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GGT

GABELLI MULTIMEDIA TRUST INC.

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Tapewire entity
6433
SEC CIK
0000921671
Parsed reports
68

Last 12 months

Inside the activity.

2 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 202600
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2026 Filed Feb 25, 2026 20:09 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 25,000 $4.06 $101,460.00
Disclosure

SEC source: 0001185533-26-000010 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,158,396

F1 · price: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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February 17, 2026 Filed Feb 18, 2026 19:44 UTC PurchaseCommon Stock, Par Value $0.001 2,700 $4.05 $10,921.50
Disclosure

SEC source: 0001200357-26-000005 · primary_doc.xml · nonDerivative · entry 1

BOGAN ELIZABETH C · CIK 0001200357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700

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December 11, 2025 Filed Dec 15, 2025 20:47 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 9,000 $4.20 $37,800.00
Disclosure

SEC source: 0001185533-25-000014 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,133,396

F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 10, 2025 Filed Dec 11, 2025 18:20 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 2,000 $4.18 $8,360.00
Disclosure

SEC source: 0001185533-25-000012 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,156,396

F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 10, 2025 Filed Dec 12, 2025 20:44 UTC Amendment
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 9,000 $4.18 $37,620.00
Disclosure

SEC source: 0001185533-25-000013 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,142,396

F1 · shares: The initial transaction that was previously reported as 2,000 common shares sold should have been reported as 9,000 common shares sold.

F2 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 18:20 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 2,000 $4.18 $8,363.40
Disclosure

SEC source: 0001185533-25-000012 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,158,396

F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 09, 2025 Filed Dec 12, 2025 20:44 UTC Amendment
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 9,000 $4.18 $37,635.30
Disclosure

SEC source: 0001185533-25-000013 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,151,396

F1 · shares: The initial transaction that was previously reported as 2,000 common shares sold should have been reported as 9,000 common shares sold.

F2 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 20:46 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 9,000 $4.17 $37,564.20
Disclosure

SEC source: 0001185533-25-000011 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,160,396

F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 20:46 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 2,000 $4.15 $8,307.60
Disclosure

SEC source: 0001185533-25-000011 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,169,396

F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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October 27, 2025 Filed Oct 28, 2025 19:59 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 31,000 $4.04 $125,137.70
Disclosure

SEC source: 0001185533-25-000006 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GAMCO Investors, Inc.

Disclosed balance after: 31,000

F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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September 02, 2025 Filed Sep 4, 2025 19:38 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 152 $4.24 $644.48
Disclosure

SEC source: 0001271163-25-000028 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,654

Read SEC document
May 13, 2025 Filed May 19, 2025 18:42 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 40,000 $4.34 $173,600.00
Disclosure

SEC source: 0001271163-25-000015 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,502

Read SEC document
November 04, 2024 Filed Nov 5, 2024 21:18 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 501 $4.61 $2,309.61
Disclosure

SEC source: 0001271163-24-000067 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,502

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:02 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 527 $4.76 $2,508.52
Disclosure

SEC source: 0001271163-24-000059 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,001

Read SEC document
July 29, 2024 Filed Jul 31, 2024 17:14 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 500 $4.98 $2,490.00
Disclosure

SEC source: 0001271163-24-000042 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 432,582

F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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July 25, 2024 Filed Jul 25, 2024 20:53 UTC
CONN JAMES PDirector
OtherCommon Stock, Par Value $0.001 838 $5.00 $4,190.00
Disclosure

SEC source: 0001271163-24-000038 · primary_doc.xml · nonDerivative · entry 1

CONN JAMES P · CIK 0001216778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,188

F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.

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July 25, 2024 Filed Jul 25, 2024 18:33 UTC OtherCommon Stock, Par Value $0.001 2,208 $5.00 $11,040.00
Disclosure

SEC source: 0001271163-24-000037 · primary_doc.xml · nonDerivative · entry 1

ZIZZA SALVATORE J · CIK 0000929743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,037

F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.

F1 · shares: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.

