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LGL

LGL GROUP INC

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6820
SEC CIK
0000061004
Parsed reports
151

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2026 Filed Jul 20, 2026 20:05 UTC OtherSubscription Rights (right to purchase) · Derivative 572,324 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0000807249-26-000053 · primary_doc.xml · derivative · entry 4

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 0

Underlying: Common Stock · 572,324 shares

Expires 2026-06-23

F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Read SEC document
July 16, 2026 Filed Jul 20, 2026 20:05 UTC OtherSubscription Rights (right to purchase) · Derivative 621,928 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0000807249-26-000053 · primary_doc.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 621,928 shares

Expires 2026-06-23

Read SEC document
July 16, 2026 Filed Jul 20, 2026 20:05 UTC OtherCommon Stock 572,324 $6.90 $3,949,035.60
Disclosure

SEC source: 0000807249-26-000053 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 1,144,648

F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Read SEC document
July 16, 2026 Filed Jul 20, 2026 20:05 UTC OtherCommon Stock 621,928 $6.90 $4,291,303.20
Disclosure

SEC source: 0000807249-26-000053 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,292,596

Read SEC document
July 15, 2026 Filed Jul 27, 2026 20:55 UTC
Lamb Jason DChief Executive Officer
OtherSubscription Rights (right to purchase) · Derivative 50,000 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001437749-26-024530 · rdgdoc.xml · derivative · entry 3

Lamb Jason D · CIK 0002107035 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-07-15

F2 · derivative.exercise_price: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.

Read SEC document
July 15, 2026 Filed Jul 27, 2026 20:55 UTC
Lamb Jason DChief Executive Officer
OtherCommon Stock 50,000 $6.90 $345,000.00
Disclosure

SEC source: 0001437749-26-024530 · rdgdoc.xml · nonDerivative · entry 1

Lamb Jason D · CIK 0002107035 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
July 15, 2026 Filed Jul 27, 2026 20:55 UTC
Huvane PatrickEVP - Business Development
OtherSubscription Rights (right to purchase) · Derivative 8,621 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001437749-26-024529 · rdgdoc.xml · derivative · entry 3

Huvane Patrick · CIK 0001568399 · EVP - Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,621 shares

Expires 2026-07-15

F1 · shares: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.

Read SEC document
July 15, 2026 Filed Jul 27, 2026 20:55 UTC
Huvane PatrickEVP - Business Development
OtherCommon Stock 1,000 $6.90 $6,900.00
Disclosure

SEC source: 0001437749-26-024529 · rdgdoc.xml · nonDerivative · entry 2

Huvane Patrick · CIK 0001568399 · EVP - Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,242

F2 · shares: The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering.

Read SEC document
July 15, 2026 Filed Jul 27, 2026 20:55 UTC
Huvane PatrickEVP - Business Development
OtherCommon Stock 8,621 $6.90 $59,484.90
Disclosure

SEC source: 0001437749-26-024529 · rdgdoc.xml · nonDerivative · entry 1

Huvane Patrick · CIK 0001568399 · EVP - Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,242

F1 · shares: On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.

Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC
GABELLI MARCDirector · 10% owner
OtherSubscription Rights (right to purchase) · Derivative 764,303 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0000807249-26-000057 · primary_doc.xml · derivative · entry 4

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 0

Underlying: Common Stock · 764,303 shares

Expires 2026-06-23

F1 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC
GABELLI MARCDirector · 10% owner
OtherSubscription Rights (right to purchase) · Derivative 114,523 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0000807249-26-000057 · primary_doc.xml · derivative · entry 3

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,523 shares

Expires 2026-06-23

Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC
GABELLI MARCDirector · 10% owner
OtherCommon Stock 1,477,660 $6.90 $10,195,854.00
Disclosure

SEC source: 0000807249-26-000057 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 2,378,606

F1 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
July 15, 2026 Filed Jul 28, 2026 20:00 UTC
GABELLI MARCDirector · 10% owner
OtherCommon Stock 1,854,015 $6.90 $12,792,703.50
Disclosure

SEC source: 0000807249-26-000057 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,009,121

Read SEC document
July 15, 2026 Filed Aug 19, 2026 20:32 UTC
Hayden Tiffany ReneeVice President
SaleSubscription Rights (right to purchase) · Derivative 10,000 $0.01 Strike: $6.90 $62.00
Disclosure

