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GABELLI MARIO J

Disclosed activity across 28 companies

Tapewire entity
29629
SEC CIK
0001185533

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Associated Capital Group, Inc.AC · Entity 9826Director · Executive Chairman · 10% ownerMarch 07, 2023March 13, 2023
Atlanta Braves Holdings, Inc.BATRA · Entity 413110% ownerMarch 02, 2026March 03, 2026
BANCROFT FUND LTDBCV · Entity 6580Director · Control Person of AdviserJanuary 05, 2026January 07, 2026
ELLSWORTH GROWTH & INCOME FUND LTDECF.B · Entity 6444Director · Control Person of AdviserJune 26, 2025July 01, 2025
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819Control Person of AdviserNovember 10, 2025November 19, 2025
GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315Director · Control Person of AdviserFebruary 17, 2026February 18, 2026
GABELLI EQUITY TRUST INCGAB · Entity 8814Director · Control Person of AdviserApril 28, 2026April 29, 2026
GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.B · Entity 8903Control Person of AdviserDecember 26, 2024December 28, 2024
GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433Director · Control Person of AdviserFebruary 24, 2026February 25, 2026
GABELLI UTILITY TRUSTGUT · Entity 8864Director · Control Person of AdviserOctober 25, 2024October 29, 2024
GAMCO Global Gold, Natural Resources & Income TrustGGN · Entity 8912Control Person of AdviserApril 26, 2019April 30, 2019
GAMCO INVESTORS, INC. ET ALGBL · Entity 16148Director · Chairman & CEO · 10% ownerDecember 08, 2022December 09, 2022
GAMCO Natural Resources, Gold & Income TrustGNT.B · Entity 650810% owner · Control Person of AdviserMarch 20, 2026March 23, 2026
GDL FUNDGDL · Entity 8945Director · 10% owner · Control Person of AdviserFebruary 23, 2026February 24, 2026
Gabelli Global Small & Mid Cap Value TrustGGZ.E · Entity 9007Director · 10% owner · Control Person of AdviserSeptember 26, 2025September 30, 2025
Gabelli Go Anywhere TrustGGO · Entity 135007Director · Control Person of AdviserSeptember 30, 2021October 04, 2021
Gabelli Healthcare & WellnessRx TrustGRX · Entity 8957Director · Control Person of AdviserJanuary 12, 2026January 14, 2026
Internap CorpINAP · Entity 14916710% ownerMay 08, 2020May 18, 2020
LGL GROUP INCLGL · Entity 682010% ownerJuly 16, 2026July 20, 2026
Liberty Media CorpBATRA · Entity 322110% ownerJuly 07, 2023July 10, 2023
MYERS INDUSTRIES INCMYE · Entity 485410% ownerMay 10, 2017June 09, 2017
MachTen, Inc.MACT · Entity 991510% ownerDecember 05, 2023December 07, 2023
PMV Consumer Acquisition Corp.PMVC.U · Entity 707210% ownerDecember 27, 2022December 29, 2022
STRATTEC SECURITY CORPSTRT · Entity 124510% ownerDecember 10, 2024December 11, 2024
TREDEGAR CORPTG · Entity 606610% ownerSeptember 26, 2025September 29, 2025
TWIN DISC INCTWIN · Entity 586710% ownerJune 21, 2018July 02, 2018
Telesat CorpTSAT · Entity 443310% ownerAugust 04, 2023August 14, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Associated Capital Group, Inc.

Report date March 07, 2023 · Filed March 13, 2023 · Amendment

Jointly reported with GGCP Holdings LLC, GGCP, INC.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote18,425,673 Reported balance After 2023-03-07 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2023-03-07 · Other · Disposed 280,000 · Balance 18,425,673

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

Class A Common StockSEC Table I · non-derivativeDirect5,000 Reported balance Holding disclosure · report date 2023-03-07 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 5,000

Class A Common StockSEC Table I · non-derivativeIndirectBy: GGCP, Inc.77,165 Reported balance Holding disclosure · report date 2023-03-07 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 77,165

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2: This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.

F3: Mario J. Gabelli is the Executive Chairman of AC and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 1,932 shares of the Issuer's Class B Common Stock directly.

Atlanta Braves Holdings, Inc.

Report date March 02, 2026 · Filed March 03, 2026

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect11,500 Reported balance After 2026-03-02 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-03-02 · Sale · Disposed 500 · Balance 11,500

F1: These shares are owned by Associated Capital Group, Inc.

Series A Common StockSEC Table I · non-derivativeDirect42,000 Reported balance Holding disclosure · report date 2026-03-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 42,000

F2: These shares are owned by GGCP, Inc.

Series A Common StockSEC Table I · non-derivativeDirect27,152 Reported balance Holding disclosure · report date 2026-03-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 27,152

F3: These shares are owned by Mario J. Gabelli.

Series A Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership I15,000 Reported balance Holding disclosure · report date 2026-03-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 15,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Series A Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership II12,500 Reported balance Holding disclosure · report date 2026-03-02 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 12,500

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Series A Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership IV20,000 Reported balance Holding disclosure · report date 2026-03-02 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 20,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Series A Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership V2,800 Reported balance Holding disclosure · report date 2026-03-02 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,800

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by Associated Capital Group, Inc.

F2: These shares are owned by GGCP, Inc.

F3: These shares are owned by Mario J. Gabelli.

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

BANCROFT FUND LTD

Report date January 05, 2026 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.25,700 Reported balance After 2026-01-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-01-05 · Sale · Disposed 1,300 · Balance 25,700

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common SharesSEC Table I · non-derivativeDirect131,000 Reported balance Holding disclosure · report date 2026-01-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 131,000

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

ELLSWORTH GROWTH & INCOME FUND LTD

Report date June 26, 2025 · Filed July 01, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Cumulative Preferred SharesSEC Table I · non-derivativeDirect20,000 Reported balance After 2025-06-26 transaction · row 1
1 source row

Row 1 · 2025-06-26 · Other · Disposed 320,000 · Balance 20,000

F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares.

Series B Cumulative Preferred SharesSEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.125,000 Reported balance Holding disclosure · report date 2025-06-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 125,000

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Report date November 10, 2025 · Filed November 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivativeDirect486,501 Reported balance After 2025-11-10 transaction · row 1
1 source row

Row 1 · 2025-11-10 · Purchase · Acquired 50,000 · Balance 486,501

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.323,325 Reported balance Holding disclosure · report date 2025-11-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 323,325

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.1,089,000 Reported balance Holding disclosure · report date 2025-11-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,089,000

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGabelli & Company Investment Advisers, Inc.17,575 Reported balance Holding disclosure · report date 2025-11-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 17,575

F3: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

GABELLI DIVIDEND & INCOME TRUST

Report date February 17, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.25,000 Reported balance After 2026-02-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-02-17 · Purchase · Acquired 4,500 · Balance 25,000

F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeDirect145,812 Reported balance Holding disclosure · report date 2026-02-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 145,812

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.626,000 Reported balance Holding disclosure · report date 2026-02-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 626,000

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GABELLI EQUITY TRUST INC

Report date April 28, 2026 · Filed April 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivativeDirect1,718,169 Reported balance After 2026-04-28 transaction · row 1
1 source row

Row 1 · 2026-04-28 · Other · Acquired 156,197 · Balance 1,718,169

F1: The reporting person acquired these common shares through the exercise of common stock purchase rights.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.925,844 Reported balance After 2026-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-04-28 · Other · Acquired 84,168 · Balance 925,844

F1: The reporting person acquired these common shares through the exercise of common stock purchase rights.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these common shares through the exercise of common stock purchase rights.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GABELLI GLOBAL UTILITY & INCOME TRUST

Report date December 26, 2024 · Filed December 28, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Cumulative Puttable and Callable Preferred ShareSEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.0 Reported balance After 2024-12-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-12-26 · Other · Disposed 70,000 · Balance 0

F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GABELLI MULTIMEDIA TRUST INC.

Report date February 24, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.1,158,396 Reported balance After 2026-02-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-02-24 · Purchase · Acquired 25,000 · Balance 1,158,396

F1: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGAMCO Investors, Inc.31,000 Reported balance Holding disclosure · report date 2026-02-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 31,000

F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.432,582 Reported balance Holding disclosure · report date 2026-02-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 432,582

F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGabelli & Company Investment Advisers, Inc.2,918 Reported balance Holding disclosure · report date 2026-02-24 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,918

F5: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeIndirectGPJ Retirement Partners33,500 Reported balance Holding disclosure · report date 2026-02-24 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 33,500

F6: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Common Stock, Par Value $0.001SEC Table I · non-derivativeDirect1,020,654 Reported balance Holding disclosure · report date 2026-02-24 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,020,654

Filing footnotes · ownership attribution and instrument terms

F1: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F5: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F6: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

GABELLI UTILITY TRUST

Report date October 25, 2024 · Filed October 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivativeDirect953,866 Reported balance After 2024-10-25 transaction · row 1
1 source row

