Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director · President | September 24, 2026 | October 05, 2026 |
| RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096 | Director · Chief Executive Officer | July 11, 2025 | August 01, 2025 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Director · President | December 31, 2024 | February 14, 2025 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director · President | April 08, 2025 | April 10, 2025 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director · President | October 04, 2022 | December 22, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director · President | April 08, 2025 | April 10, 2025 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director · President | April 25, 2025 | April 28, 2025 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Director · President | December 31, 2024 | February 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 24, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 550,403.36 |
Reported balance
After 2026-09-24 transaction · row 1
1 source rowRow 1 · 2026-09-24 · Other · Acquired 219,708 · Balance 550,403.36 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Capital & Income Fund, Inc.
Report date July 11, 2025 · Filed August 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 254,733 |
Reported balance
After 2025-07-11 transaction · row 1
1 source rowRow 1 · 2025-07-11 · Other · Acquired 39,813 · Balance 254,733 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,000 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends.
RiverNorth Flexible Municipal Income Fund, Inc.
Report date April 08, 2025 · Filed April 10, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,400 |
Reported balance
After 2025-04-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 3,400 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,500 |
Reported balance
After 2025-04-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,500 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,600 |
Reported balance
After 2025-04-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,600 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,700 |
Reported balance
After 2025-04-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 4,700 |
Reported balance
After 2025-04-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2025-04-08 · Purchase · Acquired 1,000 · Balance 4,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 6,700 |
Reported balance
After 2025-04-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 6,700 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date October 04, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-10-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-04 · Sale · Disposed 200 · Balance 800 Row 2 · 2022-10-04 · Sale · Disposed 800 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date April 08, 2025 · Filed April 10, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 7,000 |
Reported balance
After 2025-04-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 7,000 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 9,000 |
Reported balance
After 2025-04-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 9,000 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 11,000 |
Reported balance
After 2025-04-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 11,000 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date April 25, 2025 · Filed April 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 2,200 |
Reported balance
After 2025-04-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-04-25 · Purchase · Acquired 200 · Balance 2,200 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 2,700 |
Reported balance
After 2025-04-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-04-25 · Purchase · Acquired 500 · Balance 2,700 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectJoint Account | 26,592 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,592 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
| Preferred SharesSEC Table I · non-derivative | IndirectJoint Account | 5,574 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,574 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2022 Filed Oct 4, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 1,988 | $15.71 | $31,231.48 |
DisclosureSEC source: 0001398344-22-019765 · fp0080154-4_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 1,700 | $15.76 | $26,792.00 |
DisclosureSEC source: 0001398344-22-019765 · fp0080154-4_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 500 | $15.78 | $7,890.00 |
DisclosureSEC source: 0001398344-22-019765 · fp0080154-4_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 300 | $15.73 | $4,719.00 |
DisclosureSEC source: 0001398344-22-019765 · fp0080154-4_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 12 | $15.75 | $189.00 |
DisclosureSEC source: 0001398344-22-019765 · fp0080154-4_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,488 Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 2,500 | $16.10 | $40,250.00 |
DisclosureSEC source: 0001398344-22-019765 · fp0080154-4_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 00:10 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 1,000 | $13.32 | $13,320.00 |
DisclosureSEC source: 0001398344-22-019684 · fp0080083-2_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 00:10 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 999 | $13.20 | $13,186.80 |
DisclosureSEC source: 0001398344-22-019684 · fp0080083-2_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 00:10 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 1 | $13.20 | $13.20 |
DisclosureSEC source: 0001398344-22-019684 · fp0080083-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,001 Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:03 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 500 | $15.71 | $7,855.00 |
DisclosureSEC source: 0001398344-22-019682 · fp0080083-1_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:03 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 300 | $15.74 | $4,722.00 |
DisclosureSEC source: 0001398344-22-019682 · fp0080083-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:03 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 100 | $15.76 | $1,576.00 |
DisclosureSEC source: 0001398344-22-019682 · fp0080083-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:03 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 100 | $15.72 | $1,572.00 |
DisclosureSEC source: 0001398344-22-019682 · fp0080083-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:33 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 500 | $15.71 | $7,855.00 |
DisclosureSEC source: 0001398344-22-019763 · fp0080154-1_4a.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:33 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 300 | $15.74 | $4,722.00 |
DisclosureSEC source: 0001398344-22-019763 · fp0080154-1_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:33 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 100 | $15.76 | $1,576.00 |
DisclosureSEC source: 0001398344-22-019763 · fp0080154-1_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:33 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 100 | $15.72 | $1,572.00 |
DisclosureSEC source: 0001398344-22-019763 · fp0080154-1_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,900 Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 21:34 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 1,000 | $13.58 | $13,580.00 |
DisclosureSEC source: 0001398344-22-019573 · fp0080028_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 21:34 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 1,000 | $13.57 | $13,570.00 |
DisclosureSEC source: 0001398344-22-019573 · fp0080028_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 17:51 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 1,000 | $15.79 | $15,790.00 |
