Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKALINE WATER Co INCWTER · Entity 8631 | Director | May 16, 2023 | May 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKALINE WATER Co INC
Report date May 16, 2023 · Filed May 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,666 |
Reported balance
After 2023-05-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-05-16 · Grant · Acquired 16,666 · Balance 79,666 F5: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. |
| Common StockSEC Table I · non-derivative | Direct | 63,000 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 63,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.95 · Expires 2030-04-02 | Direct | 6,666 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,666 F6: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F1: One third vest on each anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.35 · Expires 2031-03-31 | Direct | 9,999 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,999 F6: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F2: 50% vest on March 31, 2022 and 50% vest on March 31, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.42 · Expires 2032-07-29 | Direct | 76,665 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 76,665 F6: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F3: 50% vest on July 29, 2023 and 50% vest on July 29, 2024. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2032-11-16 | Direct | 88,331 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 88,331 F6: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F4: 50% vest on November 16, 2023 and 50% vest on November 16, 2024. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $18.75 · Expires 2024-07-06 | Direct | 3,333 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,333 F6: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: One third vest on each anniversary of the date of grant.
F2: 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3: 50% vest on July 29, 2023 and 50% vest on July 29, 2024.
F4: 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
F6: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2023 Filed May 18, 2023 16:13 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000065 · primary_doc.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,666 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| April 30, 2023 Filed May 2, 2023 15:32 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000058 · primary_doc.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,000 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2023 upon vesting. F6 · balance_after: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 175,000 | $0.25 Strike: $0.25 | $43,750.00 |
DisclosureSEC source: 0001567619-22-020895 · doc1.xml · derivative · entry 6 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,000 Underlying: Common · 175,000 shares Expires 2032-11-16 F4 · derivative.exercise_date: 50% vest on November 16, 2023 and 50% vest on November 16, 2024. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-020895 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,666 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:33 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 1,000,000 | $0.43 Strike: $0.43 | $428,000.00 |
DisclosureSEC source: 0001567619-22-014803 · doc1.xml · derivative · entry 5 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,000 Underlying: Common · 1,000,000 shares Expires 2032-07-29 F3 · derivative.exercise_date: 50% vest on July 29, 2023 and 50% vest on July 29, 2024. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:33 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-014803 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,666 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on July 29, 2022 upon vesting. Read SEC document |
| April 30, 2022 Filed May 3, 2022 18:09 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-009462 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,666 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2022. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:00 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007898 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,333 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:58 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001326 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,333 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022. Read SEC document |
| December 21, 2021 Filed Dec 21, 2021 13:31 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-022378 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on December 21, 2021 upon vesting. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionWarrants · Derivative | 50,000 | $1.25 Strike: $1.25 | $62,500.00 |
DisclosureSEC source: 0001567619-21-020744 · doc1.xml · derivative · entry 6 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common · 50,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionSubscription Receipts · Derivative | 50,000 | $1.25 Strike: $1.05 | $62,500.00 |
DisclosureSEC source: 0001567619-21-020744 · doc1.xml · derivative · entry 5 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F2 · derivative.expiration_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-020744 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Dec 21, 2021 13:19 UTC Amendment | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionWarrants · Derivative | 50,000 | $1.25 Strike: $1.25 | $62,500.00 |
DisclosureSEC source: 0001567619-21-022368 · doc1.xml · derivative · entry 7 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common · 50,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Dec 21, 2021 13:19 UTC Amendment | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionSubscription Receipts · Derivative | 50,000 | $1.25 Strike: $1.05 | $62,500.00 |
DisclosureSEC source: 0001567619-21-022368 · doc1.xml · derivative · entry 6 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F3 · derivative.expiration_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Dec 21, 2021 13:19 UTC Amendment | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-022368 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| July 06, 2021 Filed Jul 6, 2021 20:28 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | PurchaseSubscription Receipts · Derivative | 50,000 | $1.25 Strike: $1.05 | $62,500.00 |
DisclosureSEC source: 0001567619-21-013041 · doc1.xml · derivative · entry 3 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Units · 50,000 shares Expires not disclosed F2 · security: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. F2 · derivative.exercise_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. F2 · derivative.expiration_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. F2 · derivative.underlying: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. Read SEC document |
| April 30, 2021 Filed May 4, 2021 15:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008951 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,333 F1 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting. Read SEC document |
| March 31, 2021 Filed May 4, 2021 15:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 50,000 | $1.09 Strike: $1.09 | $54,500.00 |
DisclosureSEC source: 0001567619-21-008951 · doc1.xml · derivative · entry 3 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common · 50,000 shares Expires 2031-03-31 F2 · derivative.exercise_date: 50% vest on March 31, 2022 and 50% vest on March 31, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.