Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director · President | September 24, 2026 | October 05, 2026 |
| RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096 | Director · Chief Executive Officer | July 11, 2025 | August 01, 2025 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Director · President | December 31, 2024 | February 14, 2025 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director · President | April 08, 2025 | April 10, 2025 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director · President | October 04, 2022 | December 22, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director · President | April 08, 2025 | April 10, 2025 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director · President | April 25, 2025 | April 28, 2025 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Director · President | December 31, 2024 | February 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 24, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 550,403.36 |
Reported balance
After 2026-09-24 transaction · row 1
1 source rowRow 1 · 2026-09-24 · Other · Acquired 219,708 · Balance 550,403.36 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Capital & Income Fund, Inc.
Report date July 11, 2025 · Filed August 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 254,733 |
Reported balance
After 2025-07-11 transaction · row 1
1 source rowRow 1 · 2025-07-11 · Other · Acquired 39,813 · Balance 254,733 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,000 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends.
RiverNorth Flexible Municipal Income Fund, Inc.
Report date April 08, 2025 · Filed April 10, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,400 |
Reported balance
After 2025-04-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 3,400 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,500 |
Reported balance
After 2025-04-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,500 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,600 |
Reported balance
After 2025-04-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,600 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,700 |
Reported balance
After 2025-04-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 4,700 |
Reported balance
After 2025-04-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2025-04-08 · Purchase · Acquired 1,000 · Balance 4,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 6,700 |
Reported balance
After 2025-04-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 6,700 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date October 04, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-10-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-04 · Sale · Disposed 200 · Balance 800 Row 2 · 2022-10-04 · Sale · Disposed 800 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date April 08, 2025 · Filed April 10, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 7,000 |
Reported balance
After 2025-04-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 7,000 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 9,000 |
Reported balance
After 2025-04-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 9,000 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 11,000 |
Reported balance
After 2025-04-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 11,000 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date April 25, 2025 · Filed April 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 2,200 |
Reported balance
After 2025-04-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-04-25 · Purchase · Acquired 200 · Balance 2,200 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 2,700 |
Reported balance
After 2025-04-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-04-25 · Purchase · Acquired 500 · Balance 2,700 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectJoint Account | 26,592 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,592 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
| Preferred SharesSEC Table I · non-derivative | IndirectJoint Account | 5,574 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,574 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 595 | $24.81 | $14,761.95 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 7 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,926 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 3,976 | $24.82 | $98,684.32 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,521 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 1,676 | $24.83 | $41,615.08 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,497 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 21 | $24.85 | $521.85 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,173 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 598 | $24.87 | $14,872.26 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,194 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 45 | $24.88 | $1,119.60 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,792 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:26 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | SaleRiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | 182 | $24.90 | $4,531.80 |
DisclosureSEC source: 0001398344-22-024971 · fp0081358-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,837 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.53 | $1,753.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 209 | $17.52 | $3,661.68 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 300 | $17.54 | $5,262.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 900 | $17.63 | $15,867.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,800 | $17.51 | $31,518.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509 Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 16:51 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 4,000 | $17.73 | $70,920.00 |
DisclosureSEC source: 0001398344-22-024297 · fp0081153-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,309 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.30 | $1,730.00 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 9 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,309 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 5 | $17.28 | $86.40 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 8 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,409 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.27 | $1,727.00 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 7 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,414 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,300 | $17.31 | $22,503.00 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,514 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.53 | $1,753.00 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,814 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 700 | $17.59 | $12,313.00 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,914 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,505 | $17.49 | $26,322.45 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,614 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.50 | $1,750.00 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,119 Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 18:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,595 | $17.51 | $27,928.45 |
