person · Reporting owner

GABELLI MARIO J

Disclosed activity across 28 companies

Tapewire entity: 29629
SEC CIK: 0001185533

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Associated Capital Group, Inc.AC · Entity 9826	Director · Executive Chairman · 10% owner	March 07, 2023	March 13, 2023
Atlanta Braves Holdings, Inc.BATRA · Entity 4131	10% owner	March 02, 2026	March 03, 2026
BANCROFT FUND LTDBCV · Entity 6580	Director · Control Person of Adviser	January 05, 2026	January 07, 2026
ELLSWORTH GROWTH & INCOME FUND LTDECF.B · Entity 6444	Director · Control Person of Adviser	June 26, 2025	July 01, 2025
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819	Control Person of Adviser	November 10, 2025	November 19, 2025
GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315	Director · Control Person of Adviser	February 17, 2026	February 18, 2026
GABELLI EQUITY TRUST INCGAB · Entity 8814	Director · Control Person of Adviser	April 28, 2026	April 29, 2026
GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.B · Entity 8903	Control Person of Adviser	December 26, 2024	December 28, 2024
GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433	Director · Control Person of Adviser	February 24, 2026	February 25, 2026
GABELLI UTILITY TRUSTGUT · Entity 8864	Director · Control Person of Adviser	October 25, 2024	October 29, 2024
GAMCO Global Gold, Natural Resources & Income TrustGGN · Entity 8912	Control Person of Adviser	April 26, 2019	April 30, 2019
GAMCO INVESTORS, INC. ET ALGBL · Entity 16148	Director · Chairman & CEO · 10% owner	December 08, 2022	December 09, 2022
GAMCO Natural Resources, Gold & Income TrustGNT.B · Entity 6508	10% owner · Control Person of Adviser	March 20, 2026	March 23, 2026
GDL FUNDGDL · Entity 8945	Director · 10% owner · Control Person of Adviser	February 23, 2026	February 24, 2026
Gabelli Global Small & Mid Cap Value TrustGGZ.E · Entity 9007	Director · 10% owner · Control Person of Adviser	September 26, 2025	September 30, 2025
Gabelli Go Anywhere TrustGGO · Entity 135007	Director · Control Person of Adviser	September 30, 2021	October 04, 2021
Gabelli Healthcare & WellnessRx TrustGRX · Entity 8957	Director · Control Person of Adviser	January 12, 2026	January 14, 2026
Internap CorpINAP · Entity 149167	10% owner	May 08, 2020	May 18, 2020
LGL GROUP INCLGL · Entity 6820	10% owner	July 16, 2026	July 20, 2026
Liberty Media CorpBATRA · Entity 3221	10% owner	July 07, 2023	July 10, 2023
MYERS INDUSTRIES INCMYE · Entity 4854	10% owner	May 10, 2017	June 09, 2017
MachTen, Inc.MACT · Entity 9915	10% owner	December 05, 2023	December 07, 2023
PMV Consumer Acquisition Corp.PMVC.U · Entity 7072	10% owner	December 27, 2022	December 29, 2022
STRATTEC SECURITY CORPSTRT · Entity 1245	10% owner	December 10, 2024	December 11, 2024
TREDEGAR CORPTG · Entity 6066	10% owner	September 26, 2025	September 29, 2025
TWIN DISC INCTWIN · Entity 5867	10% owner	June 21, 2018	July 02, 2018
Telesat CorpTSAT · Entity 4433	10% owner	August 04, 2023	August 14, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Associated Capital Group, Inc.

Report date March 07, 2023 · Filed March 13, 2023 · Amendment

Jointly reported with GGCP Holdings LLC, GGCP, INC.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnote	18,425,673	Reported balance After 2023-03-07 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2023-03-07 · Other · Disposed 280,000 · Balance 18,425,673 F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.
Class A Common StockSEC Table I · non-derivative	Direct	5,000	Reported balance Holding disclosure · report date 2023-03-07 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 5,000
Class A Common StockSEC Table I · non-derivative	IndirectBy: GGCP, Inc.	77,165	Reported balance Holding disclosure · report date 2023-03-07 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 77,165

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

Atlanta Braves Holdings, Inc.

Report date March 02, 2026 · Filed March 03, 2026

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Common StockSEC Table I · non-derivative	Direct	11,500	Reported balance After 2026-03-02 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-03-02 · Sale · Disposed 500 · Balance 11,500 F1: These shares are owned by Associated Capital Group, Inc.
Series A Common StockSEC Table I · non-derivative	Direct	42,000	Reported balance Holding disclosure · report date 2026-03-02 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 42,000 F2: These shares are owned by GGCP, Inc.
Series A Common StockSEC Table I · non-derivative	Direct	27,152	Reported balance Holding disclosure · report date 2026-03-02 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 27,152 F3: These shares are owned by Mario J. Gabelli.
Series A Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership I	15,000	Reported balance Holding disclosure · report date 2026-03-02 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 15,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Series A Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership II	12,500	Reported balance Holding disclosure · report date 2026-03-02 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 12,500 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Series A Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership IV	20,000	Reported balance Holding disclosure · report date 2026-03-02 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 20,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Series A Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership V	2,800	Reported balance Holding disclosure · report date 2026-03-02 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 2,800 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by Associated Capital Group, Inc.

