Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Associated Capital Group, Inc.AC · Entity 9826 | Director · Executive Chairman · 10% owner | March 07, 2023 | March 13, 2023 |
| Atlanta Braves Holdings, Inc.BATRA · Entity 4131 | 10% owner | March 02, 2026 | March 03, 2026 |
| BANCROFT FUND LTDBCV · Entity 6580 | Director · Control Person of Adviser | January 05, 2026 | January 07, 2026 |
| ELLSWORTH GROWTH & INCOME FUND LTDECF.B · Entity 6444 | Director · Control Person of Adviser | June 26, 2025 | July 01, 2025 |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | Control Person of Adviser | November 10, 2025 | November 19, 2025 |
| GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315 | Director · Control Person of Adviser | February 17, 2026 | February 18, 2026 |
| GABELLI EQUITY TRUST INCGAB · Entity 8814 | Director · Control Person of Adviser | April 28, 2026 | April 29, 2026 |
| GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.B · Entity 8903 | Control Person of Adviser | December 26, 2024 | December 28, 2024 |
| GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433 | Director · Control Person of Adviser | February 24, 2026 | February 25, 2026 |
| GABELLI UTILITY TRUSTGUT · Entity 8864 | Director · Control Person of Adviser | October 25, 2024 | October 29, 2024 |
| GAMCO Global Gold, Natural Resources & Income TrustGGN · Entity 8912 | Control Person of Adviser | April 26, 2019 | April 30, 2019 |
| GAMCO INVESTORS, INC. ET ALGBL · Entity 16148 | Director · Chairman & CEO · 10% owner | December 08, 2022 | December 09, 2022 |
| GAMCO Natural Resources, Gold & Income TrustGNT.B · Entity 6508 | 10% owner · Control Person of Adviser | March 20, 2026 | March 23, 2026 |
| GDL FUNDGDL · Entity 8945 | Director · 10% owner · Control Person of Adviser | February 23, 2026 | February 24, 2026 |
| Gabelli Global Small & Mid Cap Value TrustGGZ.E · Entity 9007 | Director · 10% owner · Control Person of Adviser | September 26, 2025 | September 30, 2025 |
| Gabelli Go Anywhere TrustGGO · Entity 135007 | Director · Control Person of Adviser | September 30, 2021 | October 04, 2021 |
| Gabelli Healthcare & WellnessRx TrustGRX · Entity 8957 | Director · Control Person of Adviser | January 12, 2026 | January 14, 2026 |
| Internap CorpINAP · Entity 149167 | 10% owner | May 08, 2020 | May 18, 2020 |
| LGL GROUP INCLGL · Entity 6820 | 10% owner | July 16, 2026 | July 20, 2026 |
| Liberty Media CorpBATRA · Entity 3221 | 10% owner | July 07, 2023 | July 10, 2023 |
| MYERS INDUSTRIES INCMYE · Entity 4854 | 10% owner | May 10, 2017 | June 09, 2017 |
| MachTen, Inc.MACT · Entity 9915 | 10% owner | December 05, 2023 | December 07, 2023 |
| PMV Consumer Acquisition Corp.PMVC.U · Entity 7072 | 10% owner | December 27, 2022 | December 29, 2022 |
| STRATTEC SECURITY CORPSTRT · Entity 1245 | 10% owner | December 10, 2024 | December 11, 2024 |
| TREDEGAR CORPTG · Entity 6066 | 10% owner | September 26, 2025 | September 29, 2025 |
| TWIN DISC INCTWIN · Entity 5867 | 10% owner | June 21, 2018 | July 02, 2018 |
| Telesat CorpTSAT · Entity 4433 | 10% owner | August 04, 2023 | August 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Associated Capital Group, Inc.
Report date March 07, 2023 · Filed March 13, 2023 · Amendment
Jointly reported with GGCP Holdings LLC, GGCP, INC.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 18,425,673 |
Reported balance
After 2023-03-07 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2023-03-07 · Other · Disposed 280,000 · Balance 18,425,673 F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date. F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership. F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 5,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: GGCP, Inc. | 77,165 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 77,165 |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.
