Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKALINE WATER Co INCWTER · Entity 8631 | Director | April 30, 2020 | May 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKALINE WATER Co INC
Report date April 30, 2020 · Filed May 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
After 2020-04-30 transaction · row 1
1 source rowRow 1 · 2020-04-30 · Grant · Acquired 25,000 · Balance 25,000 F3: 25,000 shares of common stock of The Alkaline Water Company Inc. (the "Company") were granted as a restricted award under the Company's 2020 Equity Incentive Plan with immediate vesting. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.29 · Expires 2027-04-28 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2020-04-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 100,000 F1: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2030-04-02 | Direct | 110,000 |
Reported balance
Holding disclosure · report date 2020-04-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 110,000 F2: 1/3 of the options will vest on each anniversary date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
F2: 1/3 of the options will vest on each anniversary date of the grant.
F3: 25,000 shares of common stock of The Alkaline Water Company Inc. (the "Company") were granted as a restricted award under the Company's 2020 Equity Incentive Plan with immediate vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2020 Filed May 4, 2020 19:43 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-008951 · doc1.xml · nonDerivative · entry 1 LEITCH BRUCE THOMAS · CIK 0001273031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F3 · price: 25,000 shares of common stock of The Alkaline Water Company Inc. (the "Company") were granted as a restricted award under the Company's 2020 Equity Incentive Plan with immediate vesting. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:50 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 10,000 | $0.53 Strike: $0.53 | $5,300.00 |
DisclosureSEC source: 0001567619-20-007663 · doc1.xml · derivative · entry 2 LEITCH BRUCE THOMAS · CIK 0001273031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common · 10,000 shares Expires 2030-04-02 F2 · derivative.exercise_date: 1/3 of the options will vest on each anniversary date of the grant. Read SEC document |
| April 28, 2017 Filed May 17, 2017 14:48 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 100,000 | $1.29 Strike: $1.29 | $129,000.00 |
DisclosureSEC source: 0001140361-17-021112 · doc1.xml · derivative · entry 1 LEITCH BRUCE THOMAS · CIK 0001273031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires 2027-04-28 F1 · derivative.exercise_date: 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.