Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947 | Director · President | September 24, 2026 | October 05, 2026 |
| RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096 | Director · Chief Executive Officer | July 11, 2025 | August 01, 2025 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Director · President | December 31, 2024 | February 14, 2025 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Director · President | April 08, 2025 | April 10, 2025 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Director · President | October 04, 2022 | December 22, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Director · President | April 08, 2025 | April 10, 2025 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Director · President | April 25, 2025 | April 28, 2025 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374 | Director · President | December 31, 2024 | February 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 24, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 550,403.36 |
Reported balance
After 2026-09-24 transaction · row 1
1 source rowRow 1 · 2026-09-24 · Other · Acquired 219,708 · Balance 550,403.36 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Capital & Income Fund, Inc.
Report date July 11, 2025 · Filed August 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 254,733 |
Reported balance
After 2025-07-11 transaction · row 1
1 source rowRow 1 · 2025-07-11 · Other · Acquired 39,813 · Balance 254,733 F1: The shares were acquired from rights offering. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were acquired from rights offering.
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,000 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends.
RiverNorth Flexible Municipal Income Fund, Inc.
Report date April 08, 2025 · Filed April 10, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,400 |
Reported balance
After 2025-04-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 3,400 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,500 |
Reported balance
After 2025-04-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,500 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,600 |
Reported balance
After 2025-04-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,600 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 3,700 |
Reported balance
After 2025-04-08 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2025-04-08 · Purchase · Acquired 100 · Balance 3,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 4,700 |
Reported balance
After 2025-04-08 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2025-04-08 · Purchase · Acquired 1,000 · Balance 4,700 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 6,700 |
Reported balance
After 2025-04-08 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 6,700 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date October 04, 2022 · Filed December 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-10-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-04 · Sale · Disposed 200 · Balance 800 Row 2 · 2022-10-04 · Sale · Disposed 800 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date April 08, 2025 · Filed April 10, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 7,000 |
Reported balance
After 2025-04-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 7,000 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 9,000 |
Reported balance
After 2025-04-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 9,000 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 11,000 |
Reported balance
After 2025-04-08 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-04-08 · Purchase · Acquired 2,000 · Balance 11,000 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date April 25, 2025 · Filed April 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 2,200 |
Reported balance
After 2025-04-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-04-25 · Purchase · Acquired 200 · Balance 2,200 |
| Common StockSEC Table I · non-derivative | IndirectTrust Account | 2,700 |
Reported balance
After 2025-04-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-04-25 · Purchase · Acquired 500 · Balance 2,700 |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Report date December 31, 2024 · Filed February 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectJoint Account | 26,592 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,592 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
| Preferred SharesSEC Table I · non-derivative | IndirectJoint Account | 5,574 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,574 F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being filed to update the Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year which includes reinvested dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Oct 5, 2026 18:16 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 219,708 | $10.49 | $2,304,736.92 |
DisclosureSEC source: 0001398344-26-017872 · fp0101266-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,403.36 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 14:15 UTC | RIVERNORTH OPPORTUNITIES FUND, INC. RIV · Entity 5947 | OtherCommon Shares of Beneficial Interest | 112,213 | $11.95 | $1,340,945.35 |
DisclosureSEC source: 0001398344-25-019134 · fp0095846-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,695.36 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| July 16, 2025 Filed Jul 16, 2025 17:01 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | OtherCommon Stock | 10,033 | $14.68 | $147,284.44 |
DisclosureSEC source: 0001398344-25-013222 · fp0094524-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,920 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| July 16, 2025 Filed Jul 16, 2025 17:01 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | OtherCommon Stock | 13,600 | $14.68 | $199,648.00 |
DisclosureSEC source: 0001398344-25-013222 · fp0094524-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 204,887 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| July 11, 2025 Filed Aug 1, 2025 17:29 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | OtherCommon Stock | 39,813 | $14.39 | $572,909.07 |
DisclosureSEC source: 0001398344-25-014344 · fp0094780-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,733 F1 · kind: The shares were acquired from rights offering. Read SEC document |
| April 25, 2025 Filed Apr 28, 2025 13:01 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 500 | $14.30 | $7,148.10 |
DisclosureSEC source: 0001398344-25-007893 · fp0093425-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,700 Read SEC document |
| April 25, 2025 Filed Apr 28, 2025 13:01 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 200 | $14.25 | $2,850.90 |
DisclosureSEC source: 0001398344-25-007893 · fp0093425-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,200 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.79 | $1,379.02 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,600 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 200 | $13.84 | $2,768.30 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,500 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 200 | $13.79 | $2,757.00 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,300 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 400 | $13.85 | $5,539.96 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,100 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.15 | $26,290.00 |