F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.
Atlanta Braves Holdings, Inc.
Report date March 02, 2026 · Filed March 03, 2026
Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common StockSEC Table I · non-derivative | Direct | 11,500 |
Reported balance
After 2026-03-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-03-02 · Sale · Disposed 500 · Balance 11,500 F1: These shares are owned by Associated Capital Group, Inc. |
| Series A Common StockSEC Table I · non-derivative | Direct | 42,000 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,000 F2: These shares are owned by GGCP, Inc. |
| Series A Common StockSEC Table I · non-derivative | Direct | 27,152 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 27,152 F3: These shares are owned by Mario J. Gabelli. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership I | 15,000 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership II | 12,500 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,500 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership IV | 20,000 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 20,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Series A Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership V | 2,800 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,800 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned by Associated Capital Group, Inc.
F2: These shares are owned by GGCP, Inc.
F3: These shares are owned by Mario J. Gabelli.
F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
BANCROFT FUND LTD
Report date January 05, 2026 · Filed January 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 25,700 |
Reported balance
After 2026-01-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-01-05 · Sale · Disposed 1,300 · Balance 25,700 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common SharesSEC Table I · non-derivative | Direct | 131,000 |
Reported balance
Holding disclosure · report date 2026-01-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 131,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
ELLSWORTH GROWTH & INCOME FUND LTD
Report date June 26, 2025 · Filed July 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2025-06-26 transaction · row 1
1 source rowRow 1 · 2025-06-26 · Other · Disposed 320,000 · Balance 20,000 F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares. |
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 125,000 |
Reported balance
Holding disclosure · report date 2025-06-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 125,000 F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date November 10, 2025 · Filed November 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 486,501 |
Reported balance
After 2025-11-10 transaction · row 1
1 source rowRow 1 · 2025-11-10 · Purchase · Acquired 50,000 · Balance 486,501 |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 323,325 |
Reported balance
Holding disclosure · report date 2025-11-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 323,325 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 1,089,000 |
Reported balance
Holding disclosure · report date 2025-11-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,089,000 F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGabelli & Company Investment Advisers, Inc. | 17,575 |
Reported balance
Holding disclosure · report date 2025-11-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,575 F3: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
GABELLI DIVIDEND & INCOME TRUST
Report date February 17, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 25,000 |
Reported balance
After 2026-02-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-17 · Purchase · Acquired 4,500 · Balance 25,000 F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 145,812 |
Reported balance
Holding disclosure · report date 2026-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 145,812 |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 626,000 |
Reported balance
Holding disclosure · report date 2026-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 626,000 F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GABELLI EQUITY TRUST INC
Report date April 28, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 1,718,169 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Other · Acquired 156,197 · Balance 1,718,169 F1: The reporting person acquired these common shares through the exercise of common stock purchase rights. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 925,844 |
Reported balance
After 2026-04-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-04-28 · Other · Acquired 84,168 · Balance 925,844 F1: The reporting person acquired these common shares through the exercise of common stock purchase rights. F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common stock purchase rights.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GABELLI GLOBAL UTILITY & INCOME TRUST
Report date December 26, 2024 · Filed December 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Puttable and Callable Preferred ShareSEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 0 |
Reported balance
After 2024-12-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-12-26 · Other · Disposed 70,000 · Balance 0 F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GABELLI MULTIMEDIA TRUST INC.