Row 1 · 2024-10-25 · Other · Acquired 50,000 · Balance 953,866

F1: The reporting person acquired these common shares through the exercise of common share purchase rights.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.331,023 Reported balance After 2024-10-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-10-25 · Other · Acquired 55,170 · Balance 331,023

F1: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these common shares through the exercise of common share purchase rights.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GAMCO Global Gold, Natural Resources & Income Trust

Report date April 26, 2019 · Filed April 30, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.151 Reported balance After 2019-04-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-04-26 · Sale · Disposed 13,169 · Balance 151

F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GAMCO INVESTORS, INC. ET AL

Report date December 08, 2022 · Filed December 09, 2022

Jointly reported with Associated Capital Group, Inc., GGCP Holdings LLC, GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,597,891 Reported balance After 2022-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-12-08 · Sale · Disposed 218 · Balance 1,597,891

F1: Securities owned directly by Associated Capital Group, Inc.

F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Securities owned directly by Associated Capital Group, Inc.

F2: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

GAMCO Natural Resources, Gold & Income Trust

Report date March 20, 2026 · Filed March 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Cumulative Preferred SharesSEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.0 Reported balance After 2026-03-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-20 · Other · Disposed 190,000 · Balance 0

F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Series B Cumulative Preferred SharesSEC Table I · non-derivativeIndirectGAMCO Investors, Inc.0 Reported balance After 2026-03-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-03-20 · Other · Disposed 250,000 · Balance 0

F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026.

F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were redeemed in accordance with a mandatory redemption of the Series B Preferred Shares on March 20, 2026.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

GDL FUND

Report date February 23, 2026 · Filed February 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivativeDirect2,747,977 Reported balance After 2026-02-23 transaction · row 1
1 source row

Row 1 · 2026-02-23 · Sale · Disposed 800 · Balance 2,747,977

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.1,846,636 Reported balance Holding disclosure · report date 2026-02-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,846,636

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGabelli & Company Investment Advisers, Inc.7,364 Reported balance Holding disclosure · report date 2026-02-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,364

F2: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.242,000 Reported balance Holding disclosure · report date 2026-02-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 242,000

F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGPJ Retirement Partners48,000 Reported balance Holding disclosure · report date 2026-02-23 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 48,000

F4: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGAMCO Investors, Inc.57,252 Reported balance Holding disclosure · report date 2026-02-23 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 57,252

F5: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F2: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F5: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Gabelli Global Small & Mid Cap Value Trust

Report date September 26, 2025 · Filed September 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series E Cumulative Preferred SharesSEC Table I · non-derivativeDirect750,000 Reported balance After 2025-09-26 transaction · row 1
1 source row

Row 1 · 2025-09-26 · Purchase · Acquired 750,000 · Balance 750,000

Series E Cumulative Preferred SharesSEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.200,000 Reported balance After 2025-09-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-09-26 · Purchase · Acquired 200,000 · Balance 200,000

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Series E Cumulative Preferred SharesSEC Table I · non-derivativeIndirectGGCP, Inc.100,000 Reported balance After 2025-09-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-09-26 · Purchase · Acquired 100,000 · Balance 100,000

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Series E Cumulative Preferred SharesSEC Table I · non-derivativeIndirectCIBL, Inc.100,000 Reported balance After 2025-09-26 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-09-26 · Purchase · Acquired 100,000 · Balance 100,000

F3: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F2: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by CIBL, Inc. (CIBL). Mario J. Gabelli is the Executive Chair and CEO of CIBL. Mr. Gabelli has less than a 100% interest in CIBL and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Gabelli Go Anywhere Trust

Report date September 30, 2021 · Filed October 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.0 Reported balance After 2021-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-09-30 · Other · Disposed 111,486 · Balance 0

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectMJG IV Limited Partnership0 Reported balance After 2021-09-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-09-30 · Other · Disposed 3,000 · Balance 0

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectE3M 2016, LLC0 Reported balance After 2021-09-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-09-30 · Other · Disposed 563,899 · Balance 0

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

F4: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeDirect0 Reported balance After 2021-09-30 transaction · row 4
1 source row

Row 4 · 2021-09-30 · Other · Disposed 278,000 · Balance 0

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

Filing footnotes · ownership attribution and instrument terms

F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F4: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Gabelli Healthcare & WellnessRx Trust

Report date January 12, 2026 · Filed January 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGGCP, Inc.316,026 Reported balance After 2026-01-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-01-12 · Purchase · Acquired 3,800 · Balance 316,026

F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectAssociated Capital Group, Inc.10,000 Reported balance After 2026-01-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-01-12 · Purchase · Acquired 1,010 · Balance 10,000

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeDirect239,425 Reported balance Holding disclosure · report date 2026-01-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 239,425

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectGPJ Retirement Partners6,380 Reported balance Holding disclosure · report date 2026-01-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,380

F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Common Shares, Par Value $0.001SEC Table I · non-derivativeIndirectTrust Account3,000 Reported balance Holding disclosure · report date 2026-01-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 3,000

F4: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F2: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

F3: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

F4: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.

