WTER

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 16

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808,038

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 15

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808,338

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 14

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,818,538

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 13

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,819,638

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 12

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823,138

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 11

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823,638

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 10

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,826,138

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 9

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846,220

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 8

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851,675

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 7

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870,525

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 6

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,871,800

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 5

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,888,000

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 4

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891,400

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 3

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894,900

SEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,899,900

SEC source: 0001567619-21-013040 · doc1.xml · derivative · entry 5

KEAY AARON · CIK 0001731858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Klutch Financial Corp.

Disclosed balance after: 1,000,000

Underlying: Units · 1,000,000 shares

Expires not disclosed

F4 · security: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

F4 · derivative.exercise_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

F4 · derivative.expiration_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

F4 · derivative.underlying: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

SEC source: 0001567619-21-013041 · doc1.xml · derivative · entry 3

LAZARAN FRANK · CIK 0001221888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Units · 50,000 shares

Expires not disclosed

F2 · security: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

F2 · derivative.exercise_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

F2 · derivative.expiration_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

F2 · derivative.underlying: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.

SEC source: 0001567619-21-008948 · doc1.xml · nonDerivative · entry 1

KEAY AARON · CIK 0001731858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.

SEC source: 0001567619-21-008951 · doc1.xml · nonDerivative · entry 2

LAZARAN FRANK · CIK 0001221888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333

F1 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.

SEC source: 0001567619-21-008954 · doc1.xml · nonDerivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009,300

F2 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.

SEC source: 0001567619-21-008960 · doc1.xml · nonDerivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900,000

F2 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.

SEC source: 0001567619-21-008945 · doc1.xml · nonDerivative · entry 1

SUDANO BRIAN · CIK 0001751911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F2 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.

SEC source: 0001567619-21-008948 · doc1.xml · derivative · entry 4

KEAY AARON · CIK 0001731858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common · 250,000 shares

Expires 2031-03-31

F4 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022.

SEC source: 0001567619-21-008951 · doc1.xml · derivative · entry 3

LAZARAN FRANK · CIK 0001221888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 50,000 shares

Expires 2031-03-31

F2 · derivative.exercise_date: 50% vest on March 31, 2022 and 50% vest on March 31, 2023.

SEC source: 0001567619-21-008954 · doc1.xml · derivative · entry 4

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common · 200,000 shares

Expires 2031-03-31

F3 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022.

SEC source: 0001567619-21-008960 · doc1.xml · derivative · entry 4

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common · 250,000 shares

Expires 2031-03-31

F3 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022.

SEC source: 0001567619-21-008945 · doc1.xml · derivative · entry 3

SUDANO BRIAN · CIK 0001751911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common · 50,000 shares

Expires 2031-03-31

F3 · derivative.exercise_date: 50% vest on March 31, 2022 and 50% vest on March 31, 2023.

SEC source: 0001567619-21-016757 · doc1.xml · derivative · entry 23

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common · 250,000 shares

Expires 2031-03-31

F2 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022.

SEC source: 0001567619-20-008951 · doc1.xml · nonDerivative · entry 1

LEITCH BRUCE THOMAS · CIK 0001273031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F3 · price: 25,000 shares of common stock of The Alkaline Water Company Inc. (the "Company") were granted as a restricted award under the Company's 2020 Equity Incentive Plan with immediate vesting.

SEC source: 0001567619-20-007593 · doc1.xml · derivative · entry 2

KEAY AARON · CIK 0001731858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common · 250,000 shares

Expires 2030-04-02

F2 · derivative.exercise_date: 50% vest on April 3, 2020 and 50% vest on April 3, 2021.

SEC source: 0001567619-20-007587 · doc1.xml · derivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common · 150,000 shares

Expires 2030-04-02

F1 · derivative.exercise_date: 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.

SEC source: 0001567619-20-007597 · doc1.xml · derivative · entry 1

SUDANO BRIAN · CIK 0001751911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 100,000 shares

Expires 2030-04-02

F1 · derivative.exercise_date: (1) One-third vest on April 3, 2020 (the "Date of Grant") and one-third vest on each anniversary of the Date of Grant.

SEC source: 0001567619-20-007584 · doc1.xml · derivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common · 250,000 shares

Expires 2030-04-02

F1 · derivative.expiration_date: 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.

SEC source: 0001567619-20-007663 · doc1.xml · derivative · entry 2

LEITCH BRUCE THOMAS · CIK 0001273031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common · 10,000 shares

Expires 2030-04-02

F2 · derivative.exercise_date: 1/3 of the options will vest on each anniversary date of the grant.

SEC source: 0001567619-20-007336 · doc1.xml · nonDerivative · entry 4

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

SEC source: 0001567619-20-007336 · doc1.xml · nonDerivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,909,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

SEC source: 0001567619-20-007334 · doc1.xml · nonDerivative · entry 4

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: (1) The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

SEC source: 0001567619-20-007334 · doc1.xml · nonDerivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: (1) The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F1 · price: (1) The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

SEC source: 0001062993-20-000197 · form4.xml · nonDerivative · entry 5

WRIGHT RICHARD A · CIK 0001584122 · Director · President, VP, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

SEC source: 0001062993-20-000197 · form4.xml · nonDerivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President, VP, CEO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F1 · price: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

SEC source: 0001140361-18-021327 · doc1.xml · nonDerivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,300

F2 · kind: These shares were transferred from Steven Nickolas at a purchase price of $0.75 per share pursuant to a Transfer Agreement between Steven Nickolas and David Guarino dated April 4, 2018.

SEC source: 0001140361-18-018083 · doc1.xml · nonDerivative · entry 2

GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,300

F2 · kind: These shares were transferred from WiN Investments, LLC in order to partially settle a loan in the amount of $150,000 made by David Guarino.

F2 · price: These shares were transferred from WiN Investments, LLC in order to partially settle a loan in the amount of $150,000 made by David Guarino.

SEC source: 0001140361-18-018086 · doc1.xml · nonDerivative · entry 7

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · WiN Investments, LLC

Disclosed balance after: 0

F7 · kind: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC.

F7 · price: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC.

F6 · ownership.nature: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.

SEC source: 0001140361-18-018086 · doc1.xml · nonDerivative · entry 5

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Lifewater Industries, LLC

Disclosed balance after: 0

F5 · kind: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises.

F5 · price: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises.

F4 · ownership.nature: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.

SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 7

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water.

F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water.

SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 6

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

F4 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F7 · kind: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017.

F7 · price: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017.

SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 5

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,000

F4 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water.

F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water.

SEC source: 0001140361-17-042204 · doc1.xml · derivative · entry 10

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,500,000 shares

Expires 2023-10-07

F7 · kind: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017.

F7 · price: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017.

SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 2

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock.

F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water.

F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water.

SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 9

WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO

LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner

WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · WiN Investments LLC

Disclosed balance after: 169,300

F8 · kind: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.

F8 · price: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.

F8 · ownership.nature: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.