F2: These shares are owned by GGCP, Inc.

F3: These shares are owned by Mario J. Gabelli.

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

BANCROFT FUND LTD

Report date January 05, 2026 · Filed January 07, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	25,700	Reported balance After 2026-01-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-01-05 · Sale · Disposed 1,300 · Balance 25,700 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common SharesSEC Table I · non-derivative	Direct	131,000	Reported balance Holding disclosure · report date 2026-01-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 131,000

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

ELLSWORTH GROWTH & INCOME FUND LTD

Report date June 26, 2025 · Filed July 01, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Cumulative Preferred SharesSEC Table I · non-derivative	Direct	20,000	Reported balance After 2025-06-26 transaction · row 1 1 source row Row 1 · 2025-06-26 · Other · Disposed 320,000 · Balance 20,000 F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares.
Series B Cumulative Preferred SharesSEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	125,000	Reported balance Holding disclosure · report date 2025-06-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 125,000 F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report date November 10, 2025 · Filed November 19, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivative	Direct	486,501	Reported balance After 2025-11-10 transaction · row 1 1 source row Row 1 · 2025-11-10 · Purchase · Acquired 50,000 · Balance 486,501
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	323,325	Reported balance Holding disclosure · report date 2025-11-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 323,325 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	1,089,000	Reported balance Holding disclosure · report date 2025-11-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,089,000 F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGabelli & Company Investment Advisers, Inc.	17,575	Reported balance Holding disclosure · report date 2025-11-10 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 17,575 F3: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

GABELLI DIVIDEND & INCOME TRUST

Report date February 17, 2026 · Filed February 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	25,000	Reported balance After 2026-02-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-02-17 · Purchase · Acquired 4,500 · Balance 25,000 F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	145,812	Reported balance Holding disclosure · report date 2026-02-17 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 145,812
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	626,000	Reported balance Holding disclosure · report date 2026-02-17 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 626,000 F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GABELLI EQUITY TRUST INC

Report date April 28, 2026 · Filed April 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivative	Direct	1,718,169	Reported balance After 2026-04-28 transaction · row 1 1 source row Row 1 · 2026-04-28 · Other · Acquired 156,197 · Balance 1,718,169 F1: The reporting person acquired these common shares through the exercise of common stock purchase rights.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	925,844	Reported balance After 2026-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-04-28 · Other · Acquired 84,168 · Balance 925,844 F1: The reporting person acquired these common shares through the exercise of common stock purchase rights. F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these common shares through the exercise of common stock purchase rights.

GABELLI GLOBAL UTILITY & INCOME TRUST

Report date December 26, 2024 · Filed December 28, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Cumulative Puttable and Callable Preferred ShareSEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	0	Reported balance After 2024-12-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-12-26 · Other · Disposed 70,000 · Balance 0 F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares.

GABELLI MULTIMEDIA TRUST INC.

Report date February 24, 2026 · Filed February 25, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	1,158,396	Reported balance After 2026-02-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-02-24 · Purchase · Acquired 25,000 · Balance 1,158,396 F1: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity. F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGAMCO Investors, Inc.	31,000	Reported balance Holding disclosure · report date 2026-02-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 31,000 F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	432,582	Reported balance Holding disclosure · report date 2026-02-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 432,582 F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGabelli & Company Investment Advisers, Inc.	2,918	Reported balance Holding disclosure · report date 2026-02-24 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,918 F5: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	IndirectGPJ Retirement Partners	33,500	Reported balance Holding disclosure · report date 2026-02-24 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 33,500 F6: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Common Stock, Par Value $0.001SEC Table I · non-derivative	Direct	1,020,654	Reported balance Holding disclosure · report date 2026-02-24 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,020,654

Filing footnotes · ownership attribution and instrument terms

F1: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity.

F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F5: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F6: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

GABELLI UTILITY TRUST

Report date October 25, 2024 · Filed October 29, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	953,866	Reported balance After 2024-10-25 transaction · row 1 1 source row Row 1 · 2024-10-25 · Other · Acquired 50,000 · Balance 953,866 F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	331,023	Reported balance After 2024-10-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-10-25 · Other · Acquired 55,170 · Balance 331,023 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these common shares through the exercise of common share purchase rights.