Internap Corp

Report date May 08, 2020 · Filed May 18, 2020

Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership2,056,366 Reported balance Holding disclosure · report date 2020-05-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,056,366

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

LGL GROUP INC

Report date July 16, 2026 · Filed July 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,292,596 Reported balance After 2026-07-16 transaction · row 1
1 source row

Row 1 · 2026-07-16 · Other · Acquired 621,928 · Balance 1,292,596

Common StockSEC Table I · non-derivativeIndirectBy: GGCP, Inc.1,144,648 Reported balance After 2026-07-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-07-16 · Other · Acquired 572,324 · Balance 1,144,648

F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23Direct0 Reported balance After 2026-07-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-16 · Other · Disposed 621,928 · Balance 0

Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23IndirectBy: GGCP, Inc.0 Reported balance After 2026-07-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-16 · Other · Disposed 572,324 · Balance 0

F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the co-Chief Executive Officer, a director and a controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Liberty Media Corp

Report date July 07, 2023 · Filed July 10, 2023

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Liberty Braves Series A Common StockSEC Table I · non-derivativeDirect1,010 Reported balance After 2023-07-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-07-07 · Purchase · Acquired 500 · Balance 1,010

F1: These shares are owned by Associated Capital Group, Inc.

Liberty Braves Series A Common StockSEC Table I · non-derivativeDirect22,000 Reported balance Holding disclosure · report date 2023-07-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 22,000

F2: These shares are owned by Mario J. Gabelli.

Liberty Braves Series A Common StockSEC Table I · non-derivativeDirect42,000 Reported balance Holding disclosure · report date 2023-07-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 42,000

F3: These shares are owned by GGCP, Inc.

Liberty Braves Series A Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership I15,000 Reported balance Holding disclosure · report date 2023-07-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 15,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Liberty Braves Series A Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership II12,500 Reported balance Holding disclosure · report date 2023-07-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 12,500

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Liberty Braves Series A Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership III4,000 Reported balance Holding disclosure · report date 2023-07-07 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 4,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Liberty Braves Series A Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership IV20,000 Reported balance Holding disclosure · report date 2023-07-07 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 20,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Liberty Braves Series A Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership V2,500 Reported balance Holding disclosure · report date 2023-07-07 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 2,500

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by Associated Capital Group, Inc.

F2: These shares are owned by Mario J. Gabelli.

F3: These shares are owned by GGCP, Inc.

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

MYERS INDUSTRIES INC

Report date May 10, 2017 · Filed June 09, 2017

Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectInvestment Partnership IV0 Last balance in matching sequence After 2017-06-08 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2017-05-10 · Sale · Disposed 1,000 · Balance 2,000

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Row 2 · 2017-06-07 · Sale · Disposed 900 · Balance 1,100

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Row 3 · 2017-06-08 · Sale · Disposed 1,100 · Balance 0

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectInvestment Partnership I18,000 Reported balance Holding disclosure · report date 2017-05-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 18,000

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectInvestment Partnership II3,000 Reported balance Holding disclosure · report date 2017-05-10 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 3,000

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectInvestment Partnership III1,500 Reported balance Holding disclosure · report date 2017-05-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,500

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeDirect700 Reported balance Holding disclosure · report date 2017-05-10 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 700

F2: These shares are owned by Associated Capital Group, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

F2: These shares are owned by Associated Capital Group, Inc.

MachTen, Inc.

Report date December 05, 2023 · Filed December 07, 2023

Jointly reported with GGCP Holdings LLC, GGCP, INC., LICT Corp

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect724,250 Reported balance After 2023-12-05 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-12-05 · Gift · Disposed 11,500 · Balance 724,250

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

Common StockSEC Table I · non-derivativeDirect227,000 Reported balance Holding disclosure · report date 2023-12-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 227,000

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Common StockSEC Table I · non-derivativeDirect605,980 Reported balance Holding disclosure · report date 2023-12-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 605,980

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were gifted to a charity.

F2: These shares are owned by Mario J. Gabelli.

F3: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

F4: Shares owned directly by LICT. Mr. Gabelli, GGCP, and Holdings may be deemed a "group" with LICT for purposes of Section 13D of the Exchange Act.

