XEL

SEC source: 0001140361-16-091195 · doc1.xml · derivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,163.259

Underlying: Common Stock · 865.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 865.455 stock equivalent units, 721.213 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 144.242 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 865.455 stock equivalent units, 721.213 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 144.242 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 572.812 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-16-091191 · doc1.xml · derivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,171.884

Underlying: Common Stock · 920.697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 920.697 stock equivalent units, 767.248 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 153.449 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 920.697 stock equivalent units, 767.248 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 153.449 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 555.354 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-16-091188 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,707.168

Underlying: Common Stock · 773.386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 773.386 stock equivalent units, 644.488 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 128.898 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 773.386 stock equivalent units, 644.488 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 128.898 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 294.462 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-16-091186 · doc1.xml · derivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177.613

Underlying: Common Stock · 810.214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 810.214 stock equivalent units, 675.178 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 135.036 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 810.214 stock equivalent units, 675.178 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 135.036 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 339.602 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

SEC source: 0001140361-16-090302 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,918.716

Underlying: Common Stock · 6.009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-16-090300 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,536.362

Underlying: Common Stock · 17.767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-16-090297 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,431.718

Underlying: Common Stock · 14.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001140361-16-090291 · doc1.xml · nonDerivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,924.331

SEC source: 0001140361-16-089298 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,080.011

F1 · balance_after: This amount also includes 895.758 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

SEC source: 0001140361-16-088644 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418.252

Underlying: Common Stock · 14.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-088648 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,914.214

Underlying: Common Stock · 6.195 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-088646 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,524.853

Underlying: Common Stock · 18.318 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-087192 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,908.019

Underlying: Common Stock · 6.195 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-087190 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,506.535

Underlying: Common Stock · 18.318 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-087186 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,403.298

Underlying: Common Stock · 14.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-085201 · doc1.xml · nonDerivative · entry 4

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,761.861

SEC source: 0001140361-16-085201 · doc1.xml · nonDerivative · entry 3

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,011.861

SEC source: 0001140361-16-085201 · doc1.xml · nonDerivative · entry 2

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,261.861

SEC source: 0001140361-16-085201 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,361.861

SEC source: 0001140361-16-084671 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,387.805

Underlying: Common Stock · 14.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-084676 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900.994

Underlying: Common Stock · 5.915 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-084673 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,484.716

Underlying: Common Stock · 17.489 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-082914 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320.816

Underlying: Common Stock · 14.565 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-082918 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,712.66

Underlying: Common Stock · 6.034 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-082916 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,080.638

Underlying: Common Stock · 17.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-081765 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,306.374

Underlying: Common Stock · 14.179 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-081772 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,706.816

Underlying: Common Stock · 5.874 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-081769 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,063.6

Underlying: Common Stock · 17.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-081253 · doc1.xml · derivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,724.992

Underlying: Common Stock · 796.169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 796.169 stock equivalent units, 663.474 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 132.695 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 796.169 stock equivalent units, 663.474 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 132.695 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 517.543 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

SEC source: 0001140361-16-081251 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,871.679

Underlying: Common Stock · 648.788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 648.788 stock equivalent units, 540.656 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 108.132 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 648.788 stock equivalent units, 540.656 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 108.132 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 759.706 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

SEC source: 0001140361-16-081245 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,639.32

Underlying: Common Stock · 719.592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 719.592 stock equivalent units, 599.660 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 119.932 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 719.592 stock equivalent units, 599.660 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 119.932 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 263.753 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

SEC source: 0001140361-16-081249 · doc1.xml · derivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,695.833

Underlying: Common Stock · 837.344 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 837.344 stock equivalent units, 697.786 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 139.558 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 837.344 stock equivalent units, 697.786 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 139.558 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 501.592 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

SEC source: 0001140361-16-081242 · doc1.xml · derivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,027.797

Underlying: Common Stock · 754.995 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 754.995 stock equivalent units, 629.162 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 754.995 stock equivalent units, 629.162 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 304.731 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

SEC source: 0001140361-16-080166 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292.023

Underlying: Common Stock · 14.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-080171 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,700.674

Underlying: Common Stock · 5.915 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.

SEC source: 0001140361-16-080169 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,045.103

Underlying: Common Stock · 17.489 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund.