person · Reporting owner

Nelson James Larry

Disclosed activity across 10 companies

Tapewire entity: 30794
SEC CIK: 0001424471

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Caesars Entertainment, Inc.CZR · Entity 3789	Director	July 20, 2020	July 23, 2020
Chewy, Inc.CHWY · Entity 1885	Director	July 09, 2026	July 13, 2026
GPGI, Inc.DBDRU · Entity 4098	Director	December 03, 2020	December 14, 2020
Global Net Lease, Inc.GNL · Entity 4470	Director · Co-CEO	September 18, 2023	September 25, 2023
HERBALIFE LTD.HLF · Entity 4842	Director	September 01, 2020	September 03, 2020
ICAHN ENTERPRISES L.P.IEP · Entity 3928	Director	February 22, 2017	February 24, 2017
New York REIT, Inc.NYRT · Entity 162866	Director	January 09, 2017	January 10, 2017
Roman DBDR Acquisition Corp. IIDRDB · Entity 5854	Director	December 12, 2024	December 13, 2024
Xerox Holdings CorpXRX · Entity 5610	Director	May 19, 2023	June 12, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Caesars Entertainment, Inc.

Report date July 20, 2020 · Filed July 23, 2020

This filing explicitly reported no securities owned.

Chewy, Inc.

Report date July 09, 2026 · Filed July 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	10,665	Reported balance After 2026-07-09 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-07-09 · Grant · Acquired 10,665 · Balance 10,665 F1: Represents restricted stock units ("RSUs") granted to the reporting person on July 9, 2026 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2027, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.
Class A Common StockSEC Table I · non-derivative	Direct	24,686	Reported balance Holding disclosure · report date 2026-07-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 24,686

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to the reporting person on July 9, 2026 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2027, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

GPGI, Inc.

Report date December 03, 2020 · Filed December 14, 2020

This filing explicitly reported no securities owned.

Global Net Lease, Inc.

Report date September 18, 2023 · Filed September 25, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	69,993	Reported balance After 2023-09-18 transaction · row 1 1 source row Row 1 · 2023-09-18 · Tax withholding · Disposed 1,286 · Balance 69,993 F1: Represents shares of Common Stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the vesting of shares previously granted to the reporting person under the Amended and Restated Incentive Restricted Share Plan of the Registrant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the vesting of shares previously granted to the reporting person under the Amended and Restated Incentive Restricted Share Plan of the Registrant.

HERBALIFE LTD.

Report date September 01, 2020 · Filed September 03, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	18,959	Reported balance After 2020-09-01 transaction · row 1 1 source row Row 1 · 2020-09-01 · Sale · Disposed 7,000 · Balance 18,959 F1: This transaction was executed in multiple trades at prices ranging from $49.60 to $50.02. The price reported reflects the weighted average sale price of $49.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $49.60 to $50.02. The price reported reflects the weighted average sale price of $49.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

ICAHN ENTERPRISES L.P.

Report date February 22, 2017 · Filed February 24, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Depositary UnitsSEC Table I · non-derivative	Direct	1,292	Reported balance After 2017-02-22 transaction · row 1 1 source row Row 1 · 2017-02-22 · Purchase · Acquired 92 · Balance 1,292 F1: Represents Depositary Units acquired upon exercise of basic subscription rights in the rights offering conducted by the Issuer, which expired on February 22, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Depositary Units acquired upon exercise of basic subscription rights in the rights offering conducted by the Issuer, which expired on February 22, 2017.

New York REIT, Inc.

Report date January 09, 2017 · Filed January 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	9,250	Reported balance After 2017-01-09 transaction · row 1 1 source row Row 1 · 2017-01-09 · Grant · Acquired 4,940 · Balance 9,250 F1: Represents restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three-year period beginning on December 30, 2016 in increments of 1/3 per annum.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three-year period beginning on December 30, 2016 in increments of 1/3 per annum.

Roman DBDR Acquisition Corp. II

Report date December 12, 2024 · Filed December 13, 2024

This filing explicitly reported no securities owned.

Xerox Holdings Corp

Report date May 19, 2023 · Filed June 12, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	37,677	Reported balance After 2023-05-19 transaction · row 1 1 source row Row 1 · 2023-05-19 · Exercise / conversion · Acquired 24,899 · Balance 37,677 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-05-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-05-19 · Exercise / conversion · Disposed 24,899 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2: On May 19, 2022, the reporting person was granted 24,899 RSUs, all of which vested on May 19, 2023.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	30,576	Reported balance After 2023-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-05-25 · Grant · Acquired 30,576 · Balance 30,576 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F3: 100% of the RSUs will vest on May 25, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.

F2: On May 19, 2022, the reporting person was granted 24,899 RSUs, all of which vested on May 19, 2023.

F3: 100% of the RSUs will vest on May 25, 2024.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAESARS HOLDINGS, INC.

Report date July 20, 2020 · Filed July 22, 2020

Section 16 reporting ended · disclosed 2020-07-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2020-07-20 transaction · row 1 1 source row Row 1 · 2020-07-20 · Disposition to issuer · Disposed 19,080 · Balance 0 F1: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"). F2: (continued from footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020).

Filing footnotes · ownership attribution and instrument terms

F1: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2: (continued from footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020).

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 09, 2026 Filed Jul 13, 2026 20:13 UTC	Chewy, Inc. CHWY · Entity 1885	GrantClass A Common Stock	10,665	$0.00	$0.00	Disclosure SEC source: 0001766502-26-000058 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,665 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person on July 9, 2026 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2027, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document
July 14, 2025 Filed Jul 16, 2025 20:12 UTC	Chewy, Inc. CHWY · Entity 1885	GrantClass A Common Stock	4,921	$0.00	$0.00	Disclosure SEC source: 0001127602-25-019267 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,921 F1 · balance_after: Represents restricted stock units ("RSUs") granted to the reporting person on July 14, 2025 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2026, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:19 UTC	Chewy, Inc. CHWY · Entity 1885	GrantClass A Common Stock	8,133	$0.00	$0.00	Disclosure SEC source: 0001127602-24-020585 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,133 F1 · balance_after: Represents restricted stock units ("RSUs") granted to the reporting person on July 16, 2024 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2025, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document
September 18, 2023 Filed Sep 25, 2023 21:12 UTC	Global Net Lease, Inc. GNL · Entity 4470	Tax withholdingCommon Stock	1,286	$11.22	$14,428.92	Disclosure SEC source: 0001104659-23-103561 · tm2326796-2_4seq1.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,993 F1 · shares: Represents shares of Common Stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the vesting of shares previously granted to the reporting person under the Amended and Restated Incentive Restricted Share Plan of the Registrant. Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:51 UTC	Chewy, Inc. CHWY · Entity 1885	GrantClass A Common Stock	4,880	$0.00	$0.00	Disclosure SEC source: 0001127602-23-021018 · form4.xml · nonDerivative · entry 2 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,880 F1 · balance_after: Represents restricted stock units ("RSUs") granted to the reporting person on July 17, 2023 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2024, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document
May 25, 2023 Filed Jun 12, 2023 21:26 UTC	Xerox Holdings Corp XRX · Entity 5610	GrantRestricted Stock Units · Derivative	30,576	$0.00	$0.00	Disclosure SEC source: 0000899243-23-015379 · doc4.xml · derivative · entry 3 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,576 Underlying: Common Stock · 30,576 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: 100% of the RSUs will vest on May 25, 2024. F3 · derivative.expiration_date: 100% of the RSUs will vest on May 25, 2024. Read SEC document
May 19, 2023 Filed Jun 12, 2023 21:26 UTC	Xerox Holdings Corp XRX · Entity 5610	Exercise / conversionRestricted Stock Units · Derivative	24,899	$0.00	$0.00	Disclosure SEC source: 0000899243-23-015379 · doc4.xml · derivative · entry 2 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 24,899 RSUs, all of which vested on May 19, 2023. F2 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 24,899 RSUs, all of which vested on May 19, 2023. Read SEC document
May 19, 2023 Filed Jun 12, 2023 21:26 UTC	Xerox Holdings Corp XRX · Entity 5610	Exercise / conversionCommon Stock	24,899	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-015379 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document
May 03, 2023 Filed May 5, 2023 20:15 UTC	Global Net Lease, Inc. GNL · Entity 4470	Tax withholdingCommon Stock	1,597	$11.09	$17,710.73	Disclosure SEC source: 0001104659-23-056550 · tm2314865-2_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,279 F1 · shares: Represents shares of Common Stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the vesting of shares previously granted to the reporting person under the Amended and Restated Incentive Restricted Share Plan of the Registrant. Read SEC document
September 15, 2022 Filed Sep 16, 2022 20:35 UTC	Global Net Lease, Inc. GNL · Entity 4470	Tax withholdingCommon Stock	1,407	$13.02	$18,319.14	Disclosure SEC source: 0001062993-22-019626 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,876 F1 · shares: Represents shares of common stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the issuance of fully-vested shares previously granted to the reporting person under the 2021 Omnibus Incentive Compensation Plan of the Registrant. Read SEC document
July 21, 2022 Filed Jul 25, 2022 21:22 UTC	Chewy, Inc. CHWY · Entity 1885	GrantClass A Common Stock	5,145	$0.00	$0.00	Disclosure SEC source: 0001127602-22-019751 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,145 F1 · balance_after: Represents restricted stock units granted to the reporting person on July 21, 2022 as compensation for service as a director. The restricted stock units will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2023, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document