PMV Consumer Acquisition Corp.

Report date December 27, 2022 · Filed December 29, 2022

Jointly reported with Associated Capital Group, Inc., GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, $0.0001 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-12-27 · Other · Disposed 1,000,000 · Balance 0

F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO.

F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by AC

Class A common stock, $0.0001 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-12-27 · Other · Disposed 200,000 · Balance 0

F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO.

F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

F3: Securities owned directly by GGCP

Class A common stock, $0.0001 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-27 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2022-12-27 · Other · Disposed 340,000 · Balance 0

F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO.

F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

F4: Securities owned directly by Mario J. Gabelli.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP, Inc. ("GGCP") and Mario J. Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

F2: Securities owned directly by AC

F3: Securities owned directly by GGCP

F4: Securities owned directly by Mario J. Gabelli.

F5: Shares were redeemed by Issuer as a result of the completion of the Issuer's redemption of its Class A Common Stock issued in its IPO.

STRATTEC SECURITY CORP

Report date December 10, 2024 · Filed December 11, 2024

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership300 Reported balance After 2024-12-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-12-10 · Sale · Disposed 200 · Balance 300

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater than the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

TREDEGAR CORP

Report date September 26, 2025 · Filed September 29, 2025

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership I0 Last balance in matching sequence After 2025-09-29 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-09-26 · Sale · Disposed 1,100 · Balance 1,100

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Row 2 · 2025-09-29 · Sale · Disposed 1,100 · Balance 0

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeDirect4,000 Reported balance Holding disclosure · report date 2025-09-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,000

F2: These shares are owned by Associated Capital Group, Inc.

Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership II4,000 Reported balance Holding disclosure · report date 2025-09-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,000

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectBy: Investment Partnership III300 Reported balance Holding disclosure · report date 2025-09-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 300

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

F2: These shares are owned by Associated Capital Group, Inc.

TWIN DISC INC

Report date June 21, 2018 · Filed July 02, 2018

Jointly reported with GAMCO INVESTORS, INC. ET AL, GGCP, INC., Associated Capital Group, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: Limited Partnership2,500 Reported balance Holding disclosure · report date 2018-06-21 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,500

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common StockSEC Table I · non-derivativeDirect9,750 Reported balance Holding disclosure · report date 2018-06-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,750

F2: These shares are owned by Associated Capital Group, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

F2: These shares are owned by Associated Capital Group, Inc.

Telesat Corp

Report date August 04, 2023 · Filed August 14, 2023

Jointly reported with GAMCO INVESTORS, INC. ET AL, Associated Capital Group, Inc., GGCP, INC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect450 Reported balance Holding disclosure · report date 2023-08-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 450

F1: These shares are owned by GAMCO Investors, Inc.

Common SharesSEC Table I · non-derivativeDirect11,100 Reported balance Holding disclosure · report date 2023-08-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,100

F2: These shares are owned by Associated Capital Group, Inc.

Common SharesSEC Table I · non-derivativeDirect10,000 Reported balance Holding disclosure · report date 2023-08-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,000

F3: These shares are owned by GGCP, Inc.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership I15,700 Reported balance Holding disclosure · report date 2023-08-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 15,700

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership II38,982 Reported balance Holding disclosure · report date 2023-08-04 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 38,982

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership III3,000 Reported balance Holding disclosure · report date 2023-08-04 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership IV1,625 Reported balance Holding disclosure · report date 2023-08-04 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,625

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership V24,760 Reported balance Holding disclosure · report date 2023-08-04 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 24,760

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership VI7,269 Reported balance Holding disclosure · report date 2023-08-04 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 7,269

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership VII25,000 Reported balance Holding disclosure · report date 2023-08-04 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 25,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership VIII12,000 Reported balance Holding disclosure · report date 2023-08-04 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 12,000

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Common SharesSEC Table I · non-derivativeIndirectBy: Investment Partnership IX2,600 Reported balance Holding disclosure · report date 2023-08-04 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 2,600

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned by GAMCO Investors, Inc.

F2: These shares are owned by Associated Capital Group, Inc.

F3: These shares are owned by GGCP, Inc.

F4: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity, GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc., and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

M-tron Industries, Inc.

Report date November 19, 2024 · Filed November 20, 2024

Section 16 reporting ended · disclosed 2023-12-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,171 Reported balance After 2024-11-19 transaction · row 1
1 source row

Row 1 · 2024-11-19 · Gift · Disposed 3,500 · Balance 110,171

F1: These shares were gifted to a charity.

