person · Reporting owner

RAUCH DAVID ERIC

Disclosed activity across 1 company

Tapewire entity: 113342
SEC CIK: 0001952472

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALKALINE WATER Co INCWTER · Entity 8631	Director	May 16, 2023	May 18, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALKALINE WATER Co INC

Report date May 16, 2023 · Filed May 18, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,333	Reported balance After 2023-05-16 transaction · row 2 1 source row Row 2 · 2023-05-16 · Grant · Acquired 3,333 · Balance 3,333 F4: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
Common StockSEC Table I · non-derivative	IndirectDavid and Julie Rauch Trust	5,334	Reported balance Holding disclosure · report date 2023-05-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,334 F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F2: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch.
Series E Preferred StockSEC Table I · non-derivative	IndirectDavid and Julie Rauch Trust	100,000	Reported balance Holding disclosure · report date 2023-05-16 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 100,000 F1: Each share of Series E Preferred Stock is convertible, after November 23, 2023, at the option of The Alkaline Water Company Inc. (the Company), into that number of units of the Company (each, a Unit) determined by dividing the stated value ($1.00 per share) of such share by $3.75. Each Unit will consist of one share of common stock and one-half of one warrant with each whole warrant entitling the holder to acquire one share of common stock at an exercise price of $4.6875 for three years following conversion. A holder may, at its option, after January 31, 2023, convert all, but no less than all, of shares of Series E Preferred Stock held by such holder into that number of Units determined by dividing the stated value of such shares by $3.75. Each share of the Series E Preferred Stock will also automatically convert, upon the occurrence of a certain fundamental transaction, into that number of Units determined by dividing the stated value of such share by $3.75. F2: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2032-11-16	Direct	6,666	Reported balance Holding disclosure · report date 2023-05-16 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 6,666 F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F3: These options vest as follows: (i) 50% on the first year anniversary of the grant date and (ii) 50% on the second year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series E Preferred Stock is convertible, after November 23, 2023, at the option of The Alkaline Water Company Inc. (the Company), into that number of units of the Company (each, a Unit) determined by dividing the stated value ($1.00 per share) of such share by $3.75. Each Unit will consist of one share of common stock and one-half of one warrant with each whole warrant entitling the holder to acquire one share of common stock at an exercise price of $4.6875 for three years following conversion. A holder may, at its option, after January 31, 2023, convert all, but no less than all, of shares of Series E Preferred Stock held by such holder into that number of Units determined by dividing the stated value of such shares by $3.75. Each share of the Series E Preferred Stock will also automatically convert, upon the occurrence of a certain fundamental transaction, into that number of Units determined by dividing the stated value of such share by $3.75.

F2: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch.

F3: These options vest as follows: (i) 50% on the first year anniversary of the grant date and (ii) 50% on the second year anniversary of the grant date.

F4: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.

F5: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 16, 2023 Filed May 18, 2023 18:48 UTC	ALKALINE WATER Co INC WTER · Entity 8631	GrantCommon Stock	3,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001085037-23-000067 · primary_doc.xml · nonDerivative · entry 2 RAUCH DAVID ERIC · CIK 0001952472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,333 F4 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document
November 23, 2022 Filed Nov 25, 2022 19:52 UTC	ALKALINE WATER Co INC WTER · Entity 8631	PurchaseSeries E Preferred Stock	100,000	$1.00	$100,000.00	Disclosure SEC source: 0001567619-22-020896 · doc1.xml · nonDerivative · entry 2 RAUCH DAVID ERIC · CIK 0001952472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · David and Julie Rauch Trust Disclosed balance after: 100,000 F2 · security: Each share of Series E Preferred Stock is convertible, after November 23, 2023, at the option of The Alkaline Water Company Inc. (the "Company"), into that number of units of the Company (each, a "Unit") determined by dividing the stated value ($1.00 per share) of such share by $0.25. Each Unit will consist of one share of common stock and one-half of one warrant with each whole warrant entitling the holder to acquire one share of common stock at an exercise price of $0.3125 for three years following conversion. A holder may, at its option, after January 31, 2023, convert all, but no less than all, of shares of Series E Preferred Stock held by such holder into that number of Units determined by dividing the stated value of such shares by $0.25. Each share of the Series E Preferred Stock will also automatically convert, upon the occurrence of a certain fundamental transaction, into that number of Units determined by dividing the stated value of such share by $0.25. F3 · ownership.nature: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch. Read SEC document
November 23, 2022 Filed Nov 25, 2022 19:52 UTC	ALKALINE WATER Co INC WTER · Entity 8631	PurchaseCommon Stock	80,000	$0.25	$20,000.00	Disclosure SEC source: 0001567619-22-020896 · doc1.xml · nonDerivative · entry 1 RAUCH DAVID ERIC · CIK 0001952472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · David and Julie Rauch Trust Disclosed balance after: 80,000 F1 · price: These shares are issued at a deemed price of $0.25 in consideration for the execution of a subscription agreement for the purchase of the Series E Preferred Stock. F3 · ownership.nature: David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.