Report date February 24, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 1,158,396 |
Reported balance
After 2026-02-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-02-24 · Purchase · Acquired 25,000 · Balance 1,158,396 F1: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity. F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGAMCO Investors, Inc. | 31,000 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,000 F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 432,582 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 432,582 F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGabelli & Company Investment Advisers, Inc. | 2,918 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,918 F5: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | IndirectGPJ Retirement Partners | 33,500 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 33,500 F6: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 1,020,654 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,020,654 |
Filing footnotes · ownership attribution and instrument terms
F1: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F5: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F6: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
GABELLI UTILITY TRUST
Report date October 25, 2024 · Filed October 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 953,866 |
Reported balance
After 2024-10-25 transaction · row 1
1 source rowRow 1 · 2024-10-25 · Other · Acquired 50,000 · Balance 953,866 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 331,023 |
Reported balance
After 2024-10-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-25 · Other · Acquired 55,170 · Balance 331,023 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GAMCO Global Gold, Natural Resources & Income Trust
Report date April 26, 2019 · Filed April 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 151 |
Reported balance
After 2019-04-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-04-26 · Sale · Disposed 13,169 · Balance 151 F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GAMCO INVESTORS, INC. ET AL
Report date December 08, 2022 · Filed December 09, 2022
Jointly reported with Associated Capital Group, Inc., GGCP Holdings LLC, GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,597,891 |
Reported balance
After 2022-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-12-08 · Sale · Disposed 218 · Balance 1,597,891 F1: Securities owned directly by Associated Capital Group, Inc. F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities owned directly by Associated Capital Group, Inc.
F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
GAMCO Natural Resources, Gold & Income Trust
Report date March 20, 2026 · Filed March 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 0 |
Reported balance
After 2026-03-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-20 · Other · Disposed 190,000 · Balance 0 F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Series B Cumulative Preferred SharesSEC Table I · non-derivative | IndirectGAMCO Investors, Inc. | 0 |
Reported balance
After 2026-03-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-03-20 · Other · Disposed 250,000 · Balance 0 F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026. F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
GDL FUND
Report date February 23, 2026 · Filed February 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 2,747,977 |
Reported balance
After 2026-02-23 transaction · row 1
1 source rowRow 1 · 2026-02-23 · Sale · Disposed 800 · Balance 2,747,977 |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 1,846,636 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,846,636 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGabelli & Company Investment Advisers, Inc. | 7,364 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,364 F2: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 242,000 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 242,000 F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGPJ Retirement Partners | 48,000 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 48,000 F4: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGAMCO Investors, Inc. | 57,252 |
Reported balance
Holding disclosure · report date 2026-02-23 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 57,252 F5: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F4: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F5: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Gabelli Global Small & Mid Cap Value Trust
Report date September 26, 2025 · Filed September 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series E Cumulative Preferred SharesSEC Table I · non-derivative | Direct | 750,000 |
Reported balance
After 2025-09-26 transaction · row 1
1 source rowRow 1 · 2025-09-26 · Purchase · Acquired 750,000 · Balance 750,000 |
| Series E Cumulative Preferred SharesSEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 200,000 |
Reported balance
After 2025-09-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-09-26 · Purchase · Acquired 200,000 · Balance 200,000 F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Series E Cumulative Preferred SharesSEC Table I · non-derivative | IndirectGGCP, Inc. | 100,000 |
Reported balance
After 2025-09-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-09-26 · Purchase · Acquired 100,000 · Balance 100,000 F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Series E Cumulative Preferred SharesSEC Table I · non-derivative | IndirectCIBL, Inc. | 100,000 |
Reported balance
After 2025-09-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-09-26 · Purchase · Acquired 100,000 · Balance 100,000 F3: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Gabelli Go Anywhere Trust
Report date September 30, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 0 |
Reported balance
After 2021-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-30 · Other · Disposed 111,486 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectMJG IV Limited Partnership | 0 |
Reported balance
After 2021-09-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-30 · Other · Disposed 3,000 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectE3M 2016, LLC | 0 |
Reported balance
After 2021-09-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-09-30 · Other · Disposed 563,899 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F4: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-30 transaction · row 4
1 source rowRow 4 · 2021-09-30 · Other · Disposed 278,000 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F4: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Gabelli Healthcare & WellnessRx Trust
Report date January 12, 2026 · Filed January 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGGCP, Inc. | 316,026 |
Reported balance
After 2026-01-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-01-12 · Purchase · Acquired 3,800 · Balance 316,026 F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectAssociated Capital Group, Inc. | 10,000 |
Reported balance
After 2026-01-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-01-12 · Purchase · Acquired 1,010 · Balance 10,000 F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 239,425 |
Reported balance
Holding disclosure · report date 2026-01-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 239,425 |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectGPJ Retirement Partners | 6,380 |
Reported balance
Holding disclosure · report date 2026-01-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,380 F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectTrust Account | 3,000 |
Reported balance
Holding disclosure · report date 2026-01-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,000 F4: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F4: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.