May 20, 2022 Filed May 23, 2022 14:09 UTC	Xerox Holdings Corp XRX · Entity 5610	Exercise / conversionCommon Stock	12,778	$0.00	$0.00	Disclosure SEC source: 0001127602-22-015344 · form4.xml · nonDerivative · entry 2 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents RSUs that have vested and converted to common stock. Read SEC document
May 20, 2022 Filed May 23, 2022 14:09 UTC	Xerox Holdings Corp XRX · Entity 5610	Exercise / conversionRestricted Stock Units	12,778	$0.00	$0.00	Disclosure SEC source: 0001127602-22-015344 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock upon the reporting person's completion of one year of service as a director from the award date. Read SEC document
May 19, 2022 Filed May 23, 2022 14:09 UTC	Xerox Holdings Corp XRX · Entity 5610	GrantRestricted Stock Units	24,899	$0.00	$0.00	Disclosure SEC source: 0001127602-22-015344 · form4.xml · nonDerivative · entry 3 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,677 F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock upon the reporting person's completion of one year of service as a director from the award date. F3 · shares: These RSUs will vest on May 19, 2023. Read SEC document
May 10, 2022 Filed May 11, 2022 21:04 UTC	Global Net Lease, Inc. GNL · Entity 4470	Tax withholdingCommon Stock	13,745	$12.87	$176,898.15	Disclosure SEC source: 0001104659-22-058860 · tm2215253d1_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,283 F1 · shares: Represents shares of common stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the issuance of fully-vested shares previously granted to the reporting person under the 2021 Omnibus Incentive Compensation Plan of the Registrant. Read SEC document
May 05, 2022 Filed May 5, 2022 21:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	GrantCommon Stock	35,100	$0.00	$0.00	Disclosure SEC source: 0001104659-22-056539 · tm2214474-1_4seq1.xml · nonDerivative · entry 2 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,028 F2 · shares: Represents fully-vested shares of common stock of the Registrant issued pursuant to the 2021 Omnibus Incentive Compensation Plan of the Registrant. Read SEC document
May 03, 2022 Filed May 5, 2022 21:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	Tax withholdingCommon Stock	1,597	$13.78	$22,006.66	Disclosure SEC source: 0001104659-22-056539 · tm2214474-1_4seq1.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,928 F1 · shares: Represents shares of common stock of Global Net Lease, Inc. (the "Registrant") withheld to pay taxes on the vesting of restricted shares previously granted to the reporting person under the Amended and Restated Incentive Restricted Share Plan of the Registrant. Read SEC document
February 17, 2022 Filed Feb 22, 2022 20:15 UTC	Xerox Holdings Corp XRX · Entity 5610	GrantRestricted Stock Units	149	$0.00	$0.00	Disclosure SEC source: 0001127602-22-005969 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778 F1 · security: This Restricted Stock Unit (RSU) award has been pro-rated to cover Board Committee service from February 2022 (inception of the committee) to May 2022. Read SEC document
July 19, 2021 Filed Jul 20, 2021 23:54 UTC	Chewy, Inc. CHWY · Entity 1885	GrantClass A Common Stock	1,607	$0.00	$0.00	Disclosure SEC source: 0001127602-21-022304 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 F1 · balance_after: Represents restricted stock units granted to the filing person on July 19, 2021 as compensation for service as a director. The restricted stock units will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2022, or (2) July 15, 2022, each subject to the filing person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Chewy, Inc. Read SEC document
June 24, 2021 Filed Jun 25, 2021 21:01 UTC	Global Net Lease, Inc. GNL · Entity 4470	GrantCommon Stock	26,225	$0.00	$0.00	Disclosure SEC source: 0001104659-21-085807 · tm2120690-1_4seq1.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,525 F1 · shares: Represents restricted shares of common stock of Global Net Lease, Inc. (the "Registrant") issued pursuant to the Amended and Restated Incentive Restricted Share Plan of the Registrant. The restricted shares vest in 25% increments on each of the first four anniversaries of May 3, 2021. Read SEC document
June 21, 2021 Filed Jun 23, 2021 00:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	SaleCommon Stock	106,774	$18.47	$1,972,115.78	Disclosure SEC source: 0001104659-21-084295 · tm2120418-2_4seq1.xml · nonDerivative · entry 2 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.475 to $18.4632, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These sales were completed for the reporting person's tax and estate planning purposes. F1 · balance_after: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · balance_after: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. Read SEC document
June 18, 2021 Filed Jun 23, 2021 00:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	ConversionOP Units · Derivative	2,135,496	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001104659-21-084295 · tm2120418-2_4seq1.xml · derivative · entry 3 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,135,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · kind: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. F1 · price: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · price: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. F1 · derivative.exercise_date: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · derivative.exercise_date: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. F1 · derivative.expiration_date: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · derivative.expiration_date: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. F3 · ownership.nature: Held directly by the Advisor. The reporting person is the chief executive officer and president of, and also holds a non-controlling profits interest in, the Advisor. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. Read SEC document
