Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALKALINE WATER Co INC
Report date March 13, 2023 · Filed March 23, 2023
Section 16 reporting ended · disclosed 2023-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,125,000 |
Reported balance
Holding disclosure · report date 2023-03-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,125,000 |
| Common StockSEC Table I · non-derivative | IndirectKlutch Financial Corp. | 2,000,000 |
Reported balance
Holding disclosure · report date 2023-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,000,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.29 · Expires 2027-04-28 | Direct | 350,000 |
Reported balance
Holding disclosure · report date 2023-03-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 350,000 F1: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2030-04-02 | Direct | 600,000 |
Reported balance
Holding disclosure · report date 2023-03-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 600,000 F2: 50% vest on April 3, 2020 and 50% vest on April 3, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2031-03-31 | Direct | 850,000 |
Reported balance
Holding disclosure · report date 2023-03-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 850,000 F3: 50% vest on March 31, 2021 and 50% vest on March 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
F2: 50% vest on April 3, 2020 and 50% vest on April 3, 2021.
F3: 50% vest on March 31, 2021 and 50% vest on March 31, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2022 Filed Nov 25, 2022 19:12 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherStock Options · Derivative | 750,000 | $0.51 Strike: $0.51 | $382,500.00 |
DisclosureSEC source: 0001567619-22-020894 · doc1.xml · derivative · entry 8 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Common · 750,000 shares Expires 2032-08-23 F5 · kind: These options were cancelled on November 16, 2022. F4 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:12 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-020894 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,000 F6 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 12:47 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Exercise / conversionWarrants · Derivative | 1,000,000 | $0.46 Strike: $0.46 | $460,000.00 |
DisclosureSEC source: 0001567619-22-016865 · doc1.xml · derivative · entry 9 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 0 Underlying: Common · 1,000,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The exercise price is reduced to $0.46 per share from $1.25 per share. F5 · price: The exercise price is reduced to $0.46 per share from $1.25 per share. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 12:47 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Exercise / conversionCommon Stock | 1,000,000 | $0.46 | $460,000.00 |
DisclosureSEC source: 0001567619-22-016865 · doc1.xml · nonDerivative · entry 3 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 19:28 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 750,000 | $0.51 Strike: $0.51 | $382,500.00 |
DisclosureSEC source: 0001567619-22-016688 · doc1.xml · derivative · entry 6 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common · 750,000 shares Expires 2032-08-23 F4 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 18:58 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007894 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:49 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001324 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:00 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionWarrants · Derivative | 1,000,000 | $1.25 Strike: $1.25 | $1,250,000.00 |
DisclosureSEC source: 0001567619-21-020742 · doc1.xml · derivative · entry 8 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 1,000,000 Underlying: Common · 1,000,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:00 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionSubscription Receipts · Derivative | 1,000,000 | Not disclosed Strike: $1.05 | Not disclosed |
DisclosureSEC source: 0001567619-21-020742 · doc1.xml · derivative · entry 7 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 0 Underlying: Units · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F4 · derivative.exercise_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F4 · derivative.expiration_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F4 · derivative.underlying: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:00 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-020742 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| July 06, 2021 Filed Jul 6, 2021 20:25 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | PurchaseSubscription Receipts · Derivative | 1,000,000 | $1.25 Strike: $1.05 | $1,250,000.00 |
DisclosureSEC source: 0001567619-21-013040 · doc1.xml · derivative · entry 5 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 1,000,000 Underlying: Units · 1,000,000 shares Expires not disclosed F4 · security: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. F4 · derivative.exercise_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. F4 · derivative.expiration_date: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. F4 · derivative.underlying: Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. Read SEC document |
| April 30, 2021 Filed May 4, 2021 15:15 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008948 · doc1.xml · nonDerivative · entry 1 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting. Read SEC document |
| March 31, 2021 Filed May 4, 2021 15:15 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 250,000 | $1.09 Strike: $1.09 | $272,500.00 |
DisclosureSEC source: 0001567619-21-008948 · doc1.xml · derivative · entry 4 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Common · 250,000 shares Expires 2031-03-31 F4 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 18:50 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 250,000 | $0.53 Strike: $0.53 | $132,500.00 |
DisclosureSEC source: 0001567619-20-007593 · doc1.xml · derivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common · 250,000 shares Expires 2030-04-02 F2 · derivative.exercise_date: 50% vest on April 3, 2020 and 50% vest on April 3, 2021. Read SEC document |
| April 28, 2017 Filed Feb 21, 2018 18:44 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 350,000 | $1.29 Strike: $1.29 | $451,500.00 |
DisclosureSEC source: 0001140361-18-009468 · doc1.xml · derivative · entry 1 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common · 350,000 shares Expires 2027-04-28 F1 · derivative.exercise_date: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.