Internap Corp
Report date May 08, 2020 · Filed May 18, 2020
Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership | 2,056,366 |
Reported balance
Holding disclosure · report date 2020-05-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,056,366 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
LGL GROUP INC
Report date July 16, 2026 · Filed July 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,292,596 |
Reported balance
After 2026-07-16 transaction · row 1
1 source rowRow 1 · 2026-07-16 · Other · Acquired 621,928 · Balance 1,292,596 |
| Common StockSEC Table I · non-derivative | IndirectBy: GGCP, Inc. | 1,144,648 |
Reported balance
After 2026-07-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-16 · Other · Acquired 572,324 · Balance 1,144,648 F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |
| Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23 | Direct | 0 |
Reported balance
After 2026-07-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-16 · Other · Disposed 621,928 · Balance 0 |
| Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23 | IndirectBy: GGCP, Inc. | 0 |
Reported balance
After 2026-07-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-16 · Other · Disposed 572,324 · Balance 0 F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
Liberty Media Corp
Report date July 07, 2023 · Filed July 10, 2023
Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Liberty Braves Series A Common StockSEC Table I · non-derivative | Direct | 1,010 |
Reported balance
After 2023-07-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-07-07 · Purchase · Acquired 500 · Balance 1,010 F1: These shares are owned by Associated Capital Group, Inc. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | Direct | 22,000 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 22,000 F2: These shares are owned by Mario J. Gabelli. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | Direct | 42,000 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 42,000 F3: These shares are owned by GGCP, Inc. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership I | 15,000 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership II | 12,500 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,500 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership III | 4,000 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership IV | 20,000 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 20,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Liberty Braves Series A Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership V | 2,500 |
Reported balance
Holding disclosure · report date 2023-07-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,500 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned by Associated Capital Group, Inc.
F2: These shares are owned by Mario J. Gabelli.
F3: These shares are owned by GGCP, Inc.
F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
MYERS INDUSTRIES INC
Report date May 10, 2017 · Filed June 09, 2017
Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectInvestment Partnership IV | 0 |
Last balance in matching sequence
After 2017-06-08 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-05-10 · Sale · Disposed 1,000 · Balance 2,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Row 2 · 2017-06-07 · Sale · Disposed 900 · Balance 1,100 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Row 3 · 2017-06-08 · Sale · Disposed 1,100 · Balance 0 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | IndirectInvestment Partnership I | 18,000 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 18,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | IndirectInvestment Partnership II | 3,000 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | IndirectInvestment Partnership III | 1,500 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,500 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | Direct | 700 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 700 F2: These shares are owned by Associated Capital Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
F2: These shares are owned by Associated Capital Group, Inc.
MachTen, Inc.
Report date December 05, 2023 · Filed December 07, 2023
Jointly reported with GGCP Holdings LLC, GGCP, INC., LICT Corp
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 724,250 |
Reported balance
After 2023-12-05 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-12-05 · Gift · Disposed 11,500 · Balance 724,250 F1: These shares were gifted to a charity. F2: These shares are owned by Mario J. Gabelli. |
| Common StockSEC Table I · non-derivative | Direct | 227,000 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 227,000 F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | Direct | 605,980 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 605,980 F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were gifted to a charity.
F2: These shares are owned by Mario J. Gabelli.
F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.
PMV Consumer Acquisition Corp.
