Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2023 Filed May 18, 2023 16:13 UTC |
LAZARAN FRANKDirector
|
GrantCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000065 · primary_doc.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,666 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:27 UTC |
GUARINO DAVIDDirector · CFO, Secretary and Treasurer
|
GrantCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000066 · primary_doc.xml · nonDerivative · entry 2 GUARINO DAVID · CIK 0001211259 · Director · CFO, Secretary and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,286 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:48 UTC |
RAUCH DAVID ERICDirector
|
GrantCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000067 · primary_doc.xml · nonDerivative · entry 2 RAUCH DAVID ERIC · CIK 0001952472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,333 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| May 16, 2023 Filed May 18, 2023 15:19 UTC |
SUDANO BRIANDirector
|
GrantCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000063 · primary_doc.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,333 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| May 16, 2023 Filed May 18, 2023 15:56 UTC |
CHESSMAN FRANK THOMASCEO and President
|
GrantCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000064 · primary_doc.xml · nonDerivative · entry 2 CHESSMAN FRANK THOMAS · CIK 0001967126 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,333 F6 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
| April 30, 2023 Filed May 2, 2023 15:32 UTC |
LAZARAN FRANKDirector
|
GrantCommon Stock | 555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000058 · primary_doc.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,000 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2023 upon vesting. F6 · balance_after: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. Read SEC document |
| March 29, 2023 Filed Apr 4, 2023 17:35 UTC |
DaVella Ronald VDirector
|
GrantStock Options · Derivative | 100,000 | $0.16 Strike: $0.16 | $16,000.00 |
DisclosureSEC source: 0001085037-23-000049 · primary_doc.xml · derivative · entry 1 DaVella Ronald V · CIK 0001622400 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires 2033-03-29 F1 · derivative.exercise_date: 50% vest on March 29, 2024 and 50% vest on March 29, 2025. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 19:52 UTC |
RAUCH DAVID ERICDirector
|
PurchaseSeries E Preferred Stock | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001567619-22-020896 · doc1.xml · nonDerivative · entry 2 RAUCH DAVID ERIC · CIK 0001952472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · David and Julie Rauch Trust Disclosed balance after: 100,000 F2 · security: Each share of Series E Preferred Stock is convertible, after November 23, 2023, at the option of The Alkaline Water Company Inc. (the "Company"), into that number of units of the Company (each, a "Unit") determined by dividing the stated value ($1.00 per share) of such share by $0.25. Each Unit will consist of one share of common stock and one-half of one warrant with each whole warrant entitling the holder to acquire one share of common stock at an exercise price of $0.3125 for three years following conversion. A holder may, at its option, after January 31, 2023, convert all, but no less than all, of shares of Series E Preferred Stock held by such holder into that number of Units determined by dividing the stated value of such shares by $0.25. Each share of the Series E Preferred Stock will also automatically convert, upon the occurrence of a certain fundamental transaction, into that number of Units determined by dividing the stated value of such share by $0.25. F3 · ownership.nature: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 19:52 UTC |
RAUCH DAVID ERICDirector
|
PurchaseCommon Stock | 80,000 | $0.25 | $20,000.00 |
DisclosureSEC source: 0001567619-22-020896 · doc1.xml · nonDerivative · entry 1 RAUCH DAVID ERIC · CIK 0001952472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · David and Julie Rauch Trust Disclosed balance after: 80,000 F1 · price: These shares are issued at a deemed price of $0.25 in consideration for the execution of a subscription agreement for the purchase of the Series E Preferred Stock. F3 · ownership.nature: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:12 UTC |
KEAY AARONDirector
|
OtherStock Options · Derivative | 750,000 | $0.51 Strike: $0.51 | $382,500.00 |
DisclosureSEC source: 0001567619-22-020894 · doc1.xml · derivative · entry 8 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Common · 750,000 shares Expires 2032-08-23 F5 · kind: These options were cancelled on November 16, 2022. F4 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:12 UTC |
KEAY AARONDirector
|
GrantCommon Stock | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-020894 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,000 F6 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:37 UTC |
LAZARAN FRANKDirector · President and CEO
|
GrantStock Options · Derivative | 175,000 | $0.25 Strike: $0.25 | $43,750.00 |
DisclosureSEC source: 0001567619-22-020895 · doc1.xml · derivative · entry 6 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,000 Underlying: Common · 175,000 shares Expires 2032-11-16 F4 · derivative.exercise_date: 50% vest on November 16, 2023 and 50% vest on November 16, 2024. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:37 UTC |
LAZARAN FRANKDirector · President and CEO
|
GrantCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-020895 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,666 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| November 16, 2022 Filed Nov 25, 2022 19:10 UTC |