Common StockSEC Table I · non-derivativeIndirectBy: GGCP, Inc.171,200 Reported balance Holding disclosure · report date 2024-11-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 171,200

F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were gifted to a charity.

F2: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2019 Filed Jul 10, 2019 22:34 UTC Gabelli Go Anywhere Trust GGO · Entity 135007 PurchaseCommon Shares, Par Value $0.001 254 $15.68 $3,982.72
Disclosure

SEC source: 0001271163-19-000017 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · MJG IV Limited Partnership

Disclosed balance after: 254

F1 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 16:15 UTC Gabelli Go Anywhere Trust GGO · Entity 135007 PurchaseCommon Shares, Par Value $0.001 500 $16.40 $8,200.00
Disclosure

SEC source: 0001271163-19-000016 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · E3M 2016, LLC

Disclosed balance after: 684,992

F1 · ownership.nature: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
June 27, 2019 Filed Jun 27, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 6,200 $34.91 $216,454.40
Disclosure

SEC source: 0000807249-19-000099 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 15,515

Read SEC document
June 26, 2019 Filed Jun 28, 2019 16:37 UTC Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 PurchaseCommon Shares, Par Value $0.001 20,000 $10.50 $210,000.00
Disclosure

SEC source: 0001271163-19-000015 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 275,819.67

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
June 24, 2019 Filed Jun 24, 2019 16:29 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 2,700 $35.41 $95,618.61
Disclosure

SEC source: 0000807249-19-000097 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 9,315

Read SEC document
June 21, 2019 Filed Jun 24, 2019 16:29 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 331 $35.18 $11,646.17
Disclosure

SEC source: 0000807249-19-000097 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 6,615

Read SEC document
June 20, 2019 Filed Jun 20, 2019 16:23 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 3,442 $35.59 $122,514.55
Disclosure

SEC source: 0000807249-19-000095 · form4.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 6,284

Read SEC document
June 19, 2019 Filed Jun 20, 2019 16:23 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 102 $35.85 $3,656.70
Disclosure

SEC source: 0000807249-19-000095 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,842

Read SEC document
June 18, 2019 Filed Jun 18, 2019 16:40 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 642 $35.72 $22,931.41
Disclosure

SEC source: 0000807249-19-000094 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,740

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:31 UTC Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 PurchaseCommon Shares, Par Value $0.001 8,000 $10.35 $82,796.00
Disclosure

SEC source: 0001271163-19-000014 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 252,604.59

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:03 UTC Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 PurchaseCommon Shares, Par Value $0.001 5,000 $11.55 $57,731.00
Disclosure

SEC source: 0001271163-19-000013 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 30,463

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 14:59 UTC Gabelli Go Anywhere Trust GGO.A · Entity 135007 SaleSeries A Cumulative Puttable and Callable Preferred Shares 200 $41.27 $8,254.00
Disclosure

SEC source: 0001271163-19-000011 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · E3M 2016, LLC

Disclosed balance after: 120,000

F1 · ownership.nature: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:14 UTC Gabelli Go Anywhere Trust GGO.A · Entity 135007 SaleSeries A Cumulative Puttable and Callable Preferred Shares 245 $41.12 $10,074.79
Disclosure

SEC source: 0001271163-19-000010 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · E3M 2016, LLC

Disclosed balance after: 120,200

F2 · ownership.nature: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 16:02 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 PurchaseClass A Common Stock 1,317 $17.05 $22,454.85
Disclosure

SEC source: 0000807249-19-000090 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317

Read SEC document
May 29, 2019 Filed May 30, 2019 15:44 UTC Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 PurchaseCommon Shares, Par Value $0.001 4,000 $11.18 $44,721.20
Disclosure

SEC source: 0001271163-19-000007 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Gabelli & Company Investment Advisers, Inc.

Disclosed balance after: 4,000

F3 · ownership.nature: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA) (formally Gabelli Securities, Inc,), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:50 UTC GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV.B · Entity 6819 SaleSeries B Cumulative Preferred Stock 100 $26.40 $2,640.00
Disclosure

SEC source: 0001271163-19-000009 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 4,100

F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
May 28, 2019 Filed May 30, 2019 18:48 UTC Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 PurchaseCommon Shares, Par Value $0.001 7,000 $10.49 $73,433.50
Disclosure

SEC source: 0001271163-19-000008 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 244,604.59

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
May 28, 2019 Filed May 30, 2019 15:44 UTC Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 PurchaseCommon Shares, Par Value $0.001 5,000 $11.36 $56,821.50
Disclosure

