Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Chief Financial Officer | November 10, 2025 | November 13, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date November 10, 2025 · Filed November 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,871 |
Reported balance
After 2025-11-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-10 · Grant · Acquired 37,146 · Balance 37,871 F1: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. F2: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.27 · Expires 2035-11-10 | Direct | 111,439 |
Reported balance
After 2025-11-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-10 · Grant · Acquired 111,439 · Balance 111,439 F3: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.23 · Expires 2035-03-10 | Direct | 2,176 |
Reported balance
Holding disclosure · report date 2025-11-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,176 F3: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. F2: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.
F2: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.
F3: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2025 Filed Nov 13, 2025 17:32 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock option (right to buy) · Derivative | 111,439 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0000897069-25-001687 · form4.xml · derivative · entry 2 Otto Daniel A · CIK 0002020253 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,439 Underlying: Common Stock · 111,439 shares Expires 2035-11-10 F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 17:32 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 37,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001687 · form4.xml · nonDerivative · entry 1 Otto Daniel A · CIK 0002020253 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,871 F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 17:21 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock option (right to buy) · Derivative | 50,054 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0000897069-25-000578 · form4.xml · derivative · entry 2 Otto Daniel A · CIK 0002020253 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,054 Underlying: Common Stock · 50,054 shares Expires 2035-03-10 F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 17:21 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 16,684 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-000578 · form4.xml · nonDerivative · entry 1 Otto Daniel A · CIK 0002020253 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,686 F1 · shares: The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.