organization · Reporting owner

LIFEWATER INDUSTRIES, LLC

Disclosed activity across 1 company

Tapewire entity: 167626
SEC CIK: 0001584123

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALKALINE WATER Co INCWTER · Entity 8631	10% owner	April 03, 2018	April 10, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALKALINE WATER Co INC

Report date April 03, 2018 · Filed April 10, 2018

Jointly reported with WRIGHT RICHARD A, WIN INVESTMENTS, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectLifewater Industries, LLC	0	Reported balance After 2018-04-03 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2018-04-03 · Other · Disposed 169,572 · Balance 0 F5: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises. F4: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.
Common StockSEC Table I · non-derivative	IndirectLifewater Industries, LLC	169,572	Reported balance Holding disclosure · report date 2018-04-03 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 169,572 F4: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.
Common StockSEC Table I · non-derivative	IndirectWiN Investments, LLC	0	Reported balance After 2018-04-03 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2018-04-03 · Other · Disposed 169,300 · Balance 0 F7: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC. F6: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.
Series C Preferred StockSEC Table I · non-derivative	Direct	1,500,000	Reported balance Holding disclosure · report date 2018-04-03 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,500,000 F1: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F2: The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016.
Series D Preferred StockSEC Table I · non-derivative	Direct	1,500,000	Reported balance Holding disclosure · report date 2018-04-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,500,000 F3: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
Common StockSEC Table I · non-derivative	Direct	700,000	Reported balance Holding disclosure · report date 2018-04-03 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 700,000
Common StockSEC Table I · non-derivative	IndirectWiN Investments LLC	169,300	Reported balance Holding disclosure · report date 2018-04-03 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 169,300 F6: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.

Filing footnotes · ownership attribution and instrument terms

F1: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F2: The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016.

F3: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.

F4: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.

F5: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises.

F6: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.

F7: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 03, 2018 Filed Apr 10, 2018 18:28 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherCommon Stock	169,300	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-18-018086 · doc1.xml · nonDerivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · WiN Investments, LLC Disclosed balance after: 0 F7 · kind: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC. F7 · price: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC. F6 · ownership.nature: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. Read SEC document
April 03, 2018 Filed Apr 10, 2018 18:28 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherCommon Stock	169,572	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-18-018086 · doc1.xml · nonDerivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Lifewater Industries, LLC Disclosed balance after: 0 F5 · kind: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises. F5 · price: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises. F4 · ownership.nature: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:37 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherCommon Stock	700,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:37 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherSeries D Preferred Stock	200,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 6 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 F4 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F7 · kind: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. F7 · price: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. Read SEC document
November 09, 2017 Filed Nov 13, 2017 17:37 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherSeries D Preferred Stock	300,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 F4 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. Read SEC document
November 08, 2017 Filed Nov 13, 2017 17:37 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherStock Options · Derivative	1,500,000	Not disclosed Strike: $0.52	Not disclosed	Disclosure SEC source: 0001140361-17-042204 · doc1.xml · derivative · entry 10 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,500,000 shares Expires 2023-10-07 F7 · kind: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. F7 · price: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. Read SEC document
November 08, 2017 Filed Nov 13, 2017 17:37 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherSeries A Preferred Stock	10,000,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock. F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. Read SEC document
November 01, 2017 Filed Nov 13, 2017 17:37 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherCommon Stock	169,300	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 9 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · WiN Investments LLC Disclosed balance after: 169,300 F8 · kind: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. F8 · price: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. F8 · ownership.nature: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. Read SEC document
August 25, 2017 Filed Sep 22, 2017 19:21 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherCommon Stock	169,572	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-17-036255 · doc1.xml · nonDerivative · entry 4 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Lifewater Industries, LLC Disclosed balance after: 169,572 F8 · kind: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. F8 · price: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. F8 · ownership.nature: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. Read SEC document
August 17, 2017 Filed Sep 22, 2017 19:21 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherStock Options · Derivative	16,000	Not disclosed Strike: $5.75	Not disclosed	Disclosure SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 8 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,000 shares Expires 2020-02-18 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document
August 17, 2017 Filed Sep 22, 2017 19:21 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherStock Options · Derivative	60,000	Not disclosed Strike: $7.28	Not disclosed	Disclosure SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 60,000 shares Expires 2024-05-12 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F3 · derivative.exercise_date: The stock options vest as follows: (i) 30,000 on May 21, 2014 and (ii) 30,000 on November 21, 2014. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document
August 17, 2017 Filed Sep 22, 2017 19:21 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherStock Options · Derivative	12,000	Not disclosed Strike: $8.25	Not disclosed	Disclosure SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 6 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,000 shares Expires 2019-05-12 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document
August 17, 2017 Filed Sep 22, 2017 19:21 UTC	ALKALINE WATER Co INC WTER · Entity 8631	OtherStock Options · Derivative	60,000	Not disclosed Strike: $7.50	Not disclosed	Disclosure SEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 60,000 shares Expires 2023-10-09 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F2 · derivative.exercise_date: The stock options vest as follows: (i) 20,000 on October 9, 2013; and (ii) 10,000 per quarter until fully vested. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.