Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKALINE WATER Co INCWTER · Entity 8631 | Director · President VP CEO COO | March 31, 2022 | April 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKALINE WATER Co INC
Report date March 31, 2022 · Filed April 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,300,000 |
Reported balance
After 2022-03-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-03-31 · Grant · Acquired 150,000 · Balance 4,300,000 F3: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 4,150,000 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,150,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.53 · Expires 2030-04-02 | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 250,000 F1: 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2031-03-31 | Direct | 500,000 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 500,000 F2: 50% vest on March 31, 2021 and 50% vest on March 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
F2: 50% vest on March 31, 2021 and 50% vest on March 31, 2022.
F3: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2022 Filed Apr 1, 2022 19:01 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007901 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 17:04 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001328 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 9,038 | $1.85 | $16,720.30 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 21 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750,000 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 3,800 | $1.86 | $7,049.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 20 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759,038 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 6,000 | $1.86 | $11,160.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 19 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762,838 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 17,600 | $1.85 | $32,472.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 18 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768,838 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 21,600 | $1.84 | $39,744.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 17 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,786,438 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 300 | $1.84 | $550.50 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 16 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808,038 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 10,200 | $1.83 | $18,666.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 15 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808,338 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 1,100 | $1.87 | $2,051.50 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 14 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,818,538 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 3,500 | $1.87 | $6,545.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 13 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819,638 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 500 | $1.88 | $937.50 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 12 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823,138 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 2,500 | $1.82 | $4,550.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 11 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823,638 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 20,082 | $1.80 | $36,147.60 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 10 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826,138 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 5,455 | $1.81 | $9,846.28 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 9 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846,220 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 18,850 | $1.81 | $34,118.50 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 8 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851,675 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 1,275 | $1.82 | $2,314.13 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870,525 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 16,200 | $1.82 | $29,484.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 6 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,871,800 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 3,400 | $1.83 | $6,205.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888,000 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 3,500 | $1.83 | $6,405.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 4 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,891,400 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 5,000 | $1.84 | $9,200.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 3 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894,900 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | Disposition to issuerCommon Stock | 100 | $1.85 | $184.50 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,899,900 Read SEC document |
| April 30, 2021 Filed May 4, 2021 15:25 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-008960 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900,000 F2 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting. Read SEC document |
| March 31, 2021 Filed May 4, 2021 15:25 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 250,000 | $1.09 Strike: $1.09 | $272,500.00 |
DisclosureSEC source: 0001567619-21-008960 · doc1.xml · derivative · entry 4 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common · 250,000 shares Expires 2031-03-31 F3 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022. Read SEC document |
| March 31, 2021 Filed Sep 3, 2021 17:19 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 250,000 | $1.09 Strike: $1.09 | $272,500.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · derivative · entry 23 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common · 250,000 shares Expires 2031-03-31 F2 · derivative.exercise_date: 50% vest on March 31, 2021 and 50% vest on March 31, 2022. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 17:56 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantStock Options · Derivative | 250,000 | $0.53 Strike: $0.53 | $132,500.00 |
DisclosureSEC source: 0001567619-20-007584 · doc1.xml · derivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common · 250,000 shares Expires 2030-04-02 F1 · derivative.expiration_date: 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 19:16 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionCommon Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-007334 · doc1.xml · nonDerivative · entry 4 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: (1) The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 19:16 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionSeries D Preferred Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-007334 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (1) The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F1 · price: (1) The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. Read SEC document |
| January 13, 2020 Filed Jan 16, 2020 14:45 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionCommon Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-000197 · form4.xml · nonDerivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President, VP, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. Read SEC document |