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July 25, 2024 Filed Jul 26, 2024 19:59 UTC
GABELLI MARIO JDirector · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 30,000 $5.00 $150,000.00
Disclosure

SEC source: 0001271163-24-000040 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,171,396

F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 19:59 UTC
GABELLI MARIO JDirector · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 40,000 $5.00 $200,000.00
Disclosure

SEC source: 0001271163-24-000040 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 979,474

F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 16:31 UTC
Ball John ChesterPresident & Treasurer
OtherCommon Stock, Par Value $0.001 100 $5.00 $500.00
Disclosure

SEC source: 0001271163-24-000039 · primary_doc.xml · nonDerivative · entry 1

Ball John Chester · CIK 0001619773 · President & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147

F1 · kind: The reporting person acquired these shares of common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights.

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July 25, 2024 Filed Aug 1, 2024 16:07 UTC
Birch JohnDirector
OtherCommon Stock, Par Value $0.001 1,140 $5.00 $5,700.00
Disclosure

SEC source: 0001271163-24-000045 · primary_doc.xml · nonDerivative · entry 1

Birch John · CIK 0001735230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,700

F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 18:33 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleSubscription Rights for Common Stock 435,000 $0.01 $2,175.00
Disclosure

SEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 6

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 0

F2 · ownership.nature: The rights reported reflect the total rights owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the rights held by it which are in excess of his indirect pecuniary interest.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 18:33 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleSubscription Rights for Common Stock 33,500 $0.01 $167.50
Disclosure

SEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 5

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GPJ Retirement Partners

Disclosed balance after: 0

F1 · ownership.nature: The rights reported reflect the total rights owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the rights held by this entity which are in excess of his indirect pecuniary interest.

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July 17, 2024 Filed Jul 19, 2024 18:33 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleSubscription Rights for Common Stock 7,476 $0.01 $37.38
Disclosure

SEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 4

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,000

Read SEC document
July 17, 2024 Filed Jul 19, 2024 18:33 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleSubscription Rights for Common Stock 17,000 $0.01 $85.00
Disclosure

SEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 922,476

Read SEC document
July 16, 2024 Filed Jul 19, 2024 18:33 UTC
GABELLI MARIO JDirector · Control Person of Adviser
PurchaseSubscription Rights for Common Stock 38,638 $0.00 $154.55
Disclosure

SEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,476

Read SEC document
July 15, 2024 Filed Jul 19, 2024 18:33 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleSubscription Rights for Common Stock 38,638 $0.00 $158.42
Disclosure

SEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,838

Read SEC document
July 12, 2024 Filed Jul 24, 2024 18:53 UTC SaleSubscription Rights for Common Stock 1,500 $0.01 $11.25
Disclosure

SEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 4

Laughlin Susan Watson · CIK 0001215044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Average Price

Read SEC document
July 09, 2024 Filed Jul 24, 2024 18:53 UTC SaleSubscription Rights for Common Stock 1,500 $0.01 $9.60
Disclosure

SEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 3

Laughlin Susan Watson · CIK 0001215044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

F1 · price: Average Price

Read SEC document
July 08, 2024 Filed Jul 24, 2024 18:53 UTC SaleSubscription Rights for Common Stock 1,140 $0.01 $9.69
Disclosure

SEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 2

Laughlin Susan Watson · CIK 0001215044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
July 05, 2024 Filed Jul 24, 2024 18:53 UTC SaleSubscription Rights for Common Stock 500 $0.01 $3.75
Disclosure

SEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 1

Laughlin Susan Watson · CIK 0001215044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,140

Read SEC document
June 26, 2024 Filed Jun 26, 2024 16:07 UTC
UBS Group AG10% owner
OtherAuction Preferred Stock 4 $25,000.00 $100,000.00
Disclosure

SEC source: 0001610520-24-000126 · primary_doc.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F2 · security: CUSIP - 36239Q406

F3 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

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February 22, 2024 Filed Feb 22, 2024 20:40 UTC
Ball John ChesterPresident & Treasurer
PurchaseCommon Stock, Par Value $0.001 47 $5.53 $259.91
Disclosure

SEC source: 0001271163-24-000011 · primary_doc.xml · nonDerivative · entry 1

Ball John Chester · CIK 0001619773 · President & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47

