Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2025 Filed Sep 29, 2025 14:03 UTC |
Dreyer Kevin V.Director
|
OtherSeries B Cumulative Preferred Shares | 1,800 | $10.00 | $18,000.00 |
DisclosureSEC source: 0001668274-25-000004 · primary_doc.xml · nonDerivative · entry 1 Dreyer Kevin V. · CIK 0001668274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · CIBL, Inc. Disclosed balance after: 100,000 F3 · ownership.nature: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 100,000 F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 200,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries E Cumulative Preferred Shares | 750,000 | $10.00 | $7,500,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 17:40 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 88,200 | $10.00 | $882,000.00 |
DisclosureSEC source: 0001185533-25-000003 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 17:40 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 70,600 | $10.00 | $706,000.00 |
DisclosureSEC source: 0001185533-25-000003 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 17:40 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 473,596 | $10.00 | $4,735,960.00 |
DisclosureSEC source: 0001185533-25-000003 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 17:25 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 6,300 | $11.66 | $73,472.49 |
DisclosureSEC source: 0001271163-25-000003 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 45,586 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 17:25 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 7,700 | $11.67 | $89,856.69 |
DisclosureSEC source: 0001271163-25-000003 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 39,286 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:50 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Shares, Par Value $0.001 | 22 | $11.57 | $254.43 |
DisclosureSEC source: 0001271163-24-000014 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22 Read SEC document |
| September 26, 2023 Filed Sep 29, 2023 00:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 329,901 | $10.00 | $3,299,010.00 |
DisclosureSEC source: 0001271163-23-000024 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,596 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. Read SEC document |
| September 26, 2023 Filed Sep 29, 2023 00:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 109,993 | $10.00 | $1,099,930.00 |
DisclosureSEC source: 0001271163-23-000024 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 88,200 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2023 Filed Sep 29, 2023 00:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 87,954 | $10.00 | $879,540.00 |
DisclosureSEC source: 0001271163-23-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 70,600 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2023 Filed Jan 24, 2024 16:53 UTC |
Dreyer Kevin V.Director
|
OtherSeries B Cumulative Preferred Shares | 2,164 | $10.00 | $21,640.00 |
DisclosureSEC source: 0001271163-24-000002 · primary_doc.xml · nonDerivative · entry 1 Dreyer Kevin V. · CIK 0001668274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,800 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 23:58 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 158,554 | $10.00 | $1,585,540.00 |
DisclosureSEC source: 0001271163-22-000046 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,174 F1 · kind: Shares traded in a private transaction between related accounts Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 23:58 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Preferred Shares | 158,554 | $10.00 | $1,585,540.00 |
DisclosureSEC source: 0001271163-22-000046 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 0 F1 · kind: Shares traded in a private transaction between related accounts F2 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 33,880 | $10.00 | $338,800.00 |
DisclosureSEC source: 0001271163-22-000042 · primary_doc.xml · nonDerivative · entry 6 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,620 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 72,530 | $10.00 | $725,300.00 |
DisclosureSEC source: 0001271163-22-000042 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 277,470 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F6 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 41,446 | $10.00 | $414,460.00 |
DisclosureSEC source: 0001271163-22-000042 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 158,554 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F5 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 20,722 | $10.00 | $207,220.00 |
DisclosureSEC source: 0001271163-22-000042 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 79,278 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F4 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 51,807 | $10.00 | $518,070.00 |
DisclosureSEC source: 0001271163-22-000042 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 198,193 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 41,446 | $10.00 | $414,460.00 |
DisclosureSEC source: 0001271163-22-000042 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 158,554 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2022 Filed Sep 30, 2022 14:25 UTC |
Dreyer Kevin V.Director
|
OtherSeries B Cumulative Preferred Shares | 1,036 | $10.00 | $10,360.00 |
DisclosureSEC source: 0001271163-22-000043 · primary_doc.xml · nonDerivative · entry 1 Dreyer Kevin V. · CIK 0001668274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 F1 · kind: Shares of the outstanding Series B Cumulative Preferred Shares were surrendered in a pro rata allocation pursuant to a holder put option. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:03 UTC |
ALPERT BRUCE NPresident
|
OtherSeries A Cumulative Preferred Shares | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001271163-22-000018 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:03 UTC |
ALPERT BRUCE NPresident
|
OtherSeries A Cumulative Preferred Shares | 3,170 | $25.00 | $79,250.00 |
DisclosureSEC source: 0001271163-22-000018 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of the outstanding Series A Cumulative Preferred Shares on February 28, 2022. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 18:48 UTC |
Mullady AgnesDirector
|
PurchaseCommon Shares, Par Value $0.001 | 150 | $14.49 | $2,173.35 |
DisclosureSEC source: 0001271163-22-000009 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 350,000 | $10.00 | $3,500,000.00 |
DisclosureSEC source: 0001271163-21-000086 · primary_doc.xml · nonDerivative · entry 6 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M Investors, LLC Disclosed balance after: 350,000 F5 · ownership.nature: The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-21-000086 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2018, LLC Disclosed balance after: 200,000 F4 · ownership.nature: The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-21-000086 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 100,000 F3 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 163,500 | $10.00 | $1,635,000.00 |
DisclosureSEC source: 0001271163-21-000086 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,500 Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001271163-21-000086 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 250,000 F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 19:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-21-000086 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 200,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 16:19 UTC |
Dreyer Kevin V.Director
|
PurchaseSeries B Cumulative Preferred Shares | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001271163-21-000089 · primary_doc.xml · nonDerivative · entry 1 Dreyer Kevin V. · CIK 0001668274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| September 02, 2021 Filed Sep 14, 2021 13:03 UTC |
Dreyer Kevin V.Director
|
PurchaseCommon Shares, Par Value $0.001 | 1,333 | $16.44 | $21,914.52 |
DisclosureSEC source: 0001271163-21-000075 · primary_doc.xml · nonDerivative · entry 1 Dreyer Kevin V. · CIK 0001668274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 20, 2021 Filed May 24, 2021 19:13 UTC |
ALPERT BRUCE NPresident
|
OtherSeries A Cumulative Preferred Shares | 104 | $25.92 | $2,695.68 |
DisclosureSEC source: 0001271163-21-000043 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,170 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| February 08, 2021 Filed May 19, 2021 14:33 UTC |
ALPERT BRUCE NPresident
|
OtherSeries A Cumulative Preferred Shares | 66 | $26.05 | $1,719.30 |
DisclosureSEC source: 0001271163-21-000040 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066 F1 · shares: The shares being reported were acquired from an estate inheritance. Read SEC document |
| November 11, 2020 Filed Feb 10, 2022 13:42 UTC |
Birch JohnDirector
|
PurchaseCommon Shares, Par Value $0.001 | 1,820 | $10.86 | $19,765.20 |
DisclosureSEC source: 0001271163-22-000005 · primary_doc.xml · nonDerivative · entry 2 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Read SEC document |
| April 17, 2020 Filed Feb 10, 2022 13:42 UTC |
Birch JohnDirector
|
PurchaseCommon Shares, Par Value $0.001 | 1,000 | $7.60 | $7,600.00 |
DisclosureSEC source: 0001271163-22-000005 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:40 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 280 | $9.41 | $2,634.80 |
DisclosureSEC source: 0001271163-20-000023 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,579,245.15 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:21 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 500 | $11.92 | $5,961.45 |
DisclosureSEC source: 0001271163-20-000006 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,578,965.15 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 14:49 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 13,938 | $10.89 | $151,836.39 |
DisclosureSEC source: 0001271163-19-000043 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:03 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,000 | $11.55 | $57,731.00 |
DisclosureSEC source: 0001271163-19-000013 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 30,463 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| May 29, 2019 Filed May 30, 2019 15:44 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 4,000 | $11.18 | $44,721.20 |
DisclosureSEC source: 0001271163-19-000007 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Gabelli & Company Investment Advisers, Inc. Disclosed balance after: 4,000 F3 · ownership.nature: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA) (formally Gabelli Securities, Inc,), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| May 28, 2019 Filed May 30, 2019 15:44 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,000 | $11.36 | $56,821.50 |
DisclosureSEC source: 0001271163-19-000007 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 25,463 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 11:32 UTC |
ALPERT BRUCE NPresident
|
PurchaseCommon Shares, Par Value $0.001 | 1,000 | $9.58 | $9,580.00 |
DisclosureSEC source: 0001271163-18-000089 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,063 Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 21:17 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Shares, Par Value $0.001 | 50 | $11.50 | $575.00 |
DisclosureSEC source: 0001271163-17-000059 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 18:26 UTC |
Dreyer Kevin V.Director
|
OtherCommon Shares, Par Value $0.001 | 667 | $11.50 | $7,670.50 |
DisclosureSEC source: 0001271163-17-000062 · primary_doc.xml · nonDerivative · entry 1 Dreyer Kevin V. · CIK 0001668274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 16:02 UTC |
COLAVITA ANTHONY JDirector
|
OtherCommon Shares, Par Value $0.001 | 17 | $11.50 | $195.50 |
DisclosureSEC source: 0001271163-17-000058 · primary_doc.xml · nonDerivative · entry 2 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 67 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 16:02 UTC |
COLAVITA ANTHONY JDirector
|
OtherCommon Shares, Par Value $0.001 | 34 | $11.50 | $391.00 |
DisclosureSEC source: 0001271163-17-000058 · primary_doc.xml · nonDerivative · entry 1 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.