Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Director | November 10, 2025 | November 13, 2025 |
| SurgePays, Inc.SURG · Entity 8365 | Director | July 31, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date November 10, 2025 · Filed November 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,696 |
Reported balance
After 2025-11-10 transaction · row 1
1 source rowRow 1 · 2025-11-10 · Grant · Acquired 12,578 · Balance 14,696 F1: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.27 · Expires 2035-11-10 | Direct | 37,737 |
Reported balance
After 2025-11-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-10 · Grant · Acquired 37,737 · Balance 37,737 F2: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.01 · Expires 2035-03-10 | Direct | 6,357 |
Reported balance
Holding disclosure · report date 2025-11-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,357 F2: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.
F2: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.
SurgePays, Inc.
Report date July 31, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Shares (Common Stock)SEC Table I · non-derivative | Direct | 412,059 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Grant · Acquired 315,179 · Balance 412,059 F1: Consists of restricted shares awarded pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, executed on July 31, 2026, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earlier of (i) the date that the director no longer serves as a director of the Company other than as a result of a termination for Cause (as defined in the RSA Agreement); (ii) the occurrence of a Change of Control (as defined in the 2022 Plan); or (iii) June 24, 2029. F2: Includes 96,880 shares issuable pursuant to previous restricted share awards, but does not include (i) 1,666 shares held by an IRA owned by Mr. Keys' wife, (ii) 5,378 shares held by two IRA's owned by Mr. Keys, or (iii) 10,000 shares held by PCC Holdings LLC, which shares are deemed to be owed by Mr. Keys. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted shares awarded pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, executed on July 31, 2026, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earlier of (i) the date that the director no longer serves as a director of the Company other than as a result of a termination for Cause (as defined in the RSA Agreement); (ii) the occurrence of a Change of Control (as defined in the 2022 Plan); or (iii) June 24, 2029.
F2: Includes 96,880 shares issuable pursuant to previous restricted share awards, but does not include (i) 1,666 shares held by an IRA owned by Mr. Keys' wife, (ii) 5,378 shares held by two IRA's owned by Mr. Keys, or (iii) 10,000 shares held by PCC Holdings LLC, which shares are deemed to be owed by Mr. Keys.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Sep 14, 2026 14:55 UTC | SurgePays, Inc. SURG · Entity 8365 | GrantRestricted Shares (Common Stock) | 315,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-042521 · ownership.xml · nonDerivative · entry 1 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,059 F1 · security: Consists of restricted shares awarded pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, executed on July 31, 2026, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earlier of (i) the date that the director no longer serves as a director of the Company other than as a result of a termination for Cause (as defined in the RSA Agreement); (ii) the occurrence of a Change of Control (as defined in the 2022 Plan); or (iii) June 24, 2029. F2 · balance_after: Includes 96,880 shares issuable pursuant to previous restricted share awards, but does not include (i) 1,666 shares held by an IRA owned by Mr. Keys' wife, (ii) 5,378 shares held by two IRA's owned by Mr. Keys, or (iii) 10,000 shares held by PCC Holdings LLC, which shares are deemed to be owed by Mr. Keys. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 16:53 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock option (right to buy) · Derivative | 37,737 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0000897069-25-001683 · form4.xml · derivative · entry 2 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,737 Underlying: Common Stock · 37,737 shares Expires 2035-11-10 F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 16:53 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 12,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001683 · form4.xml · nonDerivative · entry 1 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,696 F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company. Read SEC document |
| August 25, 2025 Filed Oct 6, 2025 17:01 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock option (right to buy) · Derivative | 6,357 | $0.00 Strike: $1.94 | $0.00 |
DisclosureSEC source: 0000897069-25-001566 · form4.xml · derivative · entry 2 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,357 Underlying: Common Stock · 6,357 shares Expires 2035-03-10 F2 · derivative.exercise_date: Options vest on June 10, 2026, subject to continued service with the Company. Read SEC document |
| August 25, 2025 Filed Oct 6, 2025 17:01 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 2,118 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001566 · form4.xml · nonDerivative · entry 1 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,118 F1 · shares: The restricted stock units vest on March 10, 2026, subject to continued service with the Company. Read SEC document |
| May 22, 2025 Filed May 27, 2025 16:30 UTC | SurgePays, Inc. SURG · Entity 8365 | GrantRestricted Shares (Common Stock) | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-012496 · ownership.xml · nonDerivative · entry 1 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,043 F1 · shares: These shares were issued pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated May 22, 2025, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) August 8, 2028. F2 · balance_after: Includes (i) 1,666 shares held in an IRA owned by Mr. Keys' wife, however, Mr. Keys shares investing and dipositive power over these holdings, (ii) 5,377 shares in total held by two different IRAs owned by Mr. Keys; and (iii) 10,000 shares are held by PCC Holdings LLC. Mr. Keys shares investing and dipositive power over these holdings. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 16:30 UTC | SurgePays, Inc. SURG · Entity 8365 | GrantRestricted Shares (Common Stock) | 14,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-016570 · ownership.xml · nonDerivative · entry 1 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,923 F1 · shares: These shares were issued pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated April 25, 2024, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fourth anniversary of the award date. F2 · balance_after: Includes (i) 1,666 shares held in an IRA owned by Mr. Keys' wife, however, Mr. Keys shares investing and dipositive power over these holdings, (ii) 5,377 shares in total held by two different IRAs owned by Mr. Keys; and (iii) 10,000 shares are held by PCC Holdings LLC. Mr. Keys shares investing and dipositive power over these holdings. Read SEC document |
| August 08, 2023 Filed Aug 15, 2023 16:15 UTC | SurgePays, Inc. SURG · Entity 8365 | GrantCommon Stock (Restricted Share Award) | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-028977 · ownership.xml · nonDerivative · entry 1 KEYS DAVID N · CIK 0001267667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 F1 · kind: These shares were issued to David N. Keys pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated August 8, 2023, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fifth anniversary of the award date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.