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Nasdaq · USD

XRX

Xerox Holdings Corp

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5610
SEC CIK
0001770450
Parsed reports
372

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2024 Filed Mar 14, 2024 01:26 UTC
BRUNO JOHN GPresident and COO
GrantRestricted Stock Unit 213,397 $16.87 $3,600,007.39
Disclosure

SEC source: 0000950170-24-031080 · ownership.xml · nonDerivative · entry 1

BRUNO JOHN G · CIK 0001283118 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,565

F1 · shares: This award of restricted stock units vests in three installments of 33.33%, 33.33% and 33.34% on the first, second and third anniversaries of the date of grant.

Read SEC document
March 11, 2024 Filed Mar 14, 2024 01:25 UTC
PASTOR LOUISSee Remarks
GrantRestricted Stock Unit 81,803 $16.87 $1,380,016.61
Disclosure

SEC source: 0000950170-24-031078 · ownership.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,749

F1 · shares: This award of restricted stock units vests in three installments of 33.33%, 33.33% and 33.34% on the first, second and third anniversaries of the date of grant.

Read SEC document
March 11, 2024 Filed Mar 14, 2024 01:30 UTC
Morno-Wade SuzanEVP and CHRO
GrantRestricted Stock Unit 71,133 $16.87 $1,200,013.71
Disclosure

SEC source: 0000950170-24-031086 · ownership.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,938

F1 · shares: This award of restricted stock units vests in three installments of 33.33%, 33.33% and 33.34% on the first, second and third anniversaries of the date of grant.

Read SEC document
March 11, 2024 Filed Mar 14, 2024 01:31 UTC GrantRestricted Stock Unit 106,699 $16.87 $1,800,012.13
Disclosure

SEC source: 0000950170-24-031087 · ownership.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,591

F1 · shares: This award of restricted stock units vests in three installments of 33.33%, 33.33% and 33.34% on the first, second and third anniversaries of the date of grant.

Read SEC document
March 11, 2024 Filed Mar 14, 2024 01:25 UTC GrantRestricted Stock Unit 78,246 $16.87 $1,320,010.02
Disclosure

SEC source: 0000950170-24-031079 · ownership.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,251

F1 · shares: This award of restricted stock units vests in three installments of 33.33%, 33.33% and 33.34% on the first, second and third anniversaries of the date of grant.

Read SEC document
March 11, 2024 Filed Mar 14, 2024 01:24 UTC
Colon FlorSee Remarks
GrantRestricted Stock Unit 28,453 $16.87 $480,002.11
Disclosure

SEC source: 0000950170-24-031077 · ownership.xml · nonDerivative · entry 1

Colon Flor · CIK 0002000009 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,729

F1 · shares: This award of restricted stock units vests in three installments of 33.33%, 33.33% and 33.34% on the first, second and third anniversaries of the date of grant.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 13:18 UTC
PASTOR LOUISSee Remarks
GrantRestricted Stock Units 162,946 $16.57 $2,700,015.22
Disclosure

SEC source: 0000950170-24-002720 · ownership.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,946

F1 · shares: This award of restricted stock units vests ratably over a two-year period following the date of grant subject to his continued employment through the applicable vesting dates.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 22:48 UTC
BRUNO JOHN GPresident and COO
Exercise / conversionRestricted Stock Units 97,340 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064586 · ownership.xml · nonDerivative · entry 3

BRUNO JOHN G · CIK 0001283118 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 22:48 UTC
BRUNO JOHN GPresident and COO
Tax withholdingCommon Stock 27,411 $13.77 $377,449.47
Disclosure

SEC source: 0000950170-23-064586 · ownership.xml · nonDerivative · entry 2

BRUNO JOHN G · CIK 0001283118 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,929

Read SEC document
November 14, 2023 Filed Nov 16, 2023 22:48 UTC
BRUNO JOHN GPresident and COO
Exercise / conversionCommon Stock 97,340 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-064586 · ownership.xml · nonDerivative · entry 1

BRUNO JOHN G · CIK 0001283118 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On November 14, 2022, the reporting person was granted an award of 194,679 Restricted Stock Units, which vest in two installments of 50% and 50% on the first and second anniversaries of the grant date.

F1 · shares: On November 14, 2022, the reporting person was granted an award of 194,679 Restricted Stock Units, which vest in two installments of 50% and 50% on the first and second anniversaries of the grant date.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 21:01 UTC Amendment
BRUNO JOHN GPresident and COO
Tax withholdingCommon Stock 27,411 $13.77 $377,449.47
Disclosure

SEC source: 0000950170-23-064787 · ownership.xml · nonDerivative · entry 1

BRUNO JOHN G · CIK 0001283118 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,929

F1 · security: On November 16, 2023, the reporting person filed a Form 4 which inadvertently reported that the common stock withheld for the payment of tax liabilities in accordance with Rule 16b-3 was an acquisition of shares. In fact, as reported in this amendment, such withholding was a disposition of shares.