GAMCO Global Gold, Natural Resources & Income Trust

Report date April 26, 2019 · Filed April 30, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	151	Reported balance After 2019-04-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-04-26 · Sale · Disposed 13,169 · Balance 151 F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GAMCO INVESTORS, INC. ET AL

Report date December 08, 2022 · Filed December 09, 2022

Jointly reported with Associated Capital Group, Inc., GGCP Holdings LLC, GGCP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	1,597,891	Reported balance After 2022-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-12-08 · Sale · Disposed 218 · Balance 1,597,891 F1: Securities owned directly by Associated Capital Group, Inc. F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Securities owned directly by Associated Capital Group, Inc.

F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

GAMCO Natural Resources, Gold & Income Trust

Report date March 20, 2026 · Filed March 23, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Cumulative Preferred SharesSEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	0	Reported balance After 2026-03-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-20 · Other · Disposed 190,000 · Balance 0 F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Series B Cumulative Preferred SharesSEC Table I · non-derivative	IndirectGAMCO Investors, Inc.	0	Reported balance After 2026-03-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-03-20 · Other · Disposed 250,000 · Balance 0 F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026. F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026.

F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GDL FUND

Report date February 23, 2026 · Filed February 24, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	2,747,977	Reported balance After 2026-02-23 transaction · row 1 1 source row Row 1 · 2026-02-23 · Sale · Disposed 800 · Balance 2,747,977
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	1,846,636	Reported balance Holding disclosure · report date 2026-02-23 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,846,636 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGabelli & Company Investment Advisers, Inc.	7,364	Reported balance Holding disclosure · report date 2026-02-23 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,364 F2: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	242,000	Reported balance Holding disclosure · report date 2026-02-23 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 242,000 F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGPJ Retirement Partners	48,000	Reported balance Holding disclosure · report date 2026-02-23 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 48,000 F4: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGAMCO Investors, Inc.	57,252	Reported balance Holding disclosure · report date 2026-02-23 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 57,252 F5: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F2: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F5: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Gabelli Global Small & Mid Cap Value Trust

Report date September 26, 2025 · Filed September 30, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series E Cumulative Preferred SharesSEC Table I · non-derivative	Direct	750,000	Reported balance After 2025-09-26 transaction · row 1 1 source row Row 1 · 2025-09-26 · Purchase · Acquired 750,000 · Balance 750,000
Series E Cumulative Preferred SharesSEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	200,000	Reported balance After 2025-09-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2025-09-26 · Purchase · Acquired 200,000 · Balance 200,000 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Series E Cumulative Preferred SharesSEC Table I · non-derivative	IndirectGGCP, Inc.	100,000	Reported balance After 2025-09-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2025-09-26 · Purchase · Acquired 100,000 · Balance 100,000 F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Series E Cumulative Preferred SharesSEC Table I · non-derivative	IndirectCIBL, Inc.	100,000	Reported balance After 2025-09-26 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2025-09-26 · Purchase · Acquired 100,000 · Balance 100,000 F3: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F3: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Gabelli Go Anywhere Trust

Report date September 30, 2021 · Filed October 04, 2021

Security / award	Ownership account	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	Reported balance After 2021-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-09-30 · Other · Disposed 111,486 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectMJG IV Limited Partnership	Reported balance After 2021-09-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-09-30 · Other · Disposed 3,000 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectE3M 2016, LLC	Reported balance After 2021-09-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-09-30 · Other · Disposed 563,899 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F4: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	Reported balance After 2021-09-30 transaction · row 4 1 source row Row 4 · 2021-09-30 · Other · Disposed 278,000 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F4: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Gabelli Healthcare & WellnessRx Trust

Report date January 12, 2026 · Filed January 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGGCP, Inc.	316,026	Reported balance After 2026-01-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-01-12 · Purchase · Acquired 3,800 · Balance 316,026 F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectAssociated Capital Group, Inc.	10,000	Reported balance After 2026-01-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-01-12 · Purchase · Acquired 1,010 · Balance 10,000 F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	Direct	239,425	Reported balance Holding disclosure · report date 2026-01-12 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 239,425
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectGPJ Retirement Partners	6,380	Reported balance Holding disclosure · report date 2026-01-12 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 6,380 F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
Common Shares, Par Value $0.001SEC Table I · non-derivative	IndirectTrust Account	3,000	Reported balance Holding disclosure · report date 2026-01-12 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 3,000 F4: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.