SEC source: 0001271163-19-000007 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 25,463

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 22:16 UTC GAMCO Global Gold, Natural Resources & Income Trust GGN · Entity 8912 SaleCommon Shares, Par Value $0.001 13,169 $4.35 $57,340.46
Disclosure

SEC source: 0001271163-19-000005 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 151

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
April 26, 2019 Filed Jun 5, 2019 21:14 UTC Gabelli Go Anywhere Trust GGO.A · Entity 135007 PurchaseSeries A Cumulative Puttable and Callable Preferred Shares 25,600 $41.80 $1,070,080.00
Disclosure

SEC source: 0001271163-19-000010 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · E3M 2016, LLC

Disclosed balance after: 120,445

F1 · shares: These preferred shares were purchased through a private transaction.

F2 · ownership.nature: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
April 16, 2019 Filed May 14, 2019 20:02 UTC Internap Corp INAP · Entity 149167 SaleCommon Stock 37 $4.68 $173.27
Disclosure

SEC source: 0000807249-19-000073 · form4.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · ownership.direct: These shares are owned by Associated Capital Group, Inc.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 20:08 UTC Internap Corp INAP · Entity 149167 SaleCommon Stock 75 $4.63 $347.54
Disclosure

SEC source: 0000807249-19-000059 · form4.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

F1 · ownership.direct: These shares are owned by Associated Capital Group, Inc.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:21 UTC LGL GROUP INC LGL · Entity 6820 PurchaseCommon Stock 20,070 $6.95 $139,470.44
Disclosure

SEC source: 0000807249-19-000052 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,207

Read SEC document
April 02, 2019 Filed Apr 2, 2019 20:25 UTC LGL GROUP INC LGL · Entity 6820 PurchaseCommon Stock 2,666 $6.79 $18,100.01
Disclosure

SEC source: 0000807249-19-000049 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,137

Read SEC document
March 08, 2019 Filed Mar 8, 2019 17:06 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass A Common Stock 31,363 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000038 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 Disposition to issuerClass B Common Stock · Derivative 31,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000807249-19-000031 · form4.xml · derivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,765,673

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

F2 · price: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.exercise_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F2 · derivative.underlying_shares: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

F3 · ownership.nature: Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 341,932 shares of the Issuer's Class B Common Stock directly.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:13 UTC Associated Capital Group, Inc. AC · Entity 9826 GrantClass A Common Stock 31,363 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000031 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,363

F1 · kind: Mr. Gabelli exchanged with the Issuer shares of Class B Common Stock for an equal number of shares of Class A Common Stock. These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:06 UTC Liberty Media Corp BATRA · Entity 3221 PurchaseLiberty Braves Series A Common Stock 1,000 $24.82 $24,817.20
Disclosure

SEC source: 0000807249-19-000002 · primary_doc.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · ownership.direct: These shares are owned by Mario J. Gabelli.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:03 UTC LGL GROUP INC LGL · Entity 6820 SaleCommon Stock 42,000 $5.95 $249,900.00
Disclosure

SEC source: 0000807249-18-000241 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,471

F1 · price: Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:44 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 OtherSeries B Cumulative Puttable and Callable Preferred Shares 1,663 $50.00 $83,150.00
Disclosure

SEC source: 0001271163-18-000088 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Account

Disclosed balance after: 1,663

F2 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights.

F4 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:44 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 OtherSeries B Cumulative Puttable and Callable Preferred Shares 88,828 $50.00 $4,441,400.00
Disclosure

SEC source: 0001271163-18-000088 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 88,828

F2 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights.

F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:44 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 OtherSeries B Cumulative Puttable and Callable Preferred Shares 59,886 $50.00 $2,994,300.00
Disclosure

SEC source: 0001271163-18-000088 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,886

F1 · shares: The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:31 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 OtherCommon Shares, Par Value $0.001 1,663 $17.50 $29,102.50
Disclosure

SEC source: 0001271163-18-000087 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Account

Disclosed balance after: 4,663.25

F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

F3 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:31 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 OtherCommon Shares, Par Value $0.001 88,828 $17.50 $1,554,490.00
Disclosure

SEC source: 0001271163-18-000087 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Associated Capital Group, Inc.

Disclosed balance after: 358,370.41

F4 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 23:31 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 OtherCommon Shares, Par Value $0.001 59,886 $17.50 $1,048,005.00
Disclosure

SEC source: 0001271163-18-000087 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,767

F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.