Report date December 27, 2022 · Filed December 29, 2022
Jointly reported with Associated Capital Group, Inc., GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-12-27 · Other · Disposed 1,000,000 · Balance 0 F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO. F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by AC |
| Class A common stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-12-27 · Other · Disposed 200,000 · Balance 0 F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO. F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by GGCP |
| Class A common stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-27 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-12-27 · Other · Disposed 340,000 · Balance 0 F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO. F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein. F4: Securities owned directly by Mario J. Gabelli. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by AC
F3: Securities owned directly by GGCP
F4: Securities owned directly by Mario J. Gabelli.
F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO.
STRATTEC SECURITY CORP
Report date December 10, 2024 · Filed December 11, 2024
Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership | 300 |
Reported balance
After 2024-12-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-12-10 · Sale · Disposed 200 · Balance 300 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
TREDEGAR CORP
Report date September 26, 2025 · Filed September 29, 2025
Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership I | 0 |
Last balance in matching sequence
After 2025-09-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-09-26 · Sale · Disposed 1,100 · Balance 1,100 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Row 2 · 2025-09-29 · Sale · Disposed 1,100 · Balance 0 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2025-09-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,000 F2: These shares are owned by Associated Capital Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership II | 4,000 |
Reported balance
Holding disclosure · report date 2025-09-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,000 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | IndirectBy: Investment Partnership III | 300 |
Reported balance
Holding disclosure · report date 2025-09-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 300 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
F2: These shares are owned by Associated Capital Group, Inc.
TWIN DISC INC
Report date June 21, 2018 · Filed July 02, 2018
Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Limited Partnership | 2,500 |
Reported balance
Holding disclosure · report date 2018-06-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,500 F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common StockSEC Table I · non-derivative | Direct | 9,750 |
Reported balance
Holding disclosure · report date 2018-06-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,750 F2: These shares are owned by Associated Capital Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
F2: These shares are owned by Associated Capital Group, Inc.
Telesat Corp
Report date August 04, 2023 · Filed August 14, 2023
Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 450 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 450 F1: These shares are owned by GAMCO Investors, Inc. |
| Common SharesSEC Table I · non-derivative | Direct | 11,100 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,100 F2: These shares are owned by Associated Capital Group, Inc. |
| Common SharesSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 F3: These shares are owned by GGCP, Inc. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership I | 15,700 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 15,700 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership II | 38,982 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 38,982 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership III | 3,000 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership IV | 1,625 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,625 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership V | 24,760 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 24,760 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership VI | 7,269 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 7,269 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership VII | 25,000 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 25,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership VIII | 12,000 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 12,000 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
| Common SharesSEC Table I · non-derivative | IndirectBy: Investment Partnership IX | 2,600 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 2,600 F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned by GAMCO Investors, Inc.
F2: These shares are owned by Associated Capital Group, Inc.
F3: These shares are owned by GGCP, Inc.
F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
M-tron Industries, Inc.
Report date November 19, 2024 · Filed November 20, 2024
Section 16 reporting ended · disclosed 2023-12-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,171 |
Reported balance
After 2024-11-19 transaction · row 1
1 source rowRow 1 · 2024-11-19 · Gift · Disposed 3,500 · Balance 110,171 F1: These shares were gifted to a charity. |
| Common StockSEC Table I · non-derivative | IndirectBy: GGCP, Inc. | 171,200 |
Reported balance
Holding disclosure · report date 2024-11-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 171,200 F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were gifted to a charity.