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September 29, 2023 Filed Oct 4, 2023 00:49 UTC GrantDeferred Stock Units 4,230 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051755 · ownership.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,468

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director or death, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 25, 2024.

F3 · balance_after: Balance adjusted to reflect 1,075 DSUs awarded June 30, 2023 and 1,024 DSUs awarded September 30, 2023 from dividend equivalents attributable to DSUs held as of the relevant record dates.

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September 28, 2023 Filed Sep 29, 2023 10:05 UTC
ICAHN CARL C10% owner
SaleCommon Stock, $1 par value 34,245,314 $15.84 $542,445,773.76
Disclosure

SEC source: 0001539497-23-001656 · ownership.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Please see footnotes

Disclosed balance after: 0

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share ("Shares"), of Xerox Holdings Corporation which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F6 · ownership.nature: After all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 0 Shares and Icahn Master directly beneficially owns 0 Shares.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 14:44 UTC SaleCommon Stock 2,460 $16.75 $41,205.00
Disclosure

SEC source: 0000950170-23-046588 · ownership.xml · nonDerivative · entry 3

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,323

F5 · shares: The reported sales of 2,460 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 14:44 UTC SaleCommon Stock 2,763 $16.76 $46,298.21
Disclosure

SEC source: 0000950170-23-046588 · ownership.xml · nonDerivative · entry 2

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,783

F3 · shares: The reported sales of 2,763 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $16.79, inclusive. The reporting persons undertakes to provide to Xerox Holdings Corporation, any security holder of Xerox Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 14:44 UTC SaleCommon Stock 3,903 $16.76 $65,395.16
Disclosure

SEC source: 0000950170-23-046588 · ownership.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,546

F1 · shares: The reported sales of 3,903 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $16.79, inclusive. The reporting persons undertakes to provide to Xerox Holdings Corporation, any security holder of Xerox Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:01 UTC
BANDROWCZAK STEVEN JOHNDirector · Chief Executive Officer
SaleCommon Stock 135,000 $15.53 $2,096,550.00
Disclosure

SEC source: 0000950170-23-041276 · ownership.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,557

F1 · shares: The reported sales of 135,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.39 to $15.7050, inclusive. The reporting person undertakes to provide to Xerox Holdings Corp., any security holder of Xerox Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
BANDROWCZAK STEVEN JOHNDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units 58,304 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-038603 · ownership.xml · nonDerivative · entry 3

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 2, 2022, the reporting person was granted an award of 176,679 Restricted Stock Units, which vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
BANDROWCZAK STEVEN JOHNDirector · Chief Executive Officer
Tax withholdingCommon Stock 27,019 $15.77 $426,089.63
Disclosure

SEC source: 0000950170-23-038603 · ownership.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,557

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
BANDROWCZAK STEVEN JOHNDirector · Chief Executive Officer
Exercise / conversionCommon Stock 58,304 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-038603 · ownership.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 2, 2022, the reporting person was granted an award of 176,679 Restricted Stock Units, which vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 21:00 UTC Exercise / conversionRestricted Stock Units 1,178 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-034183 · ownership.xml · nonDerivative · entry 3

Gecaj Mirlanda · CIK 0001930249 · VP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 20, 2022, the reporting person was granted an award of 3,570 Restricted Stock Units, which vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 21:00 UTC Tax withholdingCommon Stock 508 $15.52 $7,884.16
Disclosure

SEC source: 0000950170-23-034183 · ownership.xml · nonDerivative · entry 2

Gecaj Mirlanda · CIK 0001930249 · VP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 670

Read SEC document
July 20, 2023 Filed Jul 24, 2023 21:00 UTC Exercise / conversionCommon Stock 1,178 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-034183 · ownership.xml · nonDerivative · entry 1

Gecaj Mirlanda · CIK 0001930249 · VP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 20, 2022, the reporting person was granted an award of 3,570 Restricted Stock Units, which vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date.

F2 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
July 18, 2023 Filed Jul 19, 2023 23:04 UTC SaleCommon Stock 5,980 $16.00 $95,680.00
Disclosure

SEC source: 0000950170-23-033572 · ownership.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,449

F1 · shares: The reported sales of 5,980 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 17:12 UTC SaleCommon Stock 11,000 $15.97 $175,615.00
Disclosure

SEC source: 0000899243-23-015597 · doc4.xml · nonDerivative · entry 1

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,429

F1 · shares: The reported sales of 11,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.69 to $16.02, inclusive. The reporting persons undertakes to provide to Xerox Holdings Corporation, any security holder of Xerox Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 25, 2023 Filed May 31, 2023 06:10 UTC GrantRestricted Stock Units · Derivative 23,107 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014149 · doc4.xml · derivative · entry 2

Palau Hernandez Margarita · CIK 0001674695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,107

Underlying: Common Stock · 23,107 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of the RSUs will vest on May 25, 2024.