SEC source: 0001437749-26-028544 · rdgdoc.xml · derivative · entry 2

Hayden Tiffany Renee · CIK 0002069431 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-07-15

F2 · derivative.exercise_price: On June 5, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one transferable subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right will entitle their holder to purchase one (1) share of Common Stock at an exercise price of $6.90 per share.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:09 UTC SaleSubscription Rights (right to purchase) · Derivative 10,342 $0.01 Strike: $6.90 $124.10
Disclosure

SEC source: 0000807249-26-000049 · primary_doc.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,326

Underlying: Common Stock · 660,326 shares

Expires 2026-06-23

Read SEC document
March 26, 2026 Filed Mar 30, 2026 23:27 UTC GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010421 · rdgdoc.xml · nonDerivative · entry 1

Kilrain Colin J. · CIK 0002062148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,067

F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 23:25 UTC GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010417 · rdgdoc.xml · nonDerivative · entry 1

DeRemer Darlene T. · CIK 0001312040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,249

F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 23:26 UTC
Kalha ManjitDirector
GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010420 · rdgdoc.xml · nonDerivative · entry 1

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 23:25 UTC GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010419 · rdgdoc.xml · nonDerivative · entry 1

Francois Herve · CIK 0001991648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,249

F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 23:25 UTC GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010416 · rdgdoc.xml · nonDerivative · entry 1

Aslansan Kaan Kerem · CIK 0002004313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,249

F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 21:28 UTC
GABELLI MARCDirector · 10% owner
GrantCommon Stock 2,067 $0.00 $0.00
Disclosure

SEC source: 0000807249-26-000033 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,381

F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 21:10 UTC
Huvane PatrickEVP - Business Development
Tax withholdingCommon Stock 1,379 $6.75 $9,308.25
Disclosure

SEC source: 0001437749-26-001908 · rdgdoc.xml · nonDerivative · entry 1

Huvane Patrick · CIK 0001568399 · EVP - Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,621

F1 · shares: Shares were withheld by the issuer on January 21, 2026 to satisfy tax withholding obligations in connection with the vesting of 3,333 shares of restricted stock on January 16, 2026.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC
GABELLI MARCDirector · 10% owner
GrantStock Options · Derivative 50,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0000807249-26-000010 · primary_doc.xml · derivative · entry 4

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-01-16

F3 · derivative.exercise_date: One hundred percent of these shares are exercisable immediately on the grant date.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC
GABELLI MARCDirector · 10% owner
GrantStock Options · Derivative 100,000 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0000807249-26-000010 · primary_doc.xml · derivative · entry 3

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-16

F2 · derivative.exercise_date: Sixty percent of these shares are exercisable immediately on the grant date, twenty percent on 1/16/2027 and twenty percent on 1/16/2028.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC
GABELLI MARCDirector · 10% owner
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-26-000010 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,314

F1 · shares: One third of these shares vest immediately, one third of these shares vest in one year from the date of the grant, on 1/16/2027 and one third of these shares vest in two years from the date of the grant, on 1/16/2028.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC
GABELLI MARCDirector · 10% owner
Exercise / conversionCommon Stock 8,552 $4.75 $40,622.00
Disclosure

SEC source: 0000807249-26-000010 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:08 UTC
Hayden Tiffany ReneeVice President
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001635 · rdgdoc.xml · nonDerivative · entry 1

Hayden Tiffany Renee · CIK 0002069431 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Restricted shares, subject to vesting: 3,333 shares immediately; 3,333 shares on January 16, 2027; and 3,334 shares on January 16, 2028

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:10 UTC
Huvane PatrickEVP - Business Development
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001636 · rdgdoc.xml · nonDerivative · entry 1

Huvane Patrick · CIK 0001568399 · EVP - Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Restricted shares, subject to vesting: 3,333 shares immediately; 3,333 shares on January 16, 2027; and 3,334 shares on January 16, 2028.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:07 UTC
Biles Linda MVice President / Controller
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001634 · rdgdoc.xml · nonDerivative · entry 1

Biles Linda M · CIK 0001823023 · Vice President / Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,820

F1 · shares: Restricted shares, subject to vesting: 3,333 shares immediately; 3,333 shares on January 16, 2027; and 3,334 shares on January 16, 2028.