June 18, 2021 Filed Jun 23, 2021 00:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	ConversionCommon Stock	2,135,496	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-084295 · tm2120418-2_4seq1.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,135,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · kind: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. F1 · price: Units of limited partnership interest designated as "OP Units" ("OP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof for each OP Unit. On June 17, 2021, Global Net Lease Advisors, LLC (the "Advisor"), the external advisor to the Company, exercised its right to redeem its 2,135,496 OP Units. F2 · price: On the same day, the Company's board of directors elected to satisfy the OP's redemption obligation by issuing shares of the Company's common stock to the Advisor. The shares were issued to the Advisor on June 18, 2021. Also on June 18, 2021, the Advisor distributed these shares to the direct or indirect interest holders of the Advisor, including the reporting person. Accordingly, the amount of securities beneficially owned directly by the reporting person following the reported transaction gives effect to 106,774 shares received in this distribution, representing the reporting person's proportionate interest with respect to his non-controlling profits interest in the Advisor. F3 · ownership.nature: Held directly by the Advisor. The reporting person is the chief executive officer and president of, and also holds a non-controlling profits interest in, the Advisor. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:10 UTC	Global Net Lease, Inc. GNL · Entity 4470	ConversionOP Units · Derivative	2,135,496	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001104659-21-082108 · tm2119954d2_4seq1.xml · derivative · entry 3 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,135,496 Underlying: Common Stock · 2,135,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · kind: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · kind: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F3 · price: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F3 · derivative.exercise_date: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F3 · derivative.expiration_date: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F4 · ownership.nature: Held directly by the Advisor. The reporting person is the chief executive officer and president of, and also holds a non-controlling profits interest in, the Advisor. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:10 UTC	Global Net Lease, Inc. GNL · Entity 4470	ConversionLTIP Units · Derivative	2,135,496	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001104659-21-082108 · tm2119954d2_4seq1.xml · derivative · entry 2 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,135,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · kind: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · kind: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · price: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · price: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · price: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · derivative.exercise_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · derivative.exercise_date: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · derivative.exercise_date: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · derivative.expiration_date: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · derivative.expiration_date: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F4 · ownership.nature: Held directly by the Advisor. The reporting person is the chief executive officer and president of, and also holds a non-controlling profits interest in, the Advisor. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. Read SEC document
June 14, 2021 Filed Jun 16, 2021 22:10 UTC	Global Net Lease, Inc. GNL · Entity 4470	Disposition to issuerLTIP Units · Derivative	419,434	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001104659-21-082108 · tm2119954d2_4seq1.xml · derivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,135,496 Underlying: Common Stock · 419,434 shares Expires not disclosed F1 · kind: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · kind: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · kind: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · price: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · price: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · price: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · derivative.exercise_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · derivative.exercise_date: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · derivative.exercise_date: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). F2 · derivative.expiration_date: These LTIP Units could be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. If and when the Advisor's capital account with respect to an LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Unit"), the Advisor, in its sole discretion, is entitled to convert the earned LTIP Unit into an OP Unit. F3 · derivative.expiration_date: On June 14, 2021, the compensation committee of the board of directors of the Company determined that the extent to which the performance goals had been achieved during the performance period resulted in 2,135,496 of the LTIP Units being earned. LTIP Units that are earned also become vested. Following the compensation committee's determination, the 419,434 LTIP Units that were not earned were automatically forfeited without the payment of any consideration by the Company or the OP. On June 14, 2021, the Advisor exercised its discretion and the earned LTIP Units were converted into OP Units. OP Units may be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F4 · ownership.nature: Held directly by the Advisor. The reporting person is the chief executive officer and president of, and also holds a non-controlling profits interest in, the Advisor. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:02 UTC	Global Net Lease, Inc. GNL · Entity 4470	GrantLTIP Units · Derivative	2,500,000	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001104659-21-077125 · tm2118421d1_4.xml · derivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,500,000 Underlying: Common Stock · 2,500,000 shares Expires not disclosed F1 · kind: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the 2021 Advisor Omnibus Incentive Compensation Plan of the Company (the "Advisor Plan"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 3, 2021 and ending on the earliest of (i) June 3, 2024, (ii) the effective date of any Change of Control (as defined in the Advisor Plan) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · kind: LTIP Units that are earned also become vested. Any LTIP Units that are not earned will automatically be forfeited without the payment of any consideration by the Company or the OP. If and when the Advisor's capital account with respect to an earned LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the Advisor, in its sole discretion, will be entitled to convert the earned LTIP Unit into an OP Unit, which may in turn be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · price: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the 2021 Advisor Omnibus Incentive Compensation Plan of the Company (the "Advisor Plan"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 3, 2021 and ending on the earliest of (i) June 3, 2024, (ii) the effective date of any Change of Control (as defined in the Advisor Plan) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · price: LTIP Units that are earned also become vested. Any LTIP Units that are not earned will automatically be forfeited without the payment of any consideration by the Company or the OP. If and when the Advisor's capital account with respect to an earned LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the Advisor, in its sole discretion, will be entitled to convert the earned LTIP Unit into an OP Unit, which may in turn be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · derivative.exercise_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the 2021 Advisor Omnibus Incentive Compensation Plan of the Company (the "Advisor Plan"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 3, 2021 and ending on the earliest of (i) June 3, 2024, (ii) the effective date of any Change of Control (as defined in the Advisor Plan) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · derivative.exercise_date: LTIP Units that are earned also become vested. Any LTIP Units that are not earned will automatically be forfeited without the payment of any consideration by the Company or the OP. If and when the Advisor's capital account with respect to an earned LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the Advisor, in its sole discretion, will be entitled to convert the earned LTIP Unit into an OP Unit, which may in turn be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the 2021 Advisor Omnibus Incentive Compensation Plan of the Company (the "Advisor Plan"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 3, 2021 and ending on the earliest of (i) June 3, 2024, (ii) the effective date of any Change of Control (as defined in the Advisor Plan) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · derivative.expiration_date: LTIP Units that are earned also become vested. Any LTIP Units that are not earned will automatically be forfeited without the payment of any consideration by the Company or the OP. If and when the Advisor's capital account with respect to an earned LTIP Unit is equal to the capital account balance of a unit of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the Advisor, in its sole discretion, will be entitled to convert the earned LTIP Unit into an OP Unit, which may in turn be redeemed on a one-for-one basis for, at the Company's election, a share of the Company's common stock or the cash equivalent thereof. F3 · ownership.nature: The reporting person is the chief executive officer and president of, and also holds a non-controlling profits interest in, the Advisor. The Advisor beneficially owns the reported securities. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. Read SEC document
May 20, 2021 Filed May 24, 2021 20:31 UTC	Xerox Holdings Corp XRX · Entity 5610	GrantRestricted Stock Units	13,170	$0.00	$0.00	Disclosure SEC source: 0001127602-21-017902 · form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,170 F1 · security: Each RSU represents the right to receive one share of common stock upon the reporting person's completion of one year of service as a director from the May 20, 2021 award date. RSUs vest one year after the May 20, 2021 award date. Read SEC document
May 20, 2021 Filed Jun 4, 2021 21:41 UTC Amendment	Xerox Holdings Corp XRX · Entity 5610	GrantRestricted Stock Units	12,629	$0.00	$0.00	Disclosure SEC source: 0001127602-21-019298 · form4a.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,629 F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock upon the reporting person's completion of one year of service as a director from the May 20, 2021 award date. RSUs vest one year after the May 20, 2021 award date. F2 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4. F2 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4. Read SEC document
October 07, 2020 Filed Oct 9, 2020 21:15 UTC	Global Net Lease, Inc. GNL · Entity 4470	GrantCommon Stock	14,300	$0.00	$0.00	Disclosure SEC source: 0001104659-20-113973 · tm2032889d3_form4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300 F1 · shares: Represents restricted shares of common stock of Global Net Lease, Inc. (the "Registrant") issued pursuant to the Amended and Restated Incentive Restricted Share Plan of the Registrant. The restricted shares vest in 25% increments on each of the first four anniversaries of September 15, 2020. Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:15 UTC	HERBALIFE LTD. HLF · Entity 4842	SaleCommon Stock	7,000	$49.81	$348,670.00	Disclosure SEC source: 0001209191-20-049380 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,959 F1 · price: This transaction was executed in multiple trades at prices ranging from $49.60 to $50.02. The price reported reflects the weighted average sale price of $49.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