F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2025 Filed Sep 30, 2025 20:28 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | SaleSeries A Common Stock | 500 | $45.35 | $22,675.00 |
DisclosureSEC source: 0000807249-25-000137 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership III Disclosed balance after: 0 F1 · price: Disgorgement will be paid to the Issuer for this sale by a Limited Partnership pursuant to Section 16 which reflects the sale price and the Reporting Persons' pecuniary interest in the Limited Partnership. F2 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 26, 2025 Filed Sep 26, 2025 20:25 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | SaleSeries A Common Stock | 500 | $45.51 | $22,755.00 |
DisclosureSEC source: 0000807249-25-000132 · primary_doc.xml · nonDerivative · entry 2 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership III Disclosed balance after: 500 F1 · price: Disgorgement will be paid to the Issuer for this sale by a Limited Partnership pursuant to Section 16 which reflects the sale price and the Reporting Persons' pecuniary interest in the Limited Partnership. F2 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 26, 2025 Filed Sep 29, 2025 20:20 UTC | TREDEGAR CORP TG · Entity 6066 | SaleCommon Stock | 1,100 | $7.96 | $8,753.25 |
DisclosureSEC source: 0000807249-25-000135 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 1,100 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.E · Entity 9007 | PurchaseSeries E Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · CIBL, Inc. Disclosed balance after: 100,000 F3 · ownership.nature: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.E · Entity 9007 | PurchaseSeries E Cumulative Preferred Shares | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 100,000 F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.E · Entity 9007 | PurchaseSeries E Cumulative Preferred Shares | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 200,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:30 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.E · Entity 9007 | PurchaseSeries E Cumulative Preferred Shares | 750,000 | $10.00 | $7,500,000.00 |
DisclosureSEC source: 0001185533-25-000004 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 17:40 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.B · Entity 9007 | OtherSeries B Cumulative Preferred Shares | 88,200 | $10.00 | $882,000.00 |
DisclosureSEC source: 0001185533-25-000003 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 17:40 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.B · Entity 9007 | OtherSeries B Cumulative Preferred Shares | 70,600 | $10.00 | $706,000.00 |
DisclosureSEC source: 0001185533-25-000003 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 17:40 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ.B · Entity 9007 | OtherSeries B Cumulative Preferred Shares | 473,596 | $10.00 | $4,735,960.00 |
DisclosureSEC source: 0001185533-25-000003 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the mandatory redemption of the outstanding Series B Cumulative Preferred Shares on September 26, 2025. Read SEC document |
| September 25, 2025 Filed Sep 26, 2025 20:25 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | SaleSeries A Common Stock | 800 | $45.41 | $36,328.00 |
DisclosureSEC source: 0000807249-25-000132 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership III Disclosed balance after: 1,000 F1 · price: Disgorgement will be paid to the Issuer for this sale by a Limited Partnership pursuant to Section 16 which reflects the sale price and the Reporting Persons' pecuniary interest in the Limited Partnership. F2 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 24, 2025 Filed Sep 25, 2025 20:05 UTC | TREDEGAR CORP TG · Entity 6066 | SaleCommon Stock | 800 | $8.02 | $6,419.60 |
DisclosureSEC source: 0000807249-25-000131 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 2,200 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 19, 2025 Filed Sep 19, 2025 20:15 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | SaleSeries A Common Stock | 1,100 | $45.19 | $49,713.95 |
DisclosureSEC source: 0000807249-25-000125 · primary_doc.xml · nonDerivative · entry 2 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership III Disclosed balance after: 1,800 F3 · price: Disgorgement was paid to the Issuer for a 9/19/2025 sale by a Limited Partnership pursuant to Section 16 which reflects the sale price and the Reporting Persons' pecuniary interest in the Limited Partnership. F2 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 19, 2025 Filed Sep 22, 2025 20:08 UTC | TREDEGAR CORP TG · Entity 6066 | SaleCommon Stock | 2,700 | $8.16 | $22,020.12 |
DisclosureSEC source: 0000807249-25-000128 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 3,000 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 18, 2025 Filed Sep 19, 2025 20:15 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | SaleSeries A Common Stock | 800 | $45.49 | $36,391.04 |