DisclosureSEC source: 0001398344-22-024151 · fp0081106-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,219 Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 17:19 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 186 | $17.44 | $3,243.84 |
DisclosureSEC source: 0001398344-22-024053 · fp0081098-1_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,814 Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 17:19 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,650 | $17.33 | $28,594.50 |
DisclosureSEC source: 0001398344-22-024053 · fp0081098-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 17:19 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 3,900 | $17.43 | $67,977.00 |
DisclosureSEC source: 0001398344-22-024053 · fp0081098-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,650 Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 17:19 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.34 | $1,734.00 |
DisclosureSEC source: 0001398344-22-024053 · fp0081098-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550 Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 17:19 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 100 | $17.48 | $1,748.00 |
DisclosureSEC source: 0001398344-22-024053 · fp0081098-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,650 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 20:02 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 700 | $17.83 | $12,481.00 |
DisclosureSEC source: 0001398344-22-023983 · fp0081078-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 20:02 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,400 | $17.82 | $24,948.00 |
DisclosureSEC source: 0001398344-22-023983 · fp0081078-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,450 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 20:02 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 2,390 | $17.84 | $42,637.60 |
DisclosureSEC source: 0001398344-22-023983 · fp0081078-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,850 Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 20:02 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 380 | $17.80 | $6,764.00 |
DisclosureSEC source: 0001398344-22-023983 · fp0081078-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,240 Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,000 | $17.39 | $17,390.00 |
DisclosureSEC source: 0001398344-22-023882 · fp0081070-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,620 Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,000 | $17.35 | $17,350.00 |
DisclosureSEC source: 0001398344-22-023882 · fp0081070-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,620 Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:56 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,000 | $17.20 | $17,200.00 |
DisclosureSEC source: 0001398344-22-023882 · fp0081070-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620 Read SEC document |
| November 15, 2022 Filed Dec 6, 2022 17:54 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Shares of Beneficial Interest | 41,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-22-024148 · fp0081112-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,018 Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 16:54 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 2,000 | $13.91 | $27,820.00 |
DisclosureSEC source: 0001398344-22-021575 · fp0080689-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:47 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 792 | $14.68 | $11,626.56 |
DisclosureSEC source: 0001398344-22-021305 · fp0080653-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,620 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:47 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 3,000 | $14.71 | $44,130.00 |
DisclosureSEC source: 0001398344-22-021305 · fp0080653-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,412 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:47 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 200 | $14.69 | $2,938.00 |
DisclosureSEC source: 0001398344-22-021305 · fp0080653-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:47 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 8 | $14.73 | $117.84 |
DisclosureSEC source: 0001398344-22-021305 · fp0080653-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,612 Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 18:48 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 100 | $13.64 | $1,364.00 |
DisclosureSEC source: 0001398344-22-021197 · fp0080627-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 18:48 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 2,900 | $13.62 | $39,498.00 |
DisclosureSEC source: 0001398344-22-021197 · fp0080627-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Read SEC document |
| October 24, 2022 Filed Oct 25, 2022 17:49 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 1,000 | $15.08 | $15,080.00 |
DisclosureSEC source: 0001398344-22-020704 · fp0080557-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,870 Read SEC document |
| October 04, 2022 Filed Dec 22, 2022 15:49 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 800 | $15.65 | $12,520.00 |
DisclosureSEC source: 0001398344-22-024869 · fp0080194-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 04, 2022 Filed Dec 22, 2022 15:49 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 200 | $15.70 | $3,140.00 |
DisclosureSEC source: 0001398344-22-024869 · fp0080194-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:13 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 2,812 | $13.59 | $38,215.08 |
DisclosureSEC source: 0001398344-22-019731 · fp0080132-1_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:13 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 300 | $13.58 | $4,074.00 |
DisclosureSEC source: 0001398344-22-019731 · fp0080132-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,188 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:13 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 100 | $13.59 | $1,359.00 |
DisclosureSEC source: 0001398344-22-019731 · fp0080132-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,888 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:13 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 63 | $13.57 | $854.91 |
DisclosureSEC source: 0001398344-22-019731 · fp0080132-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,788 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:13 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 3,725 | $13.60 | $50,660.00 |
DisclosureSEC source: 0001398344-22-019731 · fp0080132-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,725 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.