F4 · derivative.expiration_date: 100% of the RSUs will vest on May 25, 2024.

Read SEC document
May 25, 2023 Filed May 31, 2023 06:10 UTC
LYNN JESSEDirector
GrantDeferred Stock Units 22,379 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014153 · doc4.xml · nonDerivative · entry 1

LYNN JESSE · CIK 0001605350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,978

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director or death, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 25, 2024.

F3 · balance_after: Balance adjusted to reflect 453 DSUs awarded June 30, 2022; 508 DSUs awarded September 30, 2022; 479 DSUs awarded December 31, 2022; and 465 DSUs awarded March 31, 2023 from dividend equivalents attributable to DSUs held as of the relevant record dates.

Read SEC document
May 25, 2023 Filed May 31, 2023 10:10 UTC GrantDeferred Stock Units 24,745 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014152 · doc4.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,139

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director or death, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 25, 2024.

F3 · balance_after: Balance adjusted to reflect 1,020 DSUs awarded June 30, 2022; 1,144 DSUs awarded September 30, 2022; 1,078 DSUs awarded December 31, 2022; and 1,047 DSUs awarded March 31, 2023 from dividend equivalents attributable to DSUs held as of the relevant record dates.

Read SEC document
May 25, 2023 Filed May 31, 2023 10:10 UTC GrantDeferred Stock Units 23,653 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014151 · doc4.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,983

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director or death, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 25, 2024.

F3 · balance_after: Balance adjusted to reflect 544 DSUs awarded June 30, 2022; 610 DSUs awarded September 30, 2022; 575 DSUs awarded December 31, 2022; and 558 DSUs awarded March 31, 2023 from dividend equivalents attributable to DSUs held as of the relevant record dates.

Read SEC document
May 25, 2023 Filed May 31, 2023 10:10 UTC GrantDeferred Stock Units 22,197 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014150 · doc4.xml · nonDerivative · entry 1

Giordano Philip · CIK 0001940223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,690

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director or death, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 25, 2024.

F3 · balance_after: Balance adjusted to reflect 293 DSUs awarded September 30, 2022; 276 DSUs awarded December 31, 2022; and 268 DSUs awarded March 31, 2023 from dividend equivalents attributable to DSUs held as of the relevant record dates.

Read SEC document
May 25, 2023 Filed May 31, 2023 19:10 UTC GrantDeferred Stock Units 22,561 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014163 · doc4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,966

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director or death, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 25, 2024.

F3 · balance_after: Balance adjusted to reflect 529 DSUs awarded June 30, 2022; 593 DSUs awarded September 30, 2022; 559 DSUs awarded December 31, 2022; and 543 DSUs awarded March 31, 2023 from dividend equivalents attributable to DSUs held as of the relevant record dates.

Read SEC document
May 25, 2023 Filed Jun 12, 2023 21:26 UTC GrantRestricted Stock Units · Derivative 30,576 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015379 · doc4.xml · derivative · entry 3

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,576

Underlying: Common Stock · 30,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: 100% of the RSUs will vest on May 25, 2024.

F3 · derivative.expiration_date: 100% of the RSUs will vest on May 25, 2024.

Read SEC document
May 19, 2023 Filed Jun 12, 2023 21:26 UTC Exercise / conversionRestricted Stock Units · Derivative 24,899 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-015379 · doc4.xml · derivative · entry 2

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 24,899 RSUs, all of which vested on May 19, 2023.

F2 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 24,899 RSUs, all of which vested on May 19, 2023.

Read SEC document
May 19, 2023 Filed Jun 12, 2023 21:26 UTC Exercise / conversionCommon Stock 24,899 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015379 · doc4.xml · nonDerivative · entry 1

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

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April 26, 2023 Filed Apr 28, 2023 20:00 UTC
Gueden Jacques-EdouardExecutive Vice President
SaleCommon Stock 10,000 $15.61 $156,100.00
Disclosure

SEC source: 0000899243-23-011867 · doc4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,125

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.60 to $15.64, inclusive. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range provided.

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February 28, 2023 Filed Mar 3, 2023 00:10 UTC
Heiss XavierEVP and CFO
Tax withholdingCommon Stock 1,028 $16.49 $16,951.72
Disclosure

SEC source: 0000899243-23-006767 · doc4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,764

F1 · shares: Common stock withheld as payment of tax liability incident to the vesting of restricted stock units ("RSUs") granted in accordance with Rule 16b-3.