SUDANO BRIANDirector
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-020893 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| November 16, 2022 Filed Dec 16, 2022 18:19 UTC |
GUARINO DAVIDDirector · CFO Secretary Treasurer
|
GrantStock Options · Derivative | 100,000 | $0.25 Strike: $0.25 | $25,000.00 |
DisclosureSEC source: 0001567619-22-021747 · doc1.xml · derivative · entry 6 GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common · 100,000 shares Expires 2032-11-16 F4 · derivative.exercise_date: 50% vest on November 16, 2023 and 50% vest on November 16, 2024. Read SEC document |
| November 16, 2022 Filed Dec 16, 2022 18:19 UTC |
GUARINO DAVIDDirector · CFO Secretary Treasurer
|
GrantCommon Stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-021747 · doc1.xml · nonDerivative · entry 2 GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,534,300 F5 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 12:47 UTC |
KEAY AARONDirector
|
Exercise / conversionWarrants · Derivative | 1,000,000 | $0.46 Strike: $0.46 | $460,000.00 |
DisclosureSEC source: 0001567619-22-016865 · doc1.xml · derivative · entry 9 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 0 Underlying: Common · 1,000,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The exercise price is reduced to $0.46 per share from $1.25 per share. F5 · price: The exercise price is reduced to $0.46 per share from $1.25 per share. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 12:47 UTC |
KEAY AARONDirector
|
Exercise / conversionCommon Stock | 1,000,000 | $0.46 | $460,000.00 |
DisclosureSEC source: 0001567619-22-016865 · doc1.xml · nonDerivative · entry 3 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 19:28 UTC |
KEAY AARONDirector
|
GrantStock Options · Derivative | 750,000 | $0.51 Strike: $0.51 | $382,500.00 |
DisclosureSEC source: 0001567619-22-016688 · doc1.xml · derivative · entry 6 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common · 750,000 shares Expires 2032-08-23 F4 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 19:47 UTC |
GUARINO DAVIDDirector · CFO Secretary Treasurer
|
GrantStock Options · Derivative | 250,000 | $0.51 Strike: $0.51 | $127,500.00 |
DisclosureSEC source: 0001567619-22-016693 · doc1.xml · derivative · entry 4 GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common · 250,000 shares Expires 2032-08-23 F3 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 19:43 UTC |
SUDANO BRIANDirector
|
GrantStock Options · Derivative | 100,000 | $0.51 Strike: $0.51 | $51,000.00 |
DisclosureSEC source: 0001567619-22-016691 · doc1.xml · derivative · entry 4 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common · 100,000 shares Expires 2032-08-23 F3 · derivative.exercise_date: 50% vest on August 23, 2023 and 50% vest on August 23, 2024. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:33 UTC |
LAZARAN FRANKDirector · President and CEO
|
GrantStock Options · Derivative | 1,000,000 | $0.43 Strike: $0.43 | $428,000.00 |
DisclosureSEC source: 0001567619-22-014803 · doc1.xml · derivative · entry 5 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,000 Underlying: Common · 1,000,000 shares Expires 2032-07-29 F3 · derivative.exercise_date: 50% vest on July 29, 2023 and 50% vest on July 29, 2024. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:33 UTC |
LAZARAN FRANKDirector · President and CEO
|
GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-014803 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,666 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on July 29, 2022 upon vesting. Read SEC document |
| April 30, 2022 Filed May 3, 2022 18:09 UTC |
LAZARAN FRANKDirector
|
GrantCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-009462 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,666 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2022. Read SEC document |
| April 30, 2022 Filed May 3, 2022 18:12 UTC |
SUDANO BRIANDirector
|
GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-009465 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2022 upon vesting. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 18:58 UTC |
KEAY AARONDirector
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007894 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:00 UTC |
LAZARAN FRANKDirector
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007898 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,333 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 18:56 UTC |
GUARINO DAVIDDirector · CFO Secretary Treasurer
|
GrantCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007892 · doc1.xml · nonDerivative · entry 2 GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409,300 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022 upon vesting. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:04 UTC |
SUDANO BRIANDirector
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007903 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022 upon vesting. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:01 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
GrantCommon Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-007901 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on March 31, 2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:49 UTC |
KEAY AARONDirector
|
GrantCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001324 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:35 UTC |
GUARINO DAVIDDirector · CFO Secretary Treasurer
|