| January 13, 2020 Filed Jan 16, 2020 14:45 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | ConversionSeries C Preferred Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-000197 · form4.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President, VP, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F1 · price: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 18:28 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherCommon Stock | 169,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018086 · doc1.xml · nonDerivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · WiN Investments, LLC Disclosed balance after: 0 F7 · kind: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC. F7 · price: 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC. F6 · ownership.nature: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 18:28 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherCommon Stock | 169,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018086 · doc1.xml · nonDerivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Lifewater Industries, LLC Disclosed balance after: 0 F5 · kind: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises. F5 · price: These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises. F4 · ownership.nature: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherCommon Stock | 700,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherSeries D Preferred Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 6 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 F4 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F7 · kind: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. F7 · price: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherSeries D Preferred Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 F4 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 17:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherStock Options · Derivative | 1,500,000 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001140361-17-042204 · doc1.xml · derivative · entry 10 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,500,000 shares Expires 2023-10-07 F7 · kind: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. F7 · price: Pursuant to the Stock Option Forfeiture & General Release dated November 8, 2017 executed by Richard A. Wright and Sharon Wright, Mr. Wright's spouse, Richard A. Wright acquired 200,000 shares of Series D Preferred Stock of Alkaline Water in exchange for forfeiting, terminating and cancelling Mr. Wright's stock options to purchase 1,500,000 shares of common stock of Alkaline Water at an exercise price of $0.52 per share, effective as of November 8, 2017. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 17:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherSeries A Preferred Stock | 10,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock. F6 · kind: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. F6 · price: Pursuant to an Exchange Agreement and Mutual Release of Claims dated November 8, 2017, between Alkaline Water and Richard A. Wright, Richard A. Wright acquired 700,000 shares of common stock of Alkaline Water and 300,000 shares of Series D Preferred Stock of Alkaline Water in exchange for Mr. Wright's 10,000,000 shares of Series A Preferred Stock of Alkaline Water. Read SEC document |
| November 01, 2017 Filed Nov 13, 2017 17:37 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherCommon Stock | 169,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-042204 · doc1.xml · nonDerivative · entry 9 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner WIN INVESTMENTS, LLC · CIK 0001584124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · WiN Investments LLC Disclosed balance after: 169,300 F8 · kind: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. F8 · price: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. F8 · ownership.nature: Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. Read SEC document |
| August 25, 2017 Filed Sep 22, 2017 19:21 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherCommon Stock | 169,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-036255 · doc1.xml · nonDerivative · entry 4 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Lifewater Industries, LLC Disclosed balance after: 169,572 F8 · kind: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. F8 · price: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. F8 · ownership.nature: Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. Read SEC document |
| August 17, 2017 Filed Sep 22, 2017 19:21 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherStock Options · Derivative | 16,000 | Not disclosed Strike: $5.75 | Not disclosed |
DisclosureSEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 8 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,000 shares Expires 2020-02-18 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document |
| August 17, 2017 Filed Sep 22, 2017 19:21 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherStock Options · Derivative | 60,000 | Not disclosed Strike: $7.28 | Not disclosed |
DisclosureSEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 7 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 60,000 shares Expires 2024-05-12 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F3 · derivative.exercise_date: The stock options vest as follows: (i) 30,000 on May 21, 2014 and (ii) 30,000 on November 21, 2014. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document |
| August 17, 2017 Filed Sep 22, 2017 19:21 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherStock Options · Derivative | 12,000 | Not disclosed Strike: $8.25 | Not disclosed |
DisclosureSEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 6 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,000 shares Expires 2019-05-12 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document |
| August 17, 2017 Filed Sep 22, 2017 19:21 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | OtherStock Options · Derivative | 60,000 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001140361-17-036255 · doc1.xml · derivative · entry 5 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO LIFEWATER INDUSTRIES, LLC · CIK 0001584123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 60,000 shares Expires 2023-10-09 F4 · derivative.exercise_price: Reflects a 50-1 reverse split effective as of December 29, 2015. F9 · kind: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F9 · price: These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. F2 · derivative.exercise_date: The stock options vest as follows: (i) 20,000 on October 9, 2013; and (ii) 10,000 per quarter until fully vested. F4 · derivative.underlying_shares: Reflects a 50-1 reverse split effective as of December 29, 2015. Read SEC document |
| May 03, 2017 Filed May 17, 2017 14:51 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantSeries D Preferred Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021115 · doc1.xml · nonDerivative · entry 3 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F7 · security: The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F8 · price: The Series D Preferred Shares were issued in consideration for services performed by Mr. Wright. Read SEC document |
| March 31, 2016 Filed May 17, 2017 14:51 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantSeries C Preferred Stock | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-021115 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 F5 · security: The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. F6 · price: The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.