DisclosureSEC source: 0000807249-25-000125 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Limited Partnership III Disclosed balance after: 2,900 F1 · price: Disgorgement was paid to the Issuer for a 9/18/2025 sale by a Limited Partnership pursuant to Section 16 which reflects the sale price and the Reporting Persons' pecuniary interest in the Limited Partnership. F2 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 20:17 UTC | TREDEGAR CORP TG · Entity 6066 | SaleCommon Stock | 800 | $8.09 | $6,469.04 |
DisclosureSEC source: 0000807249-25-000124 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 5,700 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:14 UTC | TREDEGAR CORP TG · Entity 6066 | SaleCommon Stock | 1,500 | $8.09 | $12,127.95 |
DisclosureSEC source: 0000807249-25-000122 · primary_doc.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 6,500 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 19:38 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | PurchaseCommon Stock, Par Value $0.001 | 152 | $4.24 | $644.48 |
DisclosureSEC source: 0001271163-25-000028 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,654 Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 16:02 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | SaleCommon Stock, Par Value $0.001 | 3,100 | $3.86 | $11,970.34 |
DisclosureSEC source: 0001271163-25-000027 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 323,325 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 19:12 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | SaleCommon Stock, Par Value $0.001 | 5,000 | $3.82 | $19,077.50 |
DisclosureSEC source: 0001271163-25-000026 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,501 Read SEC document |
| June 26, 2025 Filed Jun 27, 2025 17:49 UTC | GABELLI EQUITY TRUST INC GAB.N · Entity 8814 | OtherSeries N Cumulative Preferred Stock | 5,000 | $100.00 | $500,000.00 |
DisclosureSEC source: 0001271163-25-000019 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series N Cumulative Preferred Stock. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 20:48 UTC | GAMCO Natural Resources, Gold & Income Trust GNT.B · Entity 6508 | OtherSeries B Cumulative Preferred Shares | 280,000 | $10.00 | $2,800,000.00 |
DisclosureSEC source: 0001271163-25-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 18:35 UTC | Gabelli Healthcare & WellnessRx Trust GRX.G · Entity 8957 | OtherSeries G Cumulative Preferred Shares | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001271163-25-000023 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series G Cumulative Preferred Shares. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 17:42 UTC | Gabelli Healthcare & WellnessRx Trust GRX.E · Entity 8957 | OtherSeries E Cumulative Preferred Shares | 830,000 | $10.00 | $8,300,000.00 |
DisclosureSEC source: 0001271163-25-000022 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series E Cumulative Preferred Shares. Read SEC document |
| June 26, 2025 Filed Jul 1, 2025 19:33 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF.B · Entity 6444 | OtherSeries B Cumulative Preferred Shares | 320,000 | $10.00 | $3,200,000.00 |
DisclosureSEC source: 0001271163-25-000025 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:00 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | SaleSeries A Common Stock | 100 | $48.12 | $4,812.00 |
DisclosureSEC source: 0000807249-25-000085 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Limited Partnership III Disclosed balance after: 3,700 F1 · price: Disgorgement was paid to the Issuer for a 6/20/2025 sale by a Limited Partnership pursuant to Section 16 which reflects the sale price and the Reporting Persons' pecuniary interest in the Limited Partnership. F2 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| May 28, 2025 Filed May 29, 2025 20:02 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | PurchaseSeries A Common Stock | 1,549 | $43.45 | $67,304.05 |
DisclosureSEC source: 0000807249-25-000074 · form4.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,152 F1 · ownership.direct: These shares are owned by Mario J. Gabelli. Read SEC document |
| May 23, 2025 Filed May 29, 2025 20:02 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | PurchaseSeries A Common Stock | 451 | $43.45 | $19,595.95 |
DisclosureSEC source: 0000807249-25-000074 · form4.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,603 F1 · ownership.direct: These shares are owned by Mario J. Gabelli. Read SEC document |
| May 13, 2025 Filed May 19, 2025 18:42 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | PurchaseCommon Stock, Par Value $0.001 | 40,000 | $4.34 | $173,600.00 |
DisclosureSEC source: 0001271163-25-000015 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,502 Read SEC document |
| March 12, 2025 Filed Mar 13, 2025 21:21 UTC | TREDEGAR CORP TG · Entity 6066 | PurchaseCommon Stock | 300 | $7.07 | $2,121.00 |
DisclosureSEC source: 0000807249-25-000039 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership III Disclosed balance after: 300 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:44 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $10.20 | $10,202.00 |
DisclosureSEC source: 0001271163-25-000009 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,925 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 18:24 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | SaleCommon Stock, Par Value $0.001 | 999 | $3.91 | $3,901.49 |