July 20, 2020 Filed Jul 22, 2020 18:51 UTC	CAESARS HOLDINGS, INC. CZR · Entity 11848	Disposition to issuerCommon Stock	19,080	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-020083 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"). F2 · shares: (continued from footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"). F2 · price: (continued from footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Read SEC document
July 14, 2020 Filed Jul 16, 2020 18:15 UTC	CAESARS HOLDINGS, INC. CZR · Entity 11848	GrantCommon Stock	7,010	$0.00	$0.00	Disclosure SEC source: 0000858339-20-000083 · wf-form4_159493772794160.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,080 Read SEC document
May 11, 2020 Filed May 13, 2020 20:23 UTC	HERBALIFE LTD. HLF · Entity 4842	GrantCommon Stock	4,037	$0.00	$0.00	Disclosure SEC source: 0001209191-20-028806 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,959 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2021, subject to continued service on the Issuer's Board of Directors through such date. Read SEC document
December 27, 2019 Filed Dec 28, 2019 02:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	Disposition to issuerCommon Stock	8,668.65	$0.00	$0.00	Disclosure SEC source: 0001104659-19-076534 · tv535426_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: As previously disclosed, represents shares of common stock of Global Net Lease, Inc. (the "Company") issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the terms of the Company's advisory agreement with the Advisor (as amended, the "Advisory Agreement") as the stock portion ($184,018.17 out of the $368,036.34 in total) of the Incentive Compensation (as defined in the Advisory Agreement) earned by the Advisor pursuant to the Advisory Agreement for the three months ended September 30, 2018. These shares were forfeited because Core AFFO Per Share (as defined in the Advisory Agreement) did not exceed the Incentive Fee Lower Hurdle (as defined in the Advisory Agreement) for the period beginning on July 1, 2018 through June 30, 2019. This Form 4 filing solely refers to the foregoing forfeiture, with no other transactions undertaken by the reporting person. F1 · shares: As previously disclosed, represents shares of common stock of Global Net Lease, Inc. (the "Company") issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the terms of the Company's advisory agreement with the Advisor (as amended, the "Advisory Agreement") as the stock portion ($184,018.17 out of the $368,036.34 in total) of the Incentive Compensation (as defined in the Advisory Agreement) earned by the Advisor pursuant to the Advisory Agreement for the three months ended September 30, 2018. These shares were forfeited because Core AFFO Per Share (as defined in the Advisory Agreement) did not exceed the Incentive Fee Lower Hurdle (as defined in the Advisory Agreement) for the period beginning on July 1, 2018 through June 30, 2019. This Form 4 filing solely refers to the foregoing forfeiture, with no other transactions undertaken by the reporting person. F1 · price: As previously disclosed, represents shares of common stock of Global Net Lease, Inc. (the "Company") issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the terms of the Company's advisory agreement with the Advisor (as amended, the "Advisory Agreement") as the stock portion ($184,018.17 out of the $368,036.34 in total) of the Incentive Compensation (as defined in the Advisory Agreement) earned by the Advisor pursuant to the Advisory Agreement for the three months ended September 30, 2018. These shares were forfeited because Core AFFO Per Share (as defined in the Advisory Agreement) did not exceed the Incentive Fee Lower Hurdle (as defined in the Advisory Agreement) for the period beginning on July 1, 2018 through June 30, 2019. This Form 4 filing solely refers to the foregoing forfeiture, with no other transactions undertaken by the reporting person. F2 · ownership.nature: The reporting person is the chief executive officer and president of, and also holds a non-controlling profit interest in, the Advisor, which owned the reported securities. The reporting person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of his pecuniary interest therein. Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:33 UTC	HERBALIFE LTD. HLF · Entity 4842	GrantCommon Stock	655	$0.00	$0.00	Disclosure SEC source: 0001209191-19-044983 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,922 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2020, subject to continued service on the Issuer's Board of Directors through such date. Read SEC document
July 02, 2019 Filed Jul 5, 2019 17:06 UTC	CAESARS HOLDINGS, INC. CZR · Entity 11848	GrantCommon Stock	6,674	$0.00	$0.00	Disclosure SEC source: 0000858339-19-000153 · wf-form4_156236075137996.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,070 Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:49 UTC	CAESARS HOLDINGS, INC. CZR · Entity 11848	GrantCommon Stock	5,396	$0.00	$0.00	Disclosure SEC source: 0000858339-19-000136 · wf-form4_156021417464661.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,396 Read SEC document
May 06, 2019 Filed May 8, 2019 23:13 UTC	HERBALIFE LTD. HLF · Entity 4842	GrantCommon Stock	2,689	$0.00	$0.00	Disclosure SEC source: 0001209191-19-028350 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,267 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2020, subject to continued service on the Issuer's Board of Directors through such date. F2 · balance_after: Reflects 9,289 additional shares of common stock, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018. Read SEC document