Read SEC document
December 20, 2018 Filed Feb 26, 2019 23:02 UTC Gabelli Go Anywhere Trust GGO.A · Entity 135007 OtherSeries A Cumulative Puttable and Callable Preferred Shares 120,000 $0.00 $0.00
Disclosure

SEC source: 0001271163-19-000003 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,956

F1 · kind: The shares being reported were transferred to trust accounts.

Read SEC document
December 13, 2018 Filed Dec 13, 2018 16:44 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 PurchaseClass A Common Stock 1,503 $18.97 $28,507.55
Disclosure

SEC source: 0000807249-18-000235 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 16,503

Read SEC document
December 13, 2018 Filed Dec 13, 2018 16:08 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 1,105 $33.92 $37,477.07
Disclosure

SEC source: 0000807249-18-000234 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 2,098

Read SEC document
December 13, 2018 Filed Dec 17, 2018 20:31 UTC GDL FUND GDL · Entity 8945 PurchaseCommon Shares, Par Value $0.001 800 $9.16 $7,328.00
Disclosure

SEC source: 0001271163-18-000076 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 210,800

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 16:08 UTC Associated Capital Group, Inc. AC · Entity 9826 PurchaseClass A Common Stock 993 $33.05 $32,816.86
Disclosure

SEC source: 0000807249-18-000234 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Executive Chairman · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GGCP Holdings LLC · CIK 0001493460 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: GGCP, Inc.

Disclosed balance after: 993

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December 12, 2018 Filed Dec 13, 2018 22:18 UTC GDL FUND GDL · Entity 8945 PurchaseCommon Shares, Par Value $0.001 3,781 $9.19 $34,747.39
Disclosure

SEC source: 0001271163-18-000075 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 210,000

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 11, 2018 Filed Dec 13, 2018 22:18 UTC GDL FUND GDL · Entity 8945 PurchaseCommon Shares, Par Value $0.001 1,000 $9.08 $9,080.00
Disclosure

SEC source: 0001271163-18-000075 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · GGCP, Inc.

Disclosed balance after: 206,219

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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December 06, 2018 Filed Dec 10, 2018 21:53 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU.RT · Entity 8903 PurchaseRights for Common Shares and Series B Preferred Shares 3,000 $0.19 $556.80
Disclosure

SEC source: 0001271163-18-000072 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Account

Disclosed balance after: 4,989

F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.

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December 06, 2018 Filed Dec 10, 2018 21:45 UTC GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 PurchaseCommon Shares, Par Value $0.001 1,011 $17.80 $17,995.80
Disclosure

SEC source: 0001271163-18-000071 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Account

Disclosed balance after: 3,000.25

F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.

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November 27, 2018 Filed Nov 28, 2018 17:00 UTC Liberty Media Corp BATRA · Entity 3221 PurchaseLiberty Braves Series A Common Stock 6,400 $24.59 $157,375.36
Disclosure

SEC source: 0000807249-18-000226 · primary_doc.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · ownership.direct: These shares are owned by Mario J. Gabelli.

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November 20, 2018 Filed Nov 20, 2018 21:11 UTC Liberty Media Corp BATRA · Entity 3221 PurchaseLiberty Braves Series A Common Stock 5,600 $23.86 $133,592.48
Disclosure

SEC source: 0000807249-18-000221 · primary_doc.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,600

F1 · ownership.direct: These shares are owned by Mario J. Gabelli.

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November 12, 2018 Filed Nov 15, 2018 00:10 UTC GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 SaleCommon Stock, Par Value $0.001 197 $4.94 $973.18
Disclosure

SEC source: 0001271163-18-000068 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,592

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

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November 12, 2018 Filed Nov 15, 2018 00:21 UTC GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 SaleCommon Shares, Par Value $0.001 233 $21.61 $5,035.13
Disclosure

SEC source: 0001271163-18-000069 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,110.97

F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.

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November 07, 2018 Filed Nov 8, 2018 20:57 UTC Liberty Media Corp BATRA · Entity 3221 PurchaseLiberty Braves Series A Common Stock 8,000 $25.89 $207,091.20
Disclosure

SEC source: 0000807249-18-000211 · primary_doc.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F1 · ownership.direct: These shares are owned by Mario J. Gabelli.

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November 01, 2018 Filed Nov 1, 2018 17:19 UTC GAMCO INVESTORS, INC. ET AL GBL · Entity 16148 OtherClass A Common Stock 709,749 $0.00 $0.00
Disclosure

SEC source: 0000807249-18-000207 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Gabelli & Company Investment Advisers, Inc.

Disclosed balance after: 816,501

F1 · kind: Shares transferred in exchange for shares of Associated Capital Group, Inc., which were tendered in connection with an exchange offer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.