F2 · balance_after: On February 28, 2023, 1,864 RSUs held by the insider vested. These amounts have been adjusted to reflect a decrease of 1,864 RSUs and a corresponding increase of 1,864 shares of common stock acquired upon vesting.

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February 03, 2023 Filed Feb 7, 2023 16:05 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 631 $16.96 $10,701.76
Disclosure

SEC source: 0001214659-23-001706 · marketforms-59350.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,696

F1 · shares: Common stock withheld as payment of tax liability incident to the vesting of restricted stock units ("RSUs") granted in accordance with Rule 16b-3.

F2 · balance_after: On February 3, 2023, 2,012 RSUs held by the insider vested. These amounts have been adjusted to reflect a decrease of 2,012 RSUs and a corresponding increase of 2,012 shares of common stock acquired upon vesting.

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February 01, 2023 Filed Feb 3, 2023 21:05 UTC
Gueden Jacques-EdouardExecutive Vice President
Tax withholdingCommon Stock 3,110 $16.70 $51,937.00
Disclosure

SEC source: 0001214659-23-001610 · marketforms-59307.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125

F1 · shares: Common stock withheld as payment of tax liability incident to the vesting of restricted stock units ("RSUs") granted in accordance with Rule 16b-3.

F2 · balance_after: On February 1, 2023, 5,552 RSUs held by the insider vested. These amounts have been adjusted to reflect a decrease of 5,552 RSUs and a corresponding increase of 5,552 shares of common stock acquired upon vesting.

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January 19, 2023 Filed Jan 20, 2023 18:15 UTC
Collins Smee JoanneExecutive Vice President
GrantRestricted Stock Units 20,996 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000967 · marketforms-58252.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,974

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Jan 20, 2023 23:15 UTC
BANDROWCZAK STEVEN JOHNDirector · Chief Executive Officer
GrantRestricted Stock Units 63,861 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000960 · marketforms-58246.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,916

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Jan 20, 2023 23:15 UTC
PASTOR LOUISEVP, CCDO and CLO
GrantRestricted Stock Units 27,119 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000961 · marketforms-58243.xml · nonDerivative · entry 2

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,701

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Jan 20, 2023 23:15 UTC
Morno-Wade SuzanEVP and CHRO
GrantRestricted Stock Units 16,622 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000964 · marketforms-58249.xml · nonDerivative · entry 2

Morno-Wade Suzan · CIK 0001761233 · EVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,239

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Jan 20, 2023 23:15 UTC
Gueden Jacques-EdouardExecutive Vice President
GrantRestricted Stock Units 20,995 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000965 · marketforms-58250.xml · nonDerivative · entry 2

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,956

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Jan 20, 2023 23:15 UTC
Shanker NareshSVP, Chief Technology Officer
GrantRestricted Stock Units 17,497 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000963 · marketforms-58248.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,780

F1 · shares: This award of restricted stock units vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Jan 20, 2023 23:15 UTC
Heiss XavierEVP and CFO
GrantRestricted Stock Units 34,993 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000962 · marketforms-58247.xml · nonDerivative · entry 2

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,769

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 19, 2023 Filed Feb 21, 2023 18:40 UTC Amendment
Collins Smee JoanneExecutive Vice President
GrantRestricted Stock Units 20,996 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005724 · doc4a.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,548

F2 · shares: This award of RSUs vests in two installments of 40% and 60% on the first and second anniversaries of the grant date, January 19, 2023.

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January 18, 2023 Filed Jan 20, 2023 18:15 UTC GrantRestricted Stock Units 5,956 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000968 · marketforms-58257.xml · nonDerivative · entry 1

Gecaj Mirlanda · CIK 0001930249 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,526

F1 · shares: This award of restricted stock units vests in three installments of 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, January 18, 2023.

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January 18, 2023 Filed Jan 20, 2023 18:15 UTC
Collins Smee JoanneExecutive Vice President
GrantRestricted Stock Units 38,118 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000967 · marketforms-58252.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,978

F1 · shares: This award of restricted stock units ("RSUs") vests in three installments of 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, January 18, 2023.

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January 18, 2023 Filed Jan 20, 2023 23:15 UTC
BANDROWCZAK STEVEN JOHNDirector · Chief Executive Officer
GrantRestricted Stock Units 178,678 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000960 · marketforms-58246.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,055

F1 · shares: This award of restricted stock units ("RSUs") vests in three installments of 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, January 18, 2023.

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January 18, 2023 Filed Jan 20, 2023 23:15 UTC
BRUNO JOHN GPresident and COO
GrantRestricted Stock Units 107,207 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000966 · marketforms-58251.xml · nonDerivative · entry 1

BRUNO JOHN G · CIK 0001283118 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,886

F1 · shares: This award of restricted stock units vests in three installments of 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, January 18, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.