 266,659 F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2: Each RSU represents a contingent right to receive one share of Common Stock. F3: Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029. F4: Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F2: Each RSU represents a contingent right to receive one share of Common Stock.
F3: Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029.
F4: Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 18, 2026 22:59 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-057801 · wk-form4_1787093948.xml · derivative · entry 1 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,659 Underlying: Common Stock · 2,954 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029. F3 · derivative.expiration_date: Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029. F4 · balance_after: Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 22, 2026 Filed May 26, 2026 20:35 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-038142 · wk-form4_1779827740.xml · derivative · entry 1 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,705 Underlying: Common Stock · 2,716 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 906 will vest on or around March 18, 2027; 906 will vest on or around March 20, 2028; and 904 will vest on or around March 22, 2029. F3 · derivative.expiration_date: Of these RSUs, 906 will vest on or around March 18, 2027; 906 will vest on or around March 20, 2028; and 904 will vest on or around March 22, 2029. F4 · balance_after: Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 19, 2026 Filed Mar 19, 2026 23:37 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 3,944 | $39.37 | $155,275.28 |
DisclosureSEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 4 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,829 F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 23:37 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleCommon Stock | 7,885 | $40.37 | $318,317.45 |
DisclosureSEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 3 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,773 F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:37 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 48,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · derivative · entry 5 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 260,989 Underlying: Common Stock · 48,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: RSUs vested on March 17, 2026. F6 · derivative.expiration_date: RSUs vested on March 17, 2026. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:37 UTC | Lazard, Inc. LAZ · Entity 4031 | Tax withholdingCommon Stock | 24,674 | $40.06 | $988,440.44 |
DisclosureSEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 2 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,658 F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1). Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:37 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionCommon Stock | 48,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 1 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"). Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 22:15 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-010737 · wk-form4_1771884954.xml · derivative · entry 1 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,321 Underlying: Common Stock · 2,984 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Of these RSUs, 467 will vest on or around March 16, 2026, 840 will vest on or around March 18, 2027, 840 will vest on or around March 20, 2028, and 837 will vest on or around March 22, 2029. F3 · derivative.expiration_date: Of these RSUs, 467 will vest on or around March 16, 2026, 840 will vest on or around March 18, 2027, 840 will vest on or around March 20, 2028, and 837 will vest on or around March 22, 2029. Read SEC document |
| December 04, 2025 Filed Dec 8, 2025 22:03 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 306,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002006999-25-000006 · wk-form4_1765231405.xml · derivative · entry 1 Hogbin Christopher · CIK 0002006999 · CEO Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,337 Underlying: Common Stock · 306,337 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock. F3 · price: Each RSU represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: Of these RSUs, 47,865 will vest on or around March 16, 2026, 86,158 will vest on or around March 18, 2027, 86,157 will vest on or around March 20, 2028, and 86,157 will vest on or around March 22, 2029. F2 · derivative.expiration_date: Of these RSUs, 47,865 will vest on or around March 16, 2026, 86,158 will vest on or around March 18, 2027, 86,157 will vest on or around March 20, 2028, and 86,157 will vest on or around March 22, 2029. Read SEC document |
| May 06, 2025 Filed May 7, 2025 20:22 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 10,000 | $40.17 | $401,700.00 |
DisclosureSEC source: 0000825313-25-000039 · wk-form4_1746649334.xml · nonDerivative · entry 2 Hogbin Christopher · CIK 0002006999 · Global Head of Investments 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the gift date (May 6, 2025). F1 · balance_after: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:22 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 6,026 | $40.87 | $246,282.62 |
DisclosureSEC source: 0000825313-25-000039 · wk-form4_1746649334.xml · nonDerivative · entry 1 Hogbin Christopher · CIK 0002006999 · Global Head of Investments 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Reporting Person sold 6,026 AB Holding Units at prices ranging from $40.81 to $40.95 per Unit. The price set forth in the table represents the weighted average of the sales price of these Units. F1 · balance_after: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:49 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 71,153 | $36.19 | $2,575,027.07 |
DisclosureSEC source: 0002006999-24-000010 · wk-form4_1734126589.xml · nonDerivative · entry 1 Hogbin Christopher · CIK 0002006999 · Global Head of Investments 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 224,199 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 71,153 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 11, 2024). F2 · balance_after: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 71,153 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 6,026 | $36.27 | $218,563.02 |
DisclosureSEC source: 0002006999-24-000008 · wk-form4_1733350527.xml · nonDerivative · entry 2 Hogbin Christopher · CIK 0002006999 · Global Head of Investments 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,026 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 9,424 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 3,398 AB Holding Units were withheld for tax purposes and 6,026 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 9,424 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 3,398 AB Holding Units were withheld for tax purposes and 6,026 AB Holding Units were delivered to him. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 9,424 | $36.27 | $341,808.48 |
DisclosureSEC source: 0002006999-24-000008 · wk-form4_1733350527.xml · nonDerivative · entry 1 Hogbin Christopher · CIK 0002006999 · Global Head of Investments 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 153,046 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 9,424 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 3,398 AB Holding Units were withheld for tax purposes and 6,026 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 9,424 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 3,398 AB Holding Units were withheld for tax purposes and 6,026 AB Holding Units were delivered to him. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 20:20 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 12,781 | $34.87 | $445,615.96 |
DisclosureSEC source: 0002006999-24-000005 · wk-form4_1722457213.xml · nonDerivative · entry 1 Hogbin Christopher · CIK 0002006999 · Global Head of Investments 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Reporting Person sold 12,781 AB Holding Units at prices ranging from $34.865 to $34.99 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.