Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKALINE WATER Co INCWTER · Entity 8631 | CEO and President | May 16, 2023 | May 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKALINE WATER Co INC
Report date May 16, 2023 · Filed May 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,333 |
Reported balance
After 2023-05-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-05-16 · Grant · Acquired 16,666 · Balance 53,333 F6: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. |
| Common StockSEC Table I · non-derivative | Direct | 36,667 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 36,667 F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2023-10-07 | Direct | 16,400 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 16,400 F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F1: These options vested on January 29, 2016. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.95 · Expires 2030-04-02 | Direct | 36,400 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 36,400 F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F2: 50% of these options vested on April 3, 2020 and 50% vested on April 3, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.35 · Expires 2031-03-31 | Direct | 49,733 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 49,733 F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F3: 50% of these options vested on March 31, 2021 and 50% vested on March 31, 2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.65 · Expires 2032-08-23 | Direct | 83,066 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 83,066 F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F4: 50% of these options vested on August 23, 2022 and 50% will vest on August 23, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2032-11-16 | Direct | 108,066 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 108,066 F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023. F5: 50% of these options will vest on November 16, 2023 and 50% will vest on November 16, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vested on January 29, 2016.
F2: 50% of these options vested on April 3, 2020 and 50% vested on April 3, 2021.
F3: 50% of these options vested on March 31, 2021 and 50% vested on March 31, 2022.
F4: 50% of these options vested on August 23, 2022 and 50% will vest on August 23, 2023.
F5: 50% of these options will vest on November 16, 2023 and 50% will vest on November 16, 2024.
F6: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
F7: Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2023 Filed May 18, 2023 15:56 UTC | ALKALINE WATER Co INC WTER · Entity 8631 | GrantCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085037-23-000064 · primary_doc.xml · nonDerivative · entry 2 CHESSMAN FRANK THOMAS · CIK 0001967126 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,333 F6 · price: These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.