Internap Corp

Report date May 08, 2020 · Filed May 18, 2020

Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership	2,056,366	Reported balance Holding disclosure · report date 2020-05-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,056,366 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

LGL GROUP INC

Report date July 16, 2026 · Filed July 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,292,596	Reported balance After 2026-07-16 transaction · row 1 1 source row Row 1 · 2026-07-16 · Other · Acquired 621,928 · Balance 1,292,596
Common StockSEC Table I · non-derivative	IndirectBy: GGCP, Inc.	1,144,648	Reported balance After 2026-07-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-07-16 · Other · Acquired 572,324 · Balance 1,144,648 F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23	Direct	0	Reported balance After 2026-07-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-07-16 · Other · Disposed 621,928 · Balance 0
Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23	IndirectBy: GGCP, Inc.	0	Reported balance After 2026-07-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-07-16 · Other · Disposed 572,324 · Balance 0 F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Liberty Media Corp

Report date July 07, 2023 · Filed July 10, 2023

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Liberty Braves Series A Common StockSEC Table I · non-derivative	Direct	1,010	Reported balance After 2023-07-07 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2023-07-07 · Purchase · Acquired 500 · Balance 1,010 F1: These shares are owned by Associated Capital Group, Inc.
Liberty Braves Series A Common StockSEC Table I · non-derivative	Direct	22,000	Reported balance Holding disclosure · report date 2023-07-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 22,000 F2: These shares are owned by Mario J. Gabelli.
Liberty Braves Series A Common StockSEC Table I · non-derivative	Direct	42,000	Reported balance Holding disclosure · report date 2023-07-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 42,000 F3: These shares are owned by GGCP, Inc.
Liberty Braves Series A Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership I	15,000	Reported balance Holding disclosure · report date 2023-07-07 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 15,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Liberty Braves Series A Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership II	12,500	Reported balance Holding disclosure · report date 2023-07-07 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 12,500 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Liberty Braves Series A Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership III	4,000	Reported balance Holding disclosure · report date 2023-07-07 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 4,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Liberty Braves Series A Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership IV	20,000	Reported balance Holding disclosure · report date 2023-07-07 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 20,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Liberty Braves Series A Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership V	2,500	Reported balance Holding disclosure · report date 2023-07-07 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 2,500 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by Associated Capital Group, Inc.

F2: These shares are owned by Mario J. Gabelli.

F3: These shares are owned by GGCP, Inc.

MYERS INDUSTRIES INC

Report date May 10, 2017 · Filed June 09, 2017

Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectInvestment Partnership IV	0	Last balance in matching sequence After 2017-06-08 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2017-05-10 · Sale · Disposed 1,000 · Balance 2,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Row 2 · 2017-06-07 · Sale · Disposed 900 · Balance 1,100 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Row 3 · 2017-06-08 · Sale · Disposed 1,100 · Balance 0 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	IndirectInvestment Partnership I	18,000	Reported balance Holding disclosure · report date 2017-05-10 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 18,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	IndirectInvestment Partnership II	3,000	Reported balance Holding disclosure · report date 2017-05-10 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 3,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	IndirectInvestment Partnership III	1,500	Reported balance Holding disclosure · report date 2017-05-10 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,500 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	Direct	700	Reported balance Holding disclosure · report date 2017-05-10 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 700 F2: These shares are owned by Associated Capital Group, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

F2: These shares are owned by Associated Capital Group, Inc.

MachTen, Inc.

Report date December 05, 2023 · Filed December 07, 2023

Jointly reported with GGCP Holdings LLC, GGCP, INC., LICT Corp

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	724,250	Reported balance After 2023-12-05 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2023-12-05 · Gift · Disposed 11,500 · Balance 724,250 F1: These shares were gifted to a charity. F2: These shares are owned by Mario J. Gabelli.
Common StockSEC Table I · non-derivative	Direct	227,000	Reported balance Holding disclosure · report date 2023-12-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 227,000 F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
Common StockSEC Table I · non-derivative	Direct	605,980	Reported balance Holding disclosure · report date 2023-12-05 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 605,980 F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

PMV Consumer Acquisition Corp.

Report date December 27, 2022 · Filed December 29, 2022

Jointly reported with Associated Capital Group, Inc., GGCP, INC.

Security / award	Ownership account	Disclosure context
Class A common stock, $0.0001 par valueSEC Table I · non-derivative	Direct	Reported balance After 2022-12-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-12-27 · Other · Disposed 1,000,000 · Balance 0 F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO. F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by AC
Class A common stock, $0.0001 par valueSEC Table I · non-derivative	Direct	Reported balance After 2022-12-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-12-27 · Other · Disposed 200,000 · Balance 0 F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO. F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by GGCP
Class A common stock, $0.0001 par valueSEC Table I · non-derivative	Direct	Reported balance After 2022-12-27 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2022-12-27 · Other · Disposed 340,000 · Balance 0 F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO. F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F4: Securities owned directly by Mario J. Gabelli.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by AC

F3: Securities owned directly by GGCP

F4: Securities owned directly by Mario J. Gabelli.

F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO.