DisclosureSEC source: 0001271163-25-000007 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,501 Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 20:33 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $9.95 | $9,950.00 |
DisclosureSEC source: 0001271163-25-000006 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,000 F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 18:54 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 300 | $24.81 | $7,443.00 |
DisclosureSEC source: 0001271163-25-000005 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,812 Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 18:54 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 2,000 | $24.83 | $49,657.40 |
DisclosureSEC source: 0001271163-25-000005 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,512 Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 18:35 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 4,000 | $9.80 | $39,200.00 |
DisclosureSEC source: 0001271163-25-000004 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,872 Read SEC document |
| January 13, 2025 Filed Jan 14, 2025 17:25 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | PurchaseCommon Shares, Par Value $0.001 | 6,300 | $11.66 | $73,472.49 |
DisclosureSEC source: 0001271163-25-000003 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 45,586 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 21:02 UTC | Atlanta Braves Holdings, Inc. BATRA · Entity 4131 | PurchaseSeries A Common Stock | 2,000 | $39.19 | $78,376.80 |
DisclosureSEC source: 0000807249-25-000007 · form4.xml · nonDerivative · entry 1 Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,550 F1 · ownership.direct: These shares are owned by Associated Capital Group, Inc. Read SEC document |
| January 10, 2025 Filed Jan 14, 2025 17:25 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | PurchaseCommon Shares, Par Value $0.001 | 7,700 | $11.67 | $89,856.69 |
DisclosureSEC source: 0001271163-25-000003 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 39,286 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:02 UTC | TREDEGAR CORP TG · Entity 6066 | PurchaseCommon Stock | 500 | $7.71 | $3,857.45 |
DisclosureSEC source: 0000807249-25-000002 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 8,000 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 19:54 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 2,000 | $9.70 | $19,400.00 |
DisclosureSEC source: 0001271163-25-000001 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,872 Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 19:54 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 4,000 | $9.80 | $39,200.00 |
DisclosureSEC source: 0001271163-25-000001 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,872 Read SEC document |
| December 26, 2024 Filed Dec 28, 2024 00:24 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | OtherSeries B Cumulative Puttable and Callable Preferred Share | 70,000 | $50.00 | $3,500,000.00 |
DisclosureSEC source: 0001271163-24-000079 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:56 UTC | BANCROFT FUND LTD BCV · Entity 6580 | SaleCommon Shares | 1,500 | $17.74 | $26,607.30 |
DisclosureSEC source: 0001271163-24-000078 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 28,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:08 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 544 | $10.12 | $5,505.28 |
DisclosureSEC source: 0001271163-24-000077 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,872 Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 21:07 UTC | TREDEGAR CORP TG · Entity 6066 | PurchaseCommon Stock | 500 | $7.95 | $3,975.00 |
DisclosureSEC source: 0000807249-24-000186 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership I Disclosed balance after: 7,500 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:08 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 3,456 | $10.30 | $35,596.80 |
DisclosureSEC source: 0001271163-24-000077 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,328 Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 21:12 UTC | STRATTEC SECURITY CORP STRT · Entity 1245 | SaleCommon Stock | 200 | $41.77 | $8,354.50 |
DisclosureSEC source: 0000807249-24-000183 · form4.xml · nonDerivative · entry 1 GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner Associated Capital Group, Inc. · CIK 0001642122 · 10% owner GGCP, INC. · CIK 0001238894 · 10% owner GABELLI MARIO J · CIK 0001185533 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Investment Partnership Disclosed balance after: 300 F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 18:51 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 2,000 | $10.50 | $21,000.00 |
DisclosureSEC source: 0001271163-24-000076 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 2,000 F2 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 18:51 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $10.55 | $10,550.00 |
DisclosureSEC source: 0001271163-24-000076 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,872 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.