DisclosureSEC source: 0001398344-25-006960 · fp0093055-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 15,000 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.14 | $26,272.80 |
DisclosureSEC source: 0001398344-25-006960 · fp0093055-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 13,000 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 50 | $14.15 | $707.50 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,600 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 150 | $14.13 | $2,119.73 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,550 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 200 | $14.14 | $2,828.00 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trsut Account Disclosed balance after: 3,400 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 300 | $14.15 | $4,246.11 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,200 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 400 | $14.11 | $5,644.00 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,900 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:39 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 500 | $14.13 | $7,065.75 |
DisclosureSEC source: 0001398344-25-006961 · fp0093055-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,500 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:19 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.18 | $26,360.00 |
DisclosureSEC source: 0001398344-25-006875 · fp0093025-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 11,000 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:19 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.16 | $26,320.00 |
DisclosureSEC source: 0001398344-25-006875 · fp0093025-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 9,000 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:19 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.11 | $26,220.00 |
DisclosureSEC source: 0001398344-25-006875 · fp0093025-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,000 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 2,000 | $13.75 | $27,500.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 6,700 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 1,000 | $13.79 | $13,790.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 4,700 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.91 | $1,391.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,700 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.79 | $1,379.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,600 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.77 | $1,377.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,500 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 2,000 | $13.70 | $27,400.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,400 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 2,000 | $14.05 | $28,100.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,000 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 1,100 | $14.03 | $15,433.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 1,100 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 100 | $14.02 | $1,402.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 100 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:14 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 200 | $14.00 | $2,800.00 |
DisclosureSEC source: 0001398344-25-006867 · fp0093025-2_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 200 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 2,000 | $13.75 | $27,500.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 6,700 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 1,000 | $13.79 | $13,790.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 4,700 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.91 | $1,391.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,700 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.79 | $1,379.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,600 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $13.77 | $1,377.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,500 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 2,000 | $13.70 | $27,400.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,400 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 2,000 | $14.05 | $28,100.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,000 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 1,100 | $14.03 | $15,433.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 1,100 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 100 | $14.02 | $1,402.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 100 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:55 UTC Amendment | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 200 | $14.00 | $2,800.00 |
DisclosureSEC source: 0001398344-25-006971 · fp0093056-2_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 200 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:52 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.18 | $26,360.00 |
DisclosureSEC source: 0001398344-25-006968 · fp0093056-1_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 11,000 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:52 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.16 | $26,320.00 |
DisclosureSEC source: 0001398344-25-006968 · fp0093056-1_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 9,000 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:52 UTC Amendment | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 2,000 | $13.11 | $26,220.00 |
DisclosureSEC source: 0001398344-25-006968 · fp0093056-1_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,000 Read SEC document |
| April 26, 2024 Filed Apr 29, 2024 21:19 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | GrantCommon Stock | 68,414 | $15.04 | $1,028,946.56 |
DisclosureSEC source: 0001398344-24-008246 · fp0088232-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,061 Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:28 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | PurchaseCommon Stock | 100 | $16.10 | $1,609.50 |
DisclosureSEC source: 0001398344-24-006307 · fp0087684-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,647 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 19:37 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | PurchaseCommon Stock | 16,211 | $15.84 | $256,782.24 |
DisclosureSEC source: 0001398344-23-002438 · fp0082209-1_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,547 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 19:37 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | PurchaseCommon Stock | 18,421 | $15.84 | $291,788.64 |
DisclosureSEC source: 0001398344-23-002438 · fp0082209-1_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,126 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 19:37 UTC | RiverNorth Capital & Income Fund, Inc. RSF · Entity 7096 | PurchaseCommon Stock | 7,926 | $15.84 | $125,547.84 |
DisclosureSEC source: 0001398344-23-002438 · fp0082209-1_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.