STRATTEC SECURITY CORP

Report date December 10, 2024 · Filed December 11, 2024

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership	300	Reported balance After 2024-12-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-12-10 · Sale · Disposed 200 · Balance 300 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

TREDEGAR CORP

Report date September 26, 2025 · Filed September 29, 2025

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership I	0	Last balance in matching sequence After 2025-09-29 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2025-09-26 · Sale · Disposed 1,100 · Balance 1,100 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Row 2 · 2025-09-29 · Sale · Disposed 1,100 · Balance 0 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	Direct	4,000	Reported balance Holding disclosure · report date 2025-09-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,000 F2: These shares are owned by Associated Capital Group, Inc.
Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership II	4,000	Reported balance Holding disclosure · report date 2025-09-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 4,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	IndirectBy: Investment Partnership III	300	Reported balance Holding disclosure · report date 2025-09-26 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 300 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F2: These shares are owned by Associated Capital Group, Inc.

TWIN DISC INC

Report date June 21, 2018 · Filed July 02, 2018

Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy: Limited Partnership	2,500	Reported balance Holding disclosure · report date 2018-06-21 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,500 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common StockSEC Table I · non-derivative	Direct	9,750	Reported balance Holding disclosure · report date 2018-06-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 9,750 F2: These shares are owned by Associated Capital Group, Inc.

Filing footnotes · ownership attribution and instrument terms

F2: These shares are owned by Associated Capital Group, Inc.

Telesat Corp

Report date August 04, 2023 · Filed August 14, 2023

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	450	Reported balance Holding disclosure · report date 2023-08-04 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 450 F1: These shares are owned by GAMCO Investors, Inc.
Common SharesSEC Table I · non-derivative	Direct	11,100	Reported balance Holding disclosure · report date 2023-08-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 11,100 F2: These shares are owned by Associated Capital Group, Inc.
Common SharesSEC Table I · non-derivative	Direct	10,000	Reported balance Holding disclosure · report date 2023-08-04 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 10,000 F3: These shares are owned by GGCP, Inc.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership I	15,700	Reported balance Holding disclosure · report date 2023-08-04 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 15,700 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership II	38,982	Reported balance Holding disclosure · report date 2023-08-04 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 38,982 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership III	3,000	Reported balance Holding disclosure · report date 2023-08-04 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 3,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership IV	1,625	Reported balance Holding disclosure · report date 2023-08-04 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 1,625 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership V	24,760	Reported balance Holding disclosure · report date 2023-08-04 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 24,760 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership VI	7,269	Reported balance Holding disclosure · report date 2023-08-04 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 7,269 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership VII	25,000	Reported balance Holding disclosure · report date 2023-08-04 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 25,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership VIII	12,000	Reported balance Holding disclosure · report date 2023-08-04 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 12,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Common SharesSEC Table I · non-derivative	IndirectBy: Investment Partnership IX	2,600	Reported balance Holding disclosure · report date 2023-08-04 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 2,600 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by GAMCO Investors, Inc.

F2: These shares are owned by Associated Capital Group, Inc.

F3: These shares are owned by GGCP, Inc.

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

M-tron Industries, Inc.

Report date November 19, 2024 · Filed November 20, 2024

Section 16 reporting ended · disclosed 2023-12-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	110,171	Reported balance After 2024-11-19 transaction · row 1 1 source row Row 1 · 2024-11-19 · Gift · Disposed 3,500 · Balance 110,171 F1: These shares were gifted to a charity.
Common StockSEC Table I · non-derivative	IndirectBy: GGCP, Inc.	171,200	Reported balance Holding disclosure · report date 2024-11-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 171,200 F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were gifted to a charity.