DisclosureSEC source: 0001398344-22-019577 · fp0080029_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 17:27 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 597 | $15.85 | $9,462.45 |
DisclosureSEC source: 0001398344-22-019569 · fp0080027_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,870 Read SEC document |
| September 28, 2022 Filed Oct 4, 2022 18:28 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 1,000 | $15.79 | $15,790.00 |
DisclosureSEC source: 0001398344-22-019761 · fp0080154-3_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:31 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 5,000 | $14.65 | $73,250.00 |
DisclosureSEC source: 0001398344-22-008956 · fp0075883_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:31 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 2,500 | $14.60 | $36,500.00 |
DisclosureSEC source: 0001398344-22-008956 · fp0075883_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:31 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 2,500 | $14.69 | $36,725.00 |
DisclosureSEC source: 0001398344-22-008956 · fp0075883_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| February 14, 2022 Filed Oct 4, 2022 18:22 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 1,000 | $18.55 | $18,550.00 |
DisclosureSEC source: 0001398344-22-019759 · fp0080154-2_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 14, 2022 Filed Oct 4, 2022 18:22 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 4,000 | $18.70 | $74,800.00 |
DisclosureSEC source: 0001398344-22-019759 · fp0080154-2_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 08:17 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMMZ · Entity 6021 | PurchaseCommon Stock | 5,000 | $18.75 | $93,750.00 |
DisclosureSEC source: 0001398344-22-003454 · fp0073242_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 11, 2022 Filed Feb 17, 2022 20:03 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 5,000 | $18.75 | $93,750.00 |
DisclosureSEC source: 0001398344-22-003595 · fp0073242_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 11, 2022 Filed Oct 4, 2022 18:22 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 5,000 | $18.75 | $93,750.00 |
DisclosureSEC source: 0001398344-22-019759 · fp0080154-2_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 16:47 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | Disposition to issuerTransferable Subscription Rights (OPP RT) | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019777 · fp0069603_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 13, 2021 Filed Oct 8, 2021 16:47 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | GrantTransferable Subscription Rights (OPP RT) | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-21-019777 · fp0069603_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 16:36 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. RSF · Entity 6374 | PurchaseCommon Stock | 900 | $14.90 | $13,410.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,719 Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 16:36 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. RSF · Entity 6374 | PurchaseCommon Stock | 900 | $14.88 | $13,392.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,819 Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 16:36 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. RSF · Entity 6374 | PurchaseCommon Stock | 1,300 | $14.90 | $19,370.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,919 Read SEC document |
| October 10, 2020 Filed Oct 22, 2020 16:36 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. RSF · Entity 6374 | PurchaseCommon Stock | 3,700 | $14.90 | $55,130.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Joint Account Disclosed balance after: 16,319 Read SEC document |
| October 10, 2020 Filed Oct 22, 2020 16:36 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. RSF · Entity 6374 | PurchaseCommon Stock | 900 | $14.89 | $13,401.00 |
DisclosureSEC source: 0001398344-20-020489 · fp0058795_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,619 Read SEC document |
| May 21, 2020 Filed May 28, 2020 13:14 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 500 | $18.73 | $9,365.00 |
DisclosureSEC source: 0001398344-20-011580 · fp0054273_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| May 21, 2020 Filed May 28, 2020 13:14 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 400 | $18.73 | $7,492.00 |
DisclosureSEC source: 0001398344-20-011580 · fp0054273_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Read SEC document |
| May 21, 2020 Filed May 28, 2020 13:14 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 400 | $18.60 | $7,440.00 |
DisclosureSEC source: 0001398344-20-011580 · fp0054273_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 21, 2020 Filed May 28, 2020 13:14 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $18.74 | $1,874.00 |
DisclosureSEC source: 0001398344-20-011580 · fp0054273_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:15 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | PurchaseRiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | 15 | $23.99 | $359.85 |
DisclosureSEC source: 0001398344-20-007257 · fp0052406_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,619 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:15 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | PurchaseRiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | 1,868 | $23.00 | $42,964.00 |
DisclosureSEC source: 0001398344-20-007257 · fp0052406_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,604 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:15 UTC | RiverNorth Capital & Income Fund, Inc. RMPL · Entity 7096 | PurchaseRiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | 185 | $23.89 | $4,419.65 |
DisclosureSEC source: 0001398344-20-007257 · fp0052406_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,736 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 17:03 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Stock | 1,000 | $12.48 | $12,480.00 |
DisclosureSEC source: 0001398344-20-006081 · fp0051879_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,571 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 17:03 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Stock | 1,876 | $12.45 | $23,356.20 |
DisclosureSEC source: 0001398344-20-006081 · fp0051879_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,571 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 17:09 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 597 | $21.65 | $12,925.05 |
DisclosureSEC source: 0001398344-20-006088 · fp0051880_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,467 Read SEC document |
| December 17, 2019 Filed Dec 26, 2019 13:58 UTC | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. OPP · Entity 6374 | PurchaseCommon Stock | 6,111 | $16.21 | $99,059.31 |
DisclosureSEC source: 0001398344-19-023135 · fp0048984_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,444 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 11:40 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | PurchaseCommon Stock | 33,168 | $16.20 | $537,321.60 |
DisclosureSEC source: 0001398344-19-019634 · fp0047581_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,695 Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 19:16 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV RT · Entity 5947 | SaleTransferable Subscription Rights (RIV RT) | 10,290 | $0.06 | $617.40 |
DisclosureSEC source: 0001398344-19-018481 · fp0047055_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Subadviser Schmucker Brian H · CIK 0001662166 · Director · Chief Executive Officer Galley Patrick W. · CIK 0001646929 · Director · Chief Investment Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: RiverNorth Capital Management, LLC serves as the subadviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.