Last 12 months
Inside the activity.
11 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 3 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 14, 2026 20:14 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 14,600 | $12.03 | $175,638.00 |
DisclosureSEC source: 0001510281-26-000345 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · _ Disclosed balance after: 1,688,547 Read SEC document |
| October 08, 2026 Filed Oct 13, 2026 14:02 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 27,937 | $11.95 | $333,847.15 |
DisclosureSEC source: 0001510281-26-000341 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,673,947 Read SEC document |
| October 07, 2026 Filed Oct 9, 2026 13:59 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 17,548 | $11.97 | $210,049.56 |
DisclosureSEC source: 0001510281-26-000334 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,646,010 Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 13:57 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 6,800 | $12.36 | $84,048.00 |
DisclosureSEC source: 0001510281-26-000289 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,628,462 Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 13:57 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 5,000 | $12.25 | $61,250.00 |
DisclosureSEC source: 0001510281-26-000289 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,621,662 Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 14:52 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 1,200 | $12.47 | $14,964.00 |
DisclosureSEC source: 0001510281-26-000284 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,616,662 Read SEC document |
| August 27, 2026 Filed Aug 28, 2026 14:47 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 3,900 | $12.49 | $48,711.00 |
DisclosureSEC source: 0001510281-26-000283 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,615,462 Read SEC document |
| August 21, 2026 Filed Aug 24, 2026 13:42 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 5,742 | $12.53 | $71,947.26 |
DisclosureSEC source: 0001510281-26-000277 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,611,562 Read SEC document |
| August 20, 2026 Filed Aug 24, 2026 13:42 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 1,547 | $12.52 | $19,368.44 |
DisclosureSEC source: 0001510281-26-000277 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,605,820 Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 16:47 UTC |
Saba Capital Management, L.P.10% owner
|
SaleCommon Stock | 14,591 | $12.16 | $177,426.56 |
DisclosureSEC source: 0001510281-26-000093 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,604,273 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 16:47 UTC |
Saba Capital Management, L.P.10% owner
|
SaleCommon Stock | 6,072 | $12.20 | $74,078.40 |
DisclosureSEC source: 0001510281-26-000093 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,618,864 Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 20:18 UTC |
Saba Capital Management, L.P.10% owner
|
SaleCommon Stock | 7,532 | $12.25 | $92,267.00 |
DisclosureSEC source: 0001510281-26-000087 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,624,936 Read SEC document |
| February 11, 2026 Filed Feb 12, 2026 15:14 UTC |
Saba Capital Management, L.P.10% owner
|
SaleCommon Stock | 14,110 | $12.24 | $172,706.40 |
DisclosureSEC source: 0001510281-26-000082 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,632,468 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 20:21 UTC |
Saba Capital Management, L.P.10% owner
|
SaleCommon Stock | 26,218 | $11.95 | $313,305.10 |
DisclosureSEC source: 0001510281-26-000069 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,646,578 Read SEC document |
| February 05, 2026 Filed Feb 9, 2026 20:21 UTC |
Saba Capital Management, L.P.10% owner
|
SaleCommon Stock | 7,824 | $12.02 | $94,044.48 |
DisclosureSEC source: 0001510281-26-000069 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,672,796 Read SEC document |
| December 17, 2025 Filed Jan 7, 2026 19:14 UTC |
Dinsmore James AndrewDirector · President
|
PurchaseCommon Shares | 200 | $11.60 | $2,320.00 |
DisclosureSEC source: 0001476425-26-000004 · primary_doc.xml · nonDerivative · entry 1 Dinsmore James Andrew · CIK 0001476425 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,292 Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 15:45 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 33,764 | $12.15 | $410,232.60 |
DisclosureSEC source: 0001510281-25-000567 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,680,620 Read SEC document |
| October 28, 2025 Filed Oct 30, 2025 20:39 UTC |
Saba Capital Management, L.P.10% owner
|
PurchaseCommon Stock | 11,604 | $12.28 | $142,497.12 |
DisclosureSEC source: 0001510281-25-000543 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,646,856 Read SEC document |
| October 16, 2025 Filed Jun 2, 2026 21:19 UTC |
VANEKRIS ANTHONIE CDirector
|
SaleCommon Shares | 1,309 | $12.28 | $16,071.38 |
DisclosureSEC source: 0001247238-26-000005 · primary_doc.xml · nonDerivative · entry 2 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account for son Disclosed balance after: 1,000 F2 · ownership.nature: The shares reported are held in a trust account for the son of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account. Read SEC document |
| October 16, 2025 Filed Jun 2, 2026 21:19 UTC |
VANEKRIS ANTHONIE CDirector
|
SaleCommon Shares | 2,000 | $12.25 | $24,504.00 |
DisclosureSEC source: 0001247238-26-000005 · primary_doc.xml · nonDerivative · entry 1 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account for daughter Disclosed balance after: 1,000 F1 · ownership.nature: The shares reported are held in a trust account for the daughter of Mr. van Ekris. Mr. van Ekris also serves as the trustee on the account. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 16:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 8,031 | $10.69 | $85,851.39 |
DisclosureSEC source: 0001510281-25-000425 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,635,252 Read SEC document |
| June 26, 2025 Filed Jul 1, 2025 19:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 320,000 | $10.00 | $3,200,000.00 |
DisclosureSEC source: 0001271163-25-000025 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares. Read SEC document |
| May 19, 2025 Filed May 20, 2025 16:36 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 856 | $9.60 | $8,217.60 |
DisclosureSEC source: 0001510281-25-000321 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,627,221 Read SEC document |
| May 06, 2025 Filed May 8, 2025 14:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 17,576 | $9.19 | $161,523.44 |