F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 10, 2023 Filed Oct 10, 2023 17:34 UTC	MachTen, Inc. MACT · Entity 9915	PurchaseCommon Stock	467	$5.75	$2,685.25	Disclosure SEC source: 0000807249-23-000129 · form4.xml · nonDerivative · entry 2 GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner LICT Corp · CIK 0001088771 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,000 F1 · ownership.direct: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution of MACT shares, Mr. Gabelli obtained indirect beneficial ownership over 226,350 shares of the Issuer's common stock held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein. Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:06 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GiftCommon Stock	1,800	$0.00	$0.00	Disclosure SEC source: 0000807249-23-000130 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 226,200 F1 · kind: These shares were gifted to a charity. F2 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document
October 09, 2023 Filed Oct 10, 2023 17:34 UTC	MachTen, Inc. MACT · Entity 9915	PurchaseCommon Stock	183	$5.75	$1,052.25	Disclosure SEC source: 0000807249-23-000129 · form4.xml · nonDerivative · entry 1 GGCP, INC. · CIK 0001238894 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner LICT Corp · CIK 0001088771 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,533 F1 · ownership.direct: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution of MACT shares, Mr. Gabelli obtained indirect beneficial ownership over 226,350 shares of the Issuer's common stock held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein. Read SEC document
September 26, 2023 Filed Sep 29, 2023 00:51 UTC	Gabelli Global Small & Mid Cap Value Trust GGZ.B · Entity 9007	OtherSeries B Cumulative Preferred Shares	329,901	$10.00	$3,299,010.00	Disclosure SEC source: 0001271163-23-000024 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,596 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. Read SEC document
September 26, 2023 Filed Sep 29, 2023 00:51 UTC	Gabelli Global Small & Mid Cap Value Trust GGZ.B · Entity 9007	OtherSeries B Cumulative Preferred Shares	109,993	$10.00	$1,099,930.00	Disclosure SEC source: 0001271163-23-000024 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 88,200 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
September 26, 2023 Filed Sep 29, 2023 00:51 UTC	Gabelli Global Small & Mid Cap Value Trust GGZ.B · Entity 9007	OtherSeries B Cumulative Preferred Shares	87,954	$10.00	$879,540.00	Disclosure SEC source: 0001271163-23-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 70,600 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:57 UTC	GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433	PurchaseCommon Stock, Par Value $0.001	167	$6.31	$1,053.77	Disclosure SEC source: 0001271163-23-000023 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,482.22 Read SEC document
September 15, 2023 Filed Sep 15, 2023 18:20 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903	PurchaseSeries B Cumulative Puttable and Callable Preferred Shares	59,886	$50.31	$3,012,864.66	Disclosure SEC source: 0001271163-23-000022 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 59,886 F1 · kind: These shares were sold and purchased in a private transaction. F2 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
September 15, 2023 Filed Sep 15, 2023 18:20 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903	SaleSeries B Cumulative Puttable and Callable Preferred Shares	59,886	$50.31	$3,012,864.66	Disclosure SEC source: 0001271163-23-000022 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were sold and purchased in a private transaction. Read SEC document
September 13, 2023 Filed Sep 13, 2023 20:19 UTC	M-tron Industries, Inc. MPTI · Entity 5849	PurchaseCommon Stock	200	$18.83	$3,766.00	Disclosure SEC source: 0000807249-23-000123 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,037 Read SEC document
September 12, 2023 Filed Sep 13, 2023 16:03 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903	SaleSeries B Cumulative Puttable and Callable Preferred Shares	3,202	$50.31	$161,092.62	Disclosure SEC source: 0001271163-23-000021 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 78,298 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:09 UTC	M-tron Industries, Inc. MPTI · Entity 5849	GiftCommon Stock	10,000	$0.00	$0.00	Disclosure SEC source: 0000807249-23-000120 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: GGCP, Inc Disclosed balance after: 228,000 F1 · kind: These shares were gifted to a charity. F2 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document
September 11, 2023 Filed Sep 13, 2023 16:03 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903	SaleSeries B Cumulative Puttable and Callable Preferred Shares	2,500	$50.30	$125,746.00	Disclosure SEC source: 0001271163-23-000021 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 81,500 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
August 31, 2023 Filed Sep 5, 2023 19:55 UTC	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	4,200	$0.00	$0.00	Disclosure SEC source: 0000921895-23-002114 · form409535005_09052023.xml · nonDerivative · entry 1 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,980 F1 · date: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date. F1 · kind: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date. F1 · shares: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date. F1 · balance_after: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date. F1 · ownership.direct: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date. Read SEC document
August 23, 2023 Filed Aug 24, 2023 21:08 UTC	Atlanta Braves Holdings, Inc. BATRA · Entity 4131	PurchaseSeries A Common Stock	800	$41.91	$33,528.00	Disclosure SEC source: 0000807249-23-000110 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,800 F1 · ownership.direct: These shares are owned by Mario J. Gabelli. Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:56 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	468	$16.61	$7,773.48	Disclosure SEC source: 0000807249-23-000108 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 238,000 F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:50 UTC	GDL FUND GDL · Entity 8945	PurchaseCommon Shares, Par Value $0.001	120	$7.93	$951.60	Disclosure SEC source: 0001271163-23-000019 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 57,282 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