March 05, 2019 Filed Mar 6, 2019 01:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	PurchaseCommon Stock	6,000	$18.41	$110,430.00	Disclosure SEC source: 0001144204-19-012371 · tv515567_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document
November 16, 2018 Filed Nov 17, 2018 01:00 UTC	Global Net Lease, Inc. GNL · Entity 4470	GrantCommon Stock	8,668.65	$21.23	$184,018.10	Disclosure SEC source: 0001144204-18-060585 · tv507516_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,668.65 F1 · kind: Represents shares of common stock of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the terms of the Company's advisory agreement with the Advisor (as amended, the "Advisory Agreement") as the stock portion ($184,018.17 out of the $368,036.34 in total) of the Incentive Compensation (as defined in the Advisory Agreement) earned by the Advisor pursuant to the Advisory Agreement for the three months ended September 30, 2018. F2 · kind: Pursuant to the Advisory Agreement, 50% of the amount of any Incentive Compensation earned by the Advisor is payable in shares of common stock based on the average of the closing price of common stock on the five Business Days (as defined in the Advisory Agreement) prior to the date of issuance (the "Issuance Price") with the other 50% payable in cash. Pursuant to the requirements of the Advisory Agreement, the Advisor has agreed not to offer, sell, contract to sell, pledge or otherwise dispose of, directly or indirectly, one-third of these shares no earlier than the first anniversary of the date of issuance, one-third of these shares no earlier than the second anniversary of the date of issuance, and the remaining one-third of these shares no earlier than the third anniversary of the date of issuance. F1 · shares: Represents shares of common stock of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor"), pursuant to the terms of the Company's advisory agreement with the Advisor (as amended, the "Advisory Agreement") as the stock portion ($184,018.17 out of the $368,036.34 in total) of the Incentive Compensation (as defined in the Advisory Agreement) earned by the Advisor pursuant to the Advisory Agreement for the three months ended September 30, 2018. F2 · shares: Pursuant to the Advisory Agreement, 50% of the amount of any Incentive Compensation earned by the Advisor is payable in shares of common stock based on the average of the closing price of common stock on the five Business Days (as defined in the Advisory Agreement) prior to the date of issuance (the "Issuance Price") with the other 50% payable in cash. Pursuant to the requirements of the Advisory Agreement, the Advisor has agreed not to offer, sell, contract to sell, pledge or otherwise dispose of, directly or indirectly, one-third of these shares no earlier than the first anniversary of the date of issuance, one-third of these shares no earlier than the second anniversary of the date of issuance, and the remaining one-third of these shares no earlier than the third anniversary of the date of issuance. F3 · price: Represents the Issuance Price. F4 · ownership.nature: The reporting person is the chief executive officer and president of, and also holds a non-controlling profit interest in, the Advisor, which owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of his pecuniary interest therein. Read SEC document
July 19, 2018 Filed Jul 23, 2018 21:22 UTC	Global Net Lease, Inc. GNL · Entity 4470	OtherLTIP Units · Derivative	2,554,930	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001144204-18-039395 · tv498947_4.xml · derivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,554,930 Underlying: Common Stock · 2,554,930 shares Expires not disclosed F1 · kind: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · kind: LTIP Units earned as of the last day of the performance period will also become vested as of that date. Effective as of that same date, any LTIP Units that are not earned and vested will automatically and without notice be forfeited without the payment of any consideration by the Company or the OP. At the time the Advisor's capital account with respect to an LTIP Unit is economically equivalent to the average capital account balance of a units of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the LTIP Unit has been earned and it has been vested for 30 days, the Advisor, in its sole discretion, will be entitled to convert the LTIP Unit into an OP Unit in accordance with the agreement of limited partnership of the OP. F3 · kind: In accordance with, and subject to the terms of, the agreement of limited partnership of the OP, OP Units may be redeemed on a one-for-one basis for, at the Company's election, shares of the Company's common stock or the cash equivalent thereof. F1 · price: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · price: LTIP Units earned as of the last day of the performance period will also become vested as of that date. Effective as of that same date, any LTIP Units that are not earned and vested will automatically and without notice be forfeited without the payment of any consideration by the Company or the OP. At the time the Advisor's capital account with respect to an LTIP Unit is economically equivalent to the average capital account balance of a units of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the LTIP Unit has been earned and it has been vested for 30 days, the Advisor, in its sole discretion, will be entitled to convert the LTIP Unit into an OP Unit in accordance with the agreement of limited partnership of the OP. F3 · price: In accordance with, and subject to the terms of, the agreement of limited partnership of the OP, OP Units may be redeemed on a one-for-one basis for, at the