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Nasdaq · USD

XXII

22nd Century Group, Inc.

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8519
SEC CIK
0001347858
Parsed reports
146

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2017 Filed Jun 9, 2017 17:06 UTC
SICIGNANO HENRY IIIDirector · President and CEO
OtherWarrant to Purchase · Derivative 300,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001140361-17-024590 · doc1.xml · derivative · entry 6

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2017-11-09

Read SEC document
June 09, 2017 Filed Jun 9, 2017 17:06 UTC
SICIGNANO HENRY IIIDirector · President and CEO
Tax withholdingCommon Stock 98,631 $1.83 $180,001.58
Disclosure

SEC source: 0001140361-17-024590 · doc1.xml · nonDerivative · entry 2

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509,422

Read SEC document
June 09, 2017 Filed Jun 9, 2017 17:06 UTC
SICIGNANO HENRY IIIDirector · President and CEO
OtherCommon Stock 300,000 $0.60 $180,000.00
Disclosure

SEC source: 0001140361-17-024590 · doc1.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608,053

F1 · kind: Mr. Sicignano exercised warrant shares via a cashless exercise.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 17:04 UTC
Moynihan Michael RobertVice President of R&D
SaleCommon Stock 20,468 $2.00 $40,936.00
Disclosure

SEC source: 0001140361-17-024587 · doc1.xml · nonDerivative · entry 1

Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,752

F1 · kind: Shares sold pursuant to predetermined criteria ($2.00 market price) contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on October 26, 2015.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:30 UTC GrantNon-Qualified Stock Option · Derivative 100,000 $1.39 Strike: $1.39 $139,000.00
Disclosure

SEC source: 0001140361-17-022564 · doc1.xml · derivative · entry 2

SULLIVAN NORA B · CIK 0001057067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-05-24

F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:22 UTC
SICIGNANO HENRY IIIDirector · President and CEO
GrantSock Option (Right to Buy) · Derivative 333,000 $1.39 Strike: $1.39 $462,870.00
Disclosure

SEC source: 0001140361-17-022548 · doc1.xml · derivative · entry 5

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,000

Underlying: Common Stock · 333,000 shares

Expires 2027-05-24

F2 · derivative.exercise_date: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:25 UTC
Moynihan Michael RobertVice President of R&D
GrantStock Option (Right to Buy) · Derivative 62,000 $1.39 Strike: $1.39 $86,180.00
Disclosure

SEC source: 0001140361-17-022555 · doc1.xml · derivative · entry 2

Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires 2027-05-24

F1 · derivative.exercise_date: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1. 2020.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:29 UTC GrantNon-Qualified Stock Option · Derivative 100,000 $1.39 Strike: $1.39 $139,000.00
Disclosure

SEC source: 0001140361-17-022561 · doc1.xml · derivative · entry 2

SANDERS RICHARD M. · CIK 0001593976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-05-24

F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:29 UTC GrantNon-Qualified Stock Option · Derivative 100,000 $1.39 Strike: $1.39 $139,000.00
Disclosure

SEC source: 0001140361-17-022560 · doc1.xml · derivative · entry 2

Dunn Joseph A · CIK 0001522460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-05-24

F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:27 UTC GrantNon-Qualified Stock Option · Derivative 100,000 $1.39 Strike: $1.39 $139,000.00
Disclosure

SEC source: 0001140361-17-022558 · doc1.xml · derivative · entry 2

Cornell James W · CIK 0001523111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-05-24

F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:26 UTC
RUSHTON PAULVP of Plant Biotechnology
GrantStock Option (Right to Buy) · Derivative 58,000 $1.39 Strike: $1.39 $80,620.00
Disclosure

SEC source: 0001140361-17-022556 · doc1.xml · derivative · entry 1

RUSHTON PAUL · CIK 0001655330 · VP of Plant Biotechnology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 58,000 shares

Expires 2027-05-24

F1 · derivative.exercise_date: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:24 UTC
JAMES THOMAS L.VP, General Counsel & Sec'y.
GrantStock Option Grant (Right to Buy) · Derivative 124,000 $1.39 Strike: $1.39 $172,360.00
Disclosure

SEC source: 0001140361-17-022552 · doc1.xml · derivative · entry 2

JAMES THOMAS L. · CIK 0001608342 · VP, General Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000

Underlying: Common Stock · 124,000 shares

Expires 2027-05-24

F1 · derivative.exercise_date: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:23 UTC
BRODFUEHRER JOHN TCFO & Treasurer
GrantStock Option (Right to Buy) · Derivative 124,000 $1.39 Strike: $1.39 $172,360.00
Disclosure

SEC source: 0001140361-17-022551 · doc1.xml · derivative · entry 2

BRODFUEHRER JOHN T · CIK 0001573515 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000

Underlying: Common Stock · 124,000 shares

Expires 2027-05-24

F1 · derivative.exercise_date: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.

Read SEC document
May 15, 2017 Filed May 16, 2017 16:41 UTC
SICIGNANO HENRY IIIDirector · President and CEO
OtherWarrant to Purchase · Derivative 20,000 $0.60 Strike: $0.60 $12,000.00
Disclosure

SEC source: 0001140361-17-021010 · doc1.xml · derivative · entry 6

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-05-15

F1 · kind: Warrants exercised for cash.

Read SEC document
May 15, 2017 Filed May 16, 2017 16:41 UTC
SICIGNANO HENRY IIIDirector · President and CEO
GiftCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-021010 · doc1.xml · nonDerivative · entry 3

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian for Minor Child

Disclosed balance after: 20,000

Read SEC document
May 15, 2017 Filed May 16, 2017 16:41 UTC
SICIGNANO HENRY IIIDirector · President and CEO
GiftCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-021010 · doc1.xml · nonDerivative · entry 2

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,308,053

Read SEC document
May 15, 2017 Filed May 16, 2017 16:41 UTC
SICIGNANO HENRY IIIDirector · President and CEO
OtherCommon Stock 20,000 $0.60 $12,000.00
Disclosure

SEC source: 0001140361-17-021010 · doc1.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,603

F1 · kind: Warrants exercised for cash.

Read SEC document
March 31, 2017 Filed Mar 31, 2017 16:57 UTC
Moynihan Michael RobertVice President of R&D
OtherWarrant to Purchase · Derivative 150,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001140361-17-014209 · doc1.xml · derivative · entry 3

Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2017-05-15

Read SEC document
March 31, 2017 Filed Mar 31, 2017 16:57 UTC
Moynihan Michael RobertVice President of R&D
Tax withholdingCommon Stock 71,714 $1.26 $90,001.07
Disclosure

SEC source: 0001140361-17-014209 · doc1.xml · nonDerivative · entry 2

Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,220

Read SEC document
March 31, 2017 Filed Mar 31, 2017 16:57 UTC
Moynihan Michael RobertVice President of R&D
OtherCommon Stock 150,000 $0.60 $90,000.00
Disclosure

SEC source: 0001140361-17-014209 · doc1.xml · nonDerivative · entry 1

Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,934

F1 · kind: Mr. Moynihan exercised warrants via a cashless exercise prior to the Issuer's blackout period commencing April 1, 2017, in advance of the May 15, 2017 expiration date of the warrants.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:36 UTC
Moynihan Michael RobertVice President of R&D
SaleCommon Stock 100,000 $1.28 $128,060.00
Disclosure

SEC source: 0001140361-16-084417 · doc1.xml · nonDerivative · entry 1

Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,934

F1 · kind: Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were old in multiple transactions at prices ranging from $1.25 to $1.34, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.