July 31, 2023 Filed Aug 2, 2023 00:38 UTC	GDL FUND GDL · Entity 8945	PurchaseCommon Shares, Par Value $0.001	500	$7.93	$3,966.00	Disclosure SEC source: 0001271163-23-000018 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,751,577 Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	602,757	$0.00	$0.00	Disclosure SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 4 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602,757 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F6 · ownership.direct: Shares owned directly by LICT. Mr. Gabelli, GGCP, Holdings and the Trust may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act. Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	149,250	$0.00	$0.00	Disclosure SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 3 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 149,250 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F5 · ownership.nature: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by Old Rock IV LLC (the "Trust"), a trust in which Mr. Gabelli has sole voting and dispositive power over the shares held therein. As a result of the Distribution, Mr. Gabelli will obtain indirect beneficial ownership over 149,250 shares of the Issuer's common stock that will be held by the Trust on the Distribution Date. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by the Trust except to the extent of his pecuniary interest therein. Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	226,350	$0.00	$0.00	Disclosure SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 2 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 226,350 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F4 · ownership.nature: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution, Mr. Gabelli will obtain indirect beneficial ownership over 226,350 shares of the Issuer's common stock that will be held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein. Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	586,500	$0.00	$0.00	Disclosure SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 1 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586,500 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares. F3 · ownership.direct: Mario J. Gabelli owns shares of common stock of LICT directly as of the Record Date. As a result of the Distribution, Mr. Gabelli will obtain direct beneficial ownership over 586,500 shares of the Issuer's common stock on the Distribution Date. Read SEC document
July 31, 2023 Filed Sep 5, 2023 19:57 UTC Amendment	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	601,780	$0.00	$0.00	Disclosure SEC source: 0000921895-23-002115 · form4a109535005_09052023.xml · nonDerivative · entry 3 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601,780 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F5 · ownership.direct: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act. Read SEC document
July 31, 2023 Filed Sep 5, 2023 19:57 UTC Amendment	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	226,350	$0.00	$0.00	Disclosure SEC source: 0000921895-23-002115 · form4a109535005_09052023.xml · nonDerivative · entry 2 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 226,350 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F4 · ownership.nature: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution, Mr. Gabelli will obtain indirect beneficial ownership over 226,350 shares of the Issuer's common stock that will be held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein. Read SEC document
July 31, 2023 Filed Sep 5, 2023 19:57 UTC Amendment	MachTen, Inc. MACT · Entity 9915	OtherCommon Stock	735,750	$0.00	$0.00	Disclosure SEC source: 0000921895-23-002115 · form4a109535005_09052023.xml · nonDerivative · entry 1 LICT Corp · CIK 0001088771 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 735,750 F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date. F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares. F3 · ownership.direct: Mario J. Gabelli owns shares of common stock of LICT directly and through a trust over which he has sole voting and dispositive power over the shares held therein as of the Record Date. As a result of the Distribution, Mr. Gabelli will obtain direct beneficial ownership over 735,750 shares of the Issuer's common stock on the Distribution Date. Read SEC document
July 28, 2023 Filed Aug 1, 2023 16:57 UTC	GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819	SaleCommon Stock, Par Value $0.001	10,000	$4.26	$42,625.00	Disclosure SEC source: 0001271163-23-000017 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,100,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
July 07, 2023 Filed Jul 10, 2023 20:04 UTC	Liberty Media Corp BATRA · Entity 3221	PurchaseLiberty Braves Series A Common Stock	500	$39.96	$19,980.00	Disclosure SEC source: 0000807249-23-000082 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,010 F1 · ownership.direct: These shares are owned by Associated Capital Group, Inc. Read SEC document
June 26, 2023 Filed Jun 29, 2023 23:39 UTC	ELLSWORTH GROWTH & INCOME FUND LTD ECF.B · Entity 6444	OtherSeries B Cumulative Preferred Shares	100,000	$10.00	$1,000,000.00	Disclosure SEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · MJG Associates Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F5 · ownership.nature: MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. Mr. Gabelli disclaims beneficial ownership of the shares held which are in excess of his indirect pecuniary interest. Read SEC document
June 26, 2023 Filed Jun 29, 2023 23:39 UTC	ELLSWORTH GROWTH & INCOME FUND LTD ECF.B · Entity 6444	OtherSeries B Cumulative Preferred Shares	50,000	$10.00	$500,000.00	Disclosure SEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 150,000 F4 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document
June 26, 2023 Filed Jun 29, 2023 23:39 UTC	ELLSWORTH GROWTH & INCOME FUND LTD ECF.B · Entity 6444	OtherSeries B Cumulative Preferred Shares	150,000	$10.00	$1,500,000.00	Disclosure SEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