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December 11, 2023 Filed Dec 13, 2023 20:27 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 4,508 $5.79 $26,102.22
Disclosure

SEC source: 0001271163-23-000034 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972,974

Read SEC document
November 07, 2023 Filed Nov 8, 2023 22:42 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 4,377 $4.77 $20,860.78
Disclosure

SEC source: 0001271163-23-000028 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 432,082

F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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September 25, 2023 Filed Sep 27, 2023 20:57 UTC
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
PurchaseCommon Stock, Par Value $0.001 167 $6.31 $1,053.77
Disclosure

SEC source: 0001271163-23-000023 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,482.22

Read SEC document
June 20, 2023 Filed Jun 23, 2023 00:46 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 6,604 $6.27 $41,430.19
Disclosure

SEC source: 0001271163-23-000015 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: No plan indicated

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,141,396

F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 20:32 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 4,000 $6.42 $25,686.40
Disclosure

SEC source: 0001271163-22-000057 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,148,000

F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 01, 2022 Filed Dec 6, 2022 02:48 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 748 $6.44 $4,813.75
Disclosure

SEC source: 0001271163-22-000055 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,152,000

F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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November 03, 2021 Filed Nov 3, 2021 18:41 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 2,000 $9.25 $18,508.00
Disclosure

SEC source: 0001271163-21-000087 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,982.22

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November 01, 2021 Filed Nov 3, 2021 18:41 UTC
GABELLI MARIO JDirector · Control Person of Adviser
SaleCommon Stock, Par Value $0.001 437 $9.16 $4,002.92
Disclosure

SEC source: 0001271163-21-000087 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,982.22

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August 31, 2021 Filed Aug 31, 2021 21:42 UTC OtherCommon Stock, Par Value $0.001 1,541 $9.50 $14,639.50
Disclosure

SEC source: 0001271163-21-000069 · primary_doc.xml · nonDerivative · entry 2

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702.25

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F3 · ownership.direct: Joint Account

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August 31, 2021 Filed Aug 31, 2021 21:42 UTC OtherCommon Stock, Par Value $0.001 1,190 $9.50 $11,305.00
Disclosure

SEC source: 0001271163-21-000069 · primary_doc.xml · nonDerivative · entry 1

Nakamura Kuni · CIK 0001396000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950.582

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

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August 31, 2021 Filed Aug 31, 2021 17:47 UTC OtherCommon Stock, Par Value $0.001 222 $9.50 $2,109.00
Disclosure

SEC source: 0001271163-21-000067 · primary_doc.xml · nonDerivative · entry 1

Marangi Christopher J. · CIK 0001612428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

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August 31, 2021 Filed Sep 1, 2021 22:54 UTC OtherCommon Stock, Par Value $0.001 3,241 $9.50 $30,789.50
Disclosure

SEC source: 0001271163-21-000072 · primary_doc.xml · nonDerivative · entry 1

ZIZZA SALVATORE J · CIK 0000929743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,829

F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

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August 31, 2021 Filed Sep 1, 2021 22:23 UTC
CONN JAMES PDirector
OtherCommon Stock, Par Value $0.001 2,350 $9.50 $22,325.00
Disclosure

SEC source: 0001271163-21-000071 · primary_doc.xml · nonDerivative · entry 1

CONN JAMES P · CIK 0001216778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC
GABELLI MARIO JDirector · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 6,666 $9.50 $63,327.00
Disclosure

SEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 6

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GPJ Retirement Partners

Disclosed balance after: 33,333

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F7 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC
GABELLI MARIO JDirector · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 221,352 $9.50 $2,102,844.00
Disclosure

SEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 5

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 1,106,763

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F6 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC
GABELLI MARIO JDirector · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 583 $9.50 $5,538.50
Disclosure

SEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 4

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Gabelli & Company Investment Advisers, Inc.

Disclosed balance after: 2,918

F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights.

F5 · ownership.nature: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC
GABELLI MARIO JDirector · Control Person of Adviser
OtherCommon Stock, Par Value $0.001 116,549 $9.50 $1,107,215.50
Disclosure

SEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 436,459

F3 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

F4 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.