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LICT Corp

Disclosed activity across 1 company

Tapewire entity
107698
SEC CIK
0001088771

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MachTen, Inc.MACT · Entity 991510% ownerDecember 05, 2023December 07, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MachTen, Inc.

Report date December 05, 2023 · Filed December 07, 2023

Jointly reported with GABELLI MARIO J, GGCP Holdings LLC, GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect724,250 Reported balance After 2023-12-05 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-12-05 · Gift · Disposed 11,500 · Balance 724,250

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

Common StockSEC Table I · non-derivativeDirect227,000 Reported balance Holding disclosure · report date 2023-12-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 227,000

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Common StockSEC Table I · non-derivativeDirect605,980 Reported balance Holding disclosure · report date 2023-12-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 605,980

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2023 Filed Dec 7, 2023 16:09 UTC MachTen, Inc. MACT · Entity 9915 GiftCommon Stock 11,500 $0.00 $0.00
Disclosure

SEC source: 0000807249-23-000163 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

LICT Corp · CIK 0001088771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,250

F1 · kind: These shares were gifted to a charity.

F2 · balance_after: These shares are owned by Mario J. Gabelli.

Read SEC document
October 10, 2023 Filed Oct 10, 2023 17:34 UTC MachTen, Inc. MACT · Entity 9915 PurchaseCommon Stock 467 $5.75 $2,685.25
Disclosure

SEC source: 0000807249-23-000129 · form4.xml · nonDerivative · entry 2

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

LICT Corp · CIK 0001088771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,000

F1 · ownership.direct: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution of MACT shares, Mr. Gabelli obtained indirect beneficial ownership over 226,350 shares of the Issuer's common stock held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 17:34 UTC MachTen, Inc. MACT · Entity 9915 PurchaseCommon Stock 183 $5.75 $1,052.25
Disclosure

SEC source: 0000807249-23-000129 · form4.xml · nonDerivative · entry 1

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

LICT Corp · CIK 0001088771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,533

F1 · ownership.direct: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution of MACT shares, Mr. Gabelli obtained indirect beneficial ownership over 226,350 shares of the Issuer's common stock held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 19:55 UTC MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002114 · form409535005_09052023.xml · nonDerivative · entry 1

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,980

F1 · date: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date.

F1 · kind: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date.

F1 · shares: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date.

F1 · balance_after: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date.

F1 · ownership.direct: LICT Corporation ("LICT") consummated the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). The shares reported herein reflect shares acquired by LICT in the Distribution resulting from open market purchases of LICT common stock with a right to the Distribution subsequent to the Record Date but prior to the Distribution Date.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 602,757 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 4

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,757

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F6 · ownership.direct: Shares owned directly by LICT. Mr. Gabelli, GGCP, Holdings and the Trust may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 149,250 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 3

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 149,250

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F5 · ownership.nature: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by Old Rock IV LLC (the "Trust"), a trust in which Mr. Gabelli has sole voting and dispositive power over the shares held therein. As a result of the Distribution, Mr. Gabelli will obtain indirect beneficial ownership over 149,250 shares of the Issuer's common stock that will be held by the Trust on the Distribution Date. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by the Trust except to the extent of his pecuniary interest therein.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 226,350 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 2

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 226,350

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F4 · ownership.nature: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution, Mr. Gabelli will obtain indirect beneficial ownership over 226,350 shares of the Issuer's common stock that will be held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:53 UTC MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 586,500 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-001804 · form409535gab_08022023.xml · nonDerivative · entry 1

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,500

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 14, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,172,407 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,650 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 602,757 shares.

F3 · ownership.direct: Mario J. Gabelli owns shares of common stock of LICT directly as of the Record Date. As a result of the Distribution, Mr. Gabelli will obtain direct beneficial ownership over 586,500 shares of the Issuer's common stock on the Distribution Date.

Read SEC document
July 31, 2023 Filed Sep 5, 2023 19:57 UTC Amendment MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 601,780 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002115 · form4a109535005_09052023.xml · nonDerivative · entry 3

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,780

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F5 · ownership.direct: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Read SEC document
July 31, 2023 Filed Sep 5, 2023 19:57 UTC Amendment MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 226,350 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002115 · form4a109535005_09052023.xml · nonDerivative · entry 2

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 226,350

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F4 · ownership.nature: Mr. Gabelli may be deemed to beneficially own shares of common stock of LICT owned by GGCP, Inc. ("GGCP") via GGCP Holdings, LLC ("Holdings"). As a result of the Distribution, Mr. Gabelli will obtain indirect beneficial ownership over 226,350 shares of the Issuer's common stock that will be held by GGCP via Holdings on the Distribution Date. Mr. Gabelli may be deemed to have beneficial ownership of the shares to be held by Holdings on the basis of (i) his position as the Chief Executive Officer, a director and the controlling shareholder of GGCP, which is the manager and the majority member of Holdings, and (ii) a certain profit interest in Holdings. Mr. Gabelli disclaims beneficial ownership of the shares to be owned by Holdings except to the extent of his pecuniary interest therein.

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July 31, 2023 Filed Sep 5, 2023 19:57 UTC Amendment MachTen, Inc. MACT · Entity 9915 OtherCommon Stock 735,750 $0.00 $0.00
Disclosure

SEC source: 0000921895-23-002115 · form4a109535005_09052023.xml · nonDerivative · entry 1

LICT Corp · CIK 0001088771 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,750

F1 · date: LICT Corporation ("LICT") expects to consummate the spin-off of 81% of the outstanding shares of common stock of MachTen, Inc. (the "Issuer") on August 31, 2023 (the "Distribution Date") by way of a pro rata distribution to the holders of record of its common stock (the "Distribution") as of 5:00 pm New York City time on July 31, 2023 (the "Record Date"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), LICT's distribution of the Issuer's common stock is deemed to occur on the Record Date.

F2 · kind: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F2 · shares: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F2 · balance_after: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation to be filed with the Secretary of the State of Delaware prior to the Distribution Date, the 100 outstanding shares of the Issuer's common stock currently held by LICT will be automatically reclassified into an aggregate of 3,171,465 shares of the Issuer's common stock (the "Reclassified Shares"). This reclassification will be exempt pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended. On the Distribution Date, LICT will distribute 81% of the Reclassified Shares, or 2,569,685 shares, to LICT's stockholders on the Record Date, and retain 19% of the Reclassified Shares, or 601,780 shares.

F3 · ownership.direct: Mario J. Gabelli owns shares of common stock of LICT directly and through a trust over which he has sole voting and dispositive power over the shares held therein as of the Record Date. As a result of the Distribution, Mr. Gabelli will obtain direct beneficial ownership over 735,750 shares of the Issuer's common stock on the Distribution Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.