June 26, 2023 Filed Jun 29, 2023 23:39 UTC	ELLSWORTH GROWTH & INCOME FUND LTD ECF.B · Entity 6444	OtherSeries B Cumulative Preferred Shares	25,000	$10.00	$250,000.00	Disclosure SEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 125,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
June 20, 2023 Filed Jun 23, 2023 00:46 UTC	GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433	SaleCommon Stock, Par Value $0.001	6,604	$6.27	$41,430.19	Disclosure SEC source: 0001271163-23-000015 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,141,396 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:55 UTC	BANCROFT FUND LTD BCV · Entity 6580	SaleCommon Shares, Par Value $0.001	3,000	$16.98	$50,935.20	Disclosure SEC source: 0001271163-23-000013 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 40,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
June 08, 2023 Filed Jun 21, 2023 19:29 UTC	GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315	SaleCommon Shares, Par Value $0.001	4,000	$20.92	$83,678.40	Disclosure SEC source: 0001271163-23-000014 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 626,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
May 30, 2023 Filed Jun 1, 2023 21:28 UTC	GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903	SaleCommon Shares, Par Value $0.001	1,900	$13.21	$25,094.44	Disclosure SEC source: 0001271163-23-000012 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account Disclosed balance after: 4,702.72 F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document
May 01, 2023 Filed May 3, 2023 19:01 UTC	BANCROFT FUND LTD BCV · Entity 6580	SaleCommon Shares	2,000	$16.36	$32,721.00	Disclosure SEC source: 0001271163-23-000011 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 43,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
April 17, 2023 Filed Apr 18, 2023 20:03 UTC	Liberty Media Corp BATRA · Entity 3221	PurchaseLiberty Braves Series A Common Stock	700	$35.95	$25,165.00	Disclosure SEC source: 0000807249-23-000044 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 F1 · ownership.direct: These shares are owned by Mario J. Gabelli. Read SEC document
April 17, 2023 Filed Apr 18, 2023 20:43 UTC	GDL FUND GDL · Entity 8945	SaleCommon Shares, Par Value $0.001	2,000	$7.85	$15,700.00	Disclosure SEC source: 0001271163-23-000010 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 48,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document
April 14, 2023 Filed Apr 17, 2023 20:51 UTC	BANCROFT FUND LTD BCV · Entity 6580	SaleCommon Shares	12,000	$16.58	$198,976.80	Disclosure SEC source: 0001271163-23-000009 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 45,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
April 14, 2023 Filed Apr 17, 2023 20:29 UTC	M-tron Industries, Inc. MPTI · Entity 5849	SaleCommon Stock	500	$11.60	$5,800.00	Disclosure SEC source: 0000807249-23-000043 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,837 Read SEC document
March 27, 2023 Filed Mar 28, 2023 22:07 UTC	GDL FUND GDL.E · Entity 8945	OtherSeries E Cumulative Preferred Shares	250,000	$10.00	$2,500,000.00	Disclosure SEC source: 0001271163-23-000008 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Preferred Shares. Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:03 UTC	Liberty Media Corp BATRA · Entity 3221	PurchaseLiberty Braves Series A Common Stock	500	$32.32	$16,160.00	Disclosure SEC source: 0000807249-23-000030 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Limited Partnership V Disclosed balance after: 2,500 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document
March 07, 2023 Filed Mar 9, 2023 16:56 UTC	Associated Capital Group, Inc. AC · Entity 9826	GiftClass B Common Stock · Derivative	280,000	$0.00	$0.00	Disclosure SEC source: 0000807249-23-000023 · form4.xml · derivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,425,673 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · ownership.nature: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly. Read SEC document
March 07, 2023 Filed Mar 13, 2023 16:49 UTC Amendment	Associated Capital Group, Inc. AC · Entity 9826	OtherClass B Common Stock · Derivative	280,000	$0.00	$0.00	Disclosure SEC source: 0000807249-23-000026 · form4.xml · derivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner GGCP Holdings LLC · CIK 0001493460 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,425,673 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2 · kind: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. F1 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F1 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F3 · ownership.nature: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly. Read SEC document
February 10, 2023 Filed Feb 17, 2023 01:45 UTC	GDL FUND GDL · Entity 8945	PurchaseCommon Shares, Par Value $0.001	2,000	$8.12	$16,240.00	Disclosure SEC source: 0001271163-23-000006 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 50,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:43 UTC	Gabelli Healthcare & WellnessRx Trust GRX.G · Entity 8957	PurchaseSeries G Cumulative Preferred Shares	50,000	$10.00	$500,000.00	Disclosure SEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 50,000 F4 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:43 UTC	Gabelli Healthcare & WellnessRx Trust GRX.G · Entity 8957	PurchaseSeries G Cumulative Preferred Shares	100,000	$10.00	$1,000,000.00	Disclosure SEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 100,000 F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:43 UTC	Gabelli Healthcare & WellnessRx Trust GRX.G · Entity 8957	PurchaseSeries G Cumulative Preferred Shares	100,000	$10.00	$1,000,000.00	Disclosure SEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 100,000 F2 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:43 UTC	Gabelli Healthcare & WellnessRx Trust GRX.G · Entity 8957	PurchaseSeries G Cumulative Preferred Shares	200,000	$10.00	$2,000,000.00	Disclosure SEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 200,000 F1 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:43 UTC	Gabelli Healthcare & WellnessRx Trust GRX.G · Entity 8957	PurchaseSeries G Cumulative Preferred Shares	61,000	$10.00	$610,000.00	Disclosure SEC source: 0001271163-23-000005 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.