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WisdomTree, Inc.

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4093
SEC CIK
0000880631
Parsed reports
352

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202501
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2018 Filed Jan 29, 2018 21:21 UTC
BARTON GREGORY EChief Legal Officer
GrantCommon Stock 18,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005834 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,960

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 6,006 shares on each of January 25, 2019, 2020 and 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 9,668 shares on January 25, 2019, (ii) 35,630 shares on January 27, 2019, (iii) 9,669 shares on January 25, 2020 and (iv) 6,006 shares on January 25, 2021.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 21:20 UTC
Abner David J.Head of WisdomTree Europe
GrantCommon Stock 13,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005832 · doc4.xml · nonDerivative · entry 1

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,680

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 4,504 shares on each of January 25, 2019 and 2020 and (ii) 4,505 shares on January 25, 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:21 UTC
Ziemba Peter MChief Administrative Officer
Tax