Company's election, shares of the Company's common stock or the cash equivalent thereof. F1 · derivative.exercise_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · derivative.exercise_date: LTIP Units earned as of the last day of the performance period will also become vested as of that date. Effective as of that same date, any LTIP Units that are not earned and vested will automatically and without notice be forfeited without the payment of any consideration by the Company or the OP. At the time the Advisor's capital account with respect to an LTIP Unit is economically equivalent to the average capital account balance of a units of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the LTIP Unit has been earned and it has been vested for 30 days, the Advisor, in its sole discretion, will be entitled to convert the LTIP Unit into an OP Unit in accordance with the agreement of limited partnership of the OP. F3 · derivative.exercise_date: In accordance with, and subject to the terms of, the agreement of limited partnership of the OP, OP Units may be redeemed on a one-for-one basis for, at the Company's election, shares of the Company's common stock or the cash equivalent thereof. F1 · derivative.expiration_date: Represents units of limited partnership interest designated as "LTIP Units" ("LTIP Units") in Global Net Lease Operating Partnership, L.P. (the "OP"), the operating partnership of Global Net Lease, Inc. (the "Company"), issued to the Company's external advisor, Global Net Lease Advisors, LLC (the "Advisor") under the 2018 Advisor Multi-Year Outperformance Agreement, dated as of July 19, 2018, among the Company, the OP and the Advisor (the "2018 OPP"). These LTIP Units may be earned by the Advisor based on the Company's achievement of threshold, target and maximum performance goals based on the Company's absolute and relative total stockholder return over a performance period commencing on June 2, 2018 and ending on the earliest of (i) June 2, 2021, (ii) the effective date of any Change of Control (as defined in the 2018 OPP) and (iii) the effective date of any termination of the Advisor's service as advisor of the Company. F2 · derivative.expiration_date: LTIP Units earned as of the last day of the performance period will also become vested as of that date. Effective as of that same date, any LTIP Units that are not earned and vested will automatically and without notice be forfeited without the payment of any consideration by the Company or the OP. At the time the Advisor's capital account with respect to an LTIP Unit is economically equivalent to the average capital account balance of a units of limited partnership interest in the OP designated as an "OP Unit" ("OP Units"), the LTIP Unit has been earned and it has been vested for 30 days, the Advisor, in its sole discretion, will be entitled to convert the LTIP Unit into an OP Unit in accordance with the agreement of limited partnership of the OP. F3 · derivative.expiration_date: In accordance with, and subject to the terms of, the agreement of limited partnership of the OP, OP Units may be redeemed on a one-for-one basis for, at the Company's election, shares of the Company's common stock or the cash equivalent thereof. F4 · ownership.nature: The reporting person is the chief executive officer and president of, and also holds a non-controlling profit interest in, the Advisor, which owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of his pecuniary interest therein. Read SEC document
May 07, 2018 Filed May 9, 2018 21:15 UTC	HERBALIFE LTD. HLF · Entity 4842	GrantCommon Stock	1,195	$0.00	$0.00	Disclosure SEC source: 0001209191-18-028926 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Nutrition Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Nutrition Ltd. common stock on vesting. This award will vest 100% on April 15, 2019. Read SEC document
March 19, 2018 Filed Mar 20, 2018 10:30 UTC	Global Net Lease, Inc. GNL · Entity 4470	PurchaseCommon Stock	6,000	$16.66	$99,940.20	Disclosure SEC source: 0001144204-18-015738 · tv488877_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.655 to $16.670, inclusive. The reporting person undertakes to provide to Global Net Lease, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:15 UTC	Global Net Lease, Inc. GNL · Entity 4470	PurchaseSeries A Preferred Stock	2,000	$25.35	$50,692.80	Disclosure SEC source: 0001144204-17-060420 · tv480051_4.xml · nonDerivative · entry 2 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:15 UTC	Global Net Lease, Inc. GNL · Entity 4470	PurchaseCommon Stock	2,000	$21.48	$42,960.00	Disclosure SEC source: 0001144204-17-060420 · tv480051_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
May 08, 2017 Filed May 10, 2017 00:33 UTC	HERBALIFE LTD. HLF · Entity 4842	GrantCommon Stock	1,665	$0.00	$0.00	Disclosure SEC source: 0001209191-17-031118 · doc4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,094 F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018. Read SEC document
February 22, 2017 Filed Feb 24, 2017 22:01 UTC	ICAHN ENTERPRISES L.P. IEP · Entity 3928	PurchaseDepositary Units	92	$53.71	$4,941.32	Disclosure SEC source: 0001140361-17-009195 · doc1.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 F1 · shares: Represents Depositary Units acquired upon exercise of basic subscription rights in the rights offering conducted by the Issuer, which expired on February 22, 2017. Read SEC document
January 09, 2017 Filed Jan 10, 2017 22:27 UTC	New York REIT, Inc. NYRT · Entity 162866	GrantCommon Stock	4,940	$10.12	$49,992.80	Disclosure SEC source: 0001144204-17-001666 · v456283_4.xml · nonDerivative · entry 1 Nelson James Larry · CIK 0001424471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 F1 · shares: Represents restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three-year period beginning on December 30, 2016 in increments of 1/3 per annum. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.