GrantCommon Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001320 · doc1.xml · nonDerivative · entry 2 GUARINO DAVID · CIK 0001211259 · Director · CFO Secretary Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309,300 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022 upon vesting. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:58 UTC |
LAZARAN FRANKDirector
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001326 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,333 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:43 UTC |
SUDANO BRIANDirector
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001322 · doc1.xml · nonDerivative · entry 2 SUDANO BRIAN · CIK 0001751911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022 upon vesting. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 17:04 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
GrantCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-001328 · doc1.xml · nonDerivative · entry 2 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150,000 F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on January 15, 2022. Read SEC document |
| December 21, 2021 Filed Dec 21, 2021 13:31 UTC |
LAZARAN FRANKDirector
|
ConversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-022378 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on December 21, 2021 upon vesting. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:00 UTC |
KEAY AARONDirector
|
ConversionWarrants · Derivative | 1,000,000 | $1.25 Strike: $1.25 | $1,250,000.00 |
DisclosureSEC source: 0001567619-21-020742 · doc1.xml · derivative · entry 8 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 1,000,000 Underlying: Common · 1,000,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:00 UTC |
KEAY AARONDirector
|
ConversionSubscription Receipts · Derivative | 1,000,000 | Not disclosed Strike: $1.05 | Not disclosed |
DisclosureSEC source: 0001567619-21-020742 · doc1.xml · derivative · entry 7 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 0 Underlying: Units · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F4 · derivative.exercise_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F4 · derivative.expiration_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F4 · derivative.underlying: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:00 UTC |
KEAY AARONDirector
|
ConversionCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-020742 · doc1.xml · nonDerivative · entry 2 KEAY AARON · CIK 0001731858 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Klutch Financial Corp. Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc., with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:19 UTC |
LAZARAN FRANKDirector
|
ConversionWarrants · Derivative | 50,000 | $1.25 Strike: $1.25 | $62,500.00 |
DisclosureSEC source: 0001567619-21-020744 · doc1.xml · derivative · entry 6 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common · 50,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:19 UTC |
LAZARAN FRANKDirector
|
ConversionSubscription Receipts · Derivative | 50,000 | $1.25 Strike: $1.05 | $62,500.00 |
DisclosureSEC source: 0001567619-21-020744 · doc1.xml · derivative · entry 5 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F2 · derivative.expiration_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Nov 18, 2021 15:19 UTC |
LAZARAN FRANKDirector
|
ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-020744 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Dec 21, 2021 13:19 UTC Amendment |
LAZARAN FRANKDirector
|
ConversionWarrants · Derivative | 50,000 | $1.25 Strike: $1.25 | $62,500.00 |
DisclosureSEC source: 0001567619-21-022368 · doc1.xml · derivative · entry 7 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common · 50,000 shares Expires 2024-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Dec 21, 2021 13:19 UTC Amendment |
LAZARAN FRANKDirector
|
ConversionSubscription Receipts · Derivative | 50,000 | $1.25 Strike: $1.05 | $62,500.00 |
DisclosureSEC source: 0001567619-21-022368 · doc1.xml · derivative · entry 6 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. F3 · derivative.expiration_date: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 30, 2021 Filed Dec 21, 2021 13:19 UTC Amendment |
LAZARAN FRANKDirector
|
ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-022368 · doc1.xml · nonDerivative · entry 2 LAZARAN FRANK · CIK 0001221888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
Disposition to issuerCommon Stock | 9,038 | $1.85 | $16,720.30 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 21 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750,000 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
Disposition to issuerCommon Stock | 3,800 | $1.86 | $7,049.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 20 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759,038 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
Disposition to issuerCommon Stock | 6,000 | $1.86 | $11,160.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 19 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762,838 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
Disposition to issuerCommon Stock | 17,600 | $1.85 | $32,472.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 18 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768,838 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 17:19 UTC |
WRIGHT RICHARD ADirector · President VP CEO COO
|
Disposition to issuerCommon Stock | 21,600 | $1.84 | $39,744.00 |
DisclosureSEC source: 0001567619-21-016757 · doc1.xml · nonDerivative · entry 17 WRIGHT RICHARD A · CIK 0001584122 · Director · President VP CEO COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,786,438 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.