Read SEC document
January 16, 2026 Filed Jan 22, 2026 21:54 UTC Exercise / conversionCommon Stock 169,993 $4.75 $807,466.75
Disclosure

SEC source: 0000807249-26-000011 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 670,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 23, 2026 21:09 UTC
Lamb Jason DChief Executive Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $7.66 $0.00
Disclosure

SEC source: 0001437749-26-001907 · rdgdoc.xml · derivative · entry 2

Lamb Jason D · CIK 0002107035 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-01-16

F2 · derivative.exercise_date: All options reported in this Form 4 are fully vested as of the date of grant.

Read SEC document
January 16, 2026 Filed Jan 23, 2026 21:09 UTC
Lamb Jason DChief Executive Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-001907 · rdgdoc.xml · nonDerivative · entry 1

Lamb Jason D · CIK 0002107035 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Restricted shares, subject to vesting: 16,666 shares immediately; 16,666 shares on January 16, 2027; and 16,668 shares on January 16, 2028.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 13:13 UTC PurchaseCommon Stock 95,387 $4.75 $453,088.25
Disclosure

SEC source: 0000807249-25-000183 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 572,324

F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 21:25 UTC GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-009656 · rdgdoc.xml · nonDerivative · entry 1

Francois Herve · CIK 0001991648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 21:26 UTC
Kalha ManjitDirector
GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-009657 · rdgdoc.xml · nonDerivative · entry 1

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,993

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 21:25 UTC
Foufas TimothyDirector · Co-Chief Executive Officer
GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-009655 · rdgdoc.xml · nonDerivative · entry 1

Foufas Timothy · CIK 0001396075 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,724

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 21:23 UTC GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-009652 · rdgdoc.xml · nonDerivative · entry 1

DeRemer Darlene T. · CIK 0001312040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 21:24 UTC GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-009654 · rdgdoc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J JR · CIK 0001393655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,903

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 21:23 UTC GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-009651 · rdgdoc.xml · nonDerivative · entry 1

Aslansan Kaan Kerem · CIK 0002004313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Mar 31, 2025 20:00 UTC
GABELLI MARCDirector · 10% owner
GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0000807249-25-000055 · form4.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,762

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

Read SEC document
March 25, 2025 Filed Apr 23, 2026 22:54 UTC Amendment
Kalha ManjitDirector
GrantCommon Stock 2,308 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-013214 · rdgdoc.xml · nonDerivative · entry 1

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,933

F1 · shares: These shares vest 3 years from the date of grant, on 3/25/2028.

F2 · balance_after: The original Form 4, filed on March 27, 2025, is being amended by this Form 4/A solely to correct an administrative error in Column 5 of Table I. The original filing inadvertently reported that the Reporting Person owned 29,993 shares following the transaction; however, as reported in this amendment, the Reporting Person actually owned 29,933 shares. This correction also addresses the incorrect balances reported in subsequent intervening filings.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:30 UTC
GABELLI MARCDirector · Co-Chief Executive Officer · 10% owner
GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034194 · rdgdoc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,454

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:08 UTC
Foufas TimothyDirector · Co-Chief Executive Officer
GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034182 · rdgdoc.xml · nonDerivative · entry 1

Foufas Timothy · CIK 0001396075 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,416

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 19:59 UTC
Kalha ManjitDirector
GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034178 · rdgdoc.xml · nonDerivative · entry 1

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,625

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 19:44 UTC GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034174 · rdgdoc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J JR · CIK 0001393655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,595

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

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December 08, 2023 Filed Dec 12, 2023 19:36 UTC GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034169 · rdgdoc.xml · nonDerivative · entry 1

DeRemer Darlene T. · CIK 0001312040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,874

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

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December 08, 2023 Filed Dec 12, 2023 19:43 UTC GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034172 · rdgdoc.xml · nonDerivative · entry 1

Francois Herve · CIK 0001991648 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,874

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

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December 08, 2023 Filed Dec 13, 2023 21:50 UTC GrantCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034347 · rdgdoc.xml · nonDerivative · entry 1

Aslansan Kaan Kerem · CIK 0002004313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,874

F1 · shares: These shares vest 3 years from the date of grant, on 12/8/2026.

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October 07, 2022 Filed Oct 12, 2022 21:10 UTC
Biles Linda MVP, Controller
Disposition to issuerCommon Stock 7,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053486 · doc4.xml · nonDerivative · entry 1

Biles Linda M · CIK 0001823023 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,820

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October 07, 2022 Filed Oct 12, 2022 21:09 UTC Disposition to issuerCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053485 · doc4.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J JR · CIK 0001393655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.