Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2026 Filed Mar 23, 2026 18:18 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001185533-26-000011 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 0 F1 · kind: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026. F3 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| March 20, 2026 Filed Mar 23, 2026 18:18 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 190,000 | $10.00 | $1,900,000.00 |
DisclosureSEC source: 0001185533-26-000011 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 11, 2025 Filed Jul 14, 2025 18:08 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 54,055 | $6.47 | $349,735.85 |
DisclosureSEC source: 0001510281-25-000380 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,607,650 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 18:08 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 674 | $6.46 | $4,354.04 |
DisclosureSEC source: 0001510281-25-000380 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,661,705 Read SEC document |
| July 07, 2025 Filed Jul 8, 2025 14:17 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 31,293 | $6.43 | $201,213.99 |
DisclosureSEC source: 0001510281-25-000374 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,662,379 Read SEC document |
| June 27, 2025 Filed Jun 30, 2025 13:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 13,277 | $6.27 | $83,246.79 |
DisclosureSEC source: 0001510281-25-000365 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,693,672 Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 20:48 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Preferred Shares | 280,000 | $10.00 | $2,800,000.00 |
DisclosureSEC source: 0001271163-25-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares. Read SEC document |
| June 25, 2025 Filed Jun 26, 2025 16:04 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 4,029 | $6.28 | $25,302.12 |
DisclosureSEC source: 0001510281-25-000362 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,706,949 Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 16:04 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 1,875 | $6.28 | $11,775.00 |
DisclosureSEC source: 0001510281-25-000362 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,710,978 Read SEC document |
| June 23, 2025 Filed Jun 24, 2025 13:39 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 4,497 | $6.45 | $29,005.65 |
DisclosureSEC source: 0001510281-25-000359 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,712,853 Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 18:44 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 12,616 | $6.47 | $81,625.52 |
DisclosureSEC source: 0001510281-25-000356 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,717,350 Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 18:44 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 2,172 | $6.50 | $14,118.00 |
DisclosureSEC source: 0001510281-25-000356 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,729,966 Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 14:14 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 4,607 | $6.55 | $30,175.85 |
DisclosureSEC source: 0001510281-25-000353 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,732,138 Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 14:14 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 9,080 | $6.52 | $59,201.60 |
DisclosureSEC source: 0001510281-25-000353 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,736,745 Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 20:13 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 24,059 | $6.10 | $146,759.90 |
DisclosureSEC source: 0001510281-25-000220 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,745,825 Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 16:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 33,712 | $6.01 | $202,609.12 |
DisclosureSEC source: 0001510281-25-000188 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,769,884 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:29 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 2,581 | $6.11 | $15,769.91 |
DisclosureSEC source: 0001510281-25-000180 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,803,596 Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 14:34 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 6,112 | $5.89 | $35,999.68 |
DisclosureSEC source: 0001510281-25-000158 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,806,177 Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 21:59 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 14,415 | $5.80 | $83,607.00 |
DisclosureSEC source: 0001510281-25-000132 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,812,289 Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 15:47 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 108 | $5.89 | $636.12 |
DisclosureSEC source: 0001510281-25-000118 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,826,704 Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 18:52 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 2,643 | $5.35 | $14,140.05 |
DisclosureSEC source: 0001510281-24-000414 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,826,812 Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 17:10 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,400 | $5.57 | $7,798.00 |
DisclosureSEC source: 0001510281-24-000411 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,824,169 Read SEC document |
| July 24, 2024 Filed Jul 25, 2024 20:55 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,000 | $5.58 | $5,580.00 |
DisclosureSEC source: 0001510281-24-000387 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,822,769 Read SEC document |
| June 24, 2024 Filed Jun 25, 2024 21:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 17,344 | $5.44 | $94,351.36 |
DisclosureSEC source: 0001510281-24-000340 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,821,769 Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 16:25 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 25,352 | $5.38 | $136,393.76 |
DisclosureSEC source: 0001510281-24-000333 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,804,425 Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 18:28 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 6 | $5.47 | $32.82 |
DisclosureSEC source: 0001510281-24-000326 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,779,073 Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 13:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 13,148 | $5.48 | $72,051.04 |
DisclosureSEC source: 0001510281-24-000323 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,779,079 Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 13:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 40,788 | $5.52 | $225,149.76 |
DisclosureSEC source: 0001510281-24-000323 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · - Disclosed balance after: 1,765,931 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 01:32 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Shares, Par Value $0.001 | 52 | $4.90 | $254.77 |
DisclosureSEC source: 0001271163-24-000017 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52 Read SEC document |
| February 22, 2024 Filed Apr 3, 2024 20:43 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001271163-24-000026 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| February 22, 2024 Filed Apr 3, 2024 20:43 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001271163-24-000026 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 250,000 F4 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Apr 3, 2024 20:43 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001271163-24-000026 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 150,000 F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Apr 3, 2024 20:43 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 30,000 | $10.00 | $300,000.00 |
DisclosureSEC source: 0001271163-24-000026 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 30,000 F2 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Apr 3, 2024 20:43 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Preferred Shares | 190,000 | $10.00 | $1,900,000.00 |
DisclosureSEC source: 0001271163-24-000026 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 190,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 17, 2022 Filed Feb 23, 2022 00:29 UTC |
Mullady AgnesDirector
|
PurchaseCommon Shares, Par Value $0.001 | 150 | $5.37 | $805.35 |
DisclosureSEC source: 0001271163-22-000017 · primary_doc.xml · nonDerivative · entry 1 Mullady Agnes · CIK 0001387823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| May 20, 2021 Filed May 25, 2021 19:11 UTC |
ALPERT BRUCE NPresident
|
OtherSeries A Cumulative Preferred Shares | 208 | $26.05 | $5,418.40 |
DisclosureSEC source: 0001271163-21-000049 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:55 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 2,000 | $5.60 | $11,205.80 |
DisclosureSEC source: 0001271163-19-000045 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 15:54 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries A Cumulative Preferred Shares | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001271163-17-000042 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 15:54 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries A Cumulative Preferred Shares | 400 | $25.00 | $10,000.00 |
DisclosureSEC source: 0001271163-17-000042 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.