Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKALINE WATER Co INCWTER · Entity 8631 | Director | May 16, 2023 | May 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKALINE WATER Co INC
Report date May 16, 2023 · Filed May 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,333 |
Reported balance
After 2023-05-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-05-16 · Grant · Acquired 3,333 · Balance 13,333 F4: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. |
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000 F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.95 · Expires 2030-04-02 | Direct | 6,666 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,666 F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F1: One-third vest on April 3, 2020 (the Date of Grant) and one-third vest on each anniversary of the Date of Grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.35 · Expires 2031-03-31 | Direct | 9,999 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,999 F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F2: 50% vest on March 31, 2022 and 50% vest on March 31, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2032-08-23 | Direct | 16,665 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 16,665 F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F3: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third vest on April 3, 2020 (the Date of Grant) and one-third vest on each anniversary of the Date of Grant.
F2: 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3: 50% vest on August 23, 2023 and 50% vest on August 23, 2024.
F4: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2023 Filed May 18, 2023 15:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000063 · primary_doc.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,333 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:10 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-020893 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 19:43 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 100,000 | $0.51 Strike: $0.51 | $51,000.00 |
DisclosureSEC source: 0001567619-22-016691 · doc1.xml · derivative · entry 4 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common · 100,000 shares Expires 2032-08-23 F3 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| April 30, 2022 Filed May 3, 2022 18:12 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-009465 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2022 upon vesting. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:04 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007903 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022 upon vesting. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:43 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001322 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022 upon vesting. Read SEC document |
| April 30, 2021 Filed May 4, 2021 15:13 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008945 · doc1.xml · nonDerivative · entry 1 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F2 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting. Read SEC document |
| March 31, 2021 Filed May 4, 2021 15:13 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 50,000 | $1.09 Strike: $1.09 | $54,500.00 |
DisclosureSEC source: 0001567619-21-008945 · doc1.xml · derivative · entry 3 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common · 50,000 shares Expires 2031-03-31 F3 · derivative.exercise_date: 50% vest on March 31, 2022 and 50% vest on March 31, 2023. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 20:02 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 100,000 | $0.53 Strike: $0.53 | $53,000.00 |
DisclosureSEC source: 0001567619-20-007597 · doc1.xml · derivative · entry 1 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires 2030-04-02 F1 · derivative.exercise_date: (1) One-third vest on April 3, 2020 (the "Date of Grant") and one-third vest on each anniversary of the Date of Grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.