DisclosureSEC source: 0001510281-25-000288 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,626,365 Read SEC document |
| May 05, 2025 Filed May 6, 2025 23:25 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,751 | $9.23 | $90,001.73 |
DisclosureSEC source: 0001510281-25-000282 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,608,789 Read SEC document |
| May 01, 2025 Filed May 5, 2025 14:21 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,000 | $9.11 | $9,110.00 |
DisclosureSEC source: 0001510281-25-000274 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,599,038 Read SEC document |
| April 30, 2025 Filed May 1, 2025 21:55 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 22,447 | $9.01 | $202,247.47 |
DisclosureSEC source: 0001510281-25-000265 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,598,038 Read SEC document |
| April 29, 2025 Filed May 1, 2025 21:55 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 4,738 | $9.04 | $42,831.52 |
DisclosureSEC source: 0001510281-25-000265 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,575,591 Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 13:56 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 600 | $8.97 | $5,382.00 |
DisclosureSEC source: 0001510281-25-000256 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,570,853 Read SEC document |
| April 21, 2025 Filed Apr 22, 2025 14:16 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 3,400 | $8.58 | $29,172.00 |
DisclosureSEC source: 0001510281-25-000235 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,570,253 Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:47 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 7,178 | $8.75 | $62,807.50 |
DisclosureSEC source: 0001510281-25-000222 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,566,853 Read SEC document |
| April 14, 2025 Filed Apr 15, 2025 14:23 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 14,065 | $8.64 | $121,521.60 |
DisclosureSEC source: 0001510281-25-000213 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,559,675 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 15:31 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 11,276 | $8.37 | $94,380.12 |
DisclosureSEC source: 0001510281-25-000199 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,545,610 Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 16:57 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 55,545 | $8.59 | $477,131.55 |
DisclosureSEC source: 0001510281-25-000190 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,534,334 Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 16:57 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 33,476 | $8.88 | $297,266.88 |
DisclosureSEC source: 0001510281-25-000190 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,478,789 Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 21:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 7,041 | $9.05 | $63,721.05 |
DisclosureSEC source: 0001510281-25-000181 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,445,313 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 34,285 | $9.05 | $310,279.25 |
DisclosureSEC source: 0001510281-25-000181 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,438,272 Read SEC document |
| September 27, 2024 Filed Sep 30, 2024 16:03 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 3,302 | $8.93 | $29,486.86 |
DisclosureSEC source: 0001510281-24-000498 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,403,987 Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 19:43 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001271163-24-000032 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 100,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F2 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| June 26, 2024 Filed Jun 28, 2024 19:43 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001271163-24-000032 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:14 UTC |
Ball John ChesterTreasurer
|
PurchaseCommon Shares | 31 | $8.16 | $252.99 |
DisclosureSEC source: 0001271163-24-000019 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31 Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 17:43 UTC |
Dinsmore James AndrewPresident
|
PurchaseCommon Shares | 600 | $7.97 | $4,783.50 |
DisclosureSEC source: 0001271163-24-000004 · primary_doc.xml · nonDerivative · entry 1 Dinsmore James Andrew · CIK 0001476425 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,906.742 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| June 26, 2023 Filed Jun 29, 2023 23:39 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · MJG Associates Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F5 · ownership.nature: MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. Mr. Gabelli disclaims beneficial ownership of the shares held which are in excess of his indirect pecuniary interest. Read SEC document |
| June 26, 2023 Filed Jun 29, 2023 23:39 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 50,000 | $10.00 | $500,000.00 |
DisclosureSEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 150,000 F4 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| June 26, 2023 Filed Jun 29, 2023 23:39 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| June 26, 2023 Filed Jun 29, 2023 23:39 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001271163-23-000016 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 125,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 28, 2023 Filed Nov 7, 2023 18:47 UTC |
VANEKRIS ANTHONIE CDirector
|
SaleCommon Shares | 691 | $7.95 | $5,494.28 |
DisclosureSEC source: 0001271163-23-000026 · primary_doc.xml · nonDerivative · entry 1 VANEKRIS ANTHONIE C · CIK 0001247238 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account for son Disclosed balance after: 2,309 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 15:30 UTC |
Dinsmore James AndrewPresident
|
PurchaseSeries B Cumulative Preferred Shares | 3,000 | $10.00 | $30,000.00 |
DisclosureSEC source: 0001271163-22-000036 · primary_doc.xml · nonDerivative · entry 1 Dinsmore James Andrew · CIK 0001476425 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 21:00 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001271163-22-000037 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Partnerships Disclosed balance after: 100,000 F4 · ownership.nature: Shares are owned by MJG Associates and Gabelli Performance Partners. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Performance Partners. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 21:00 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-22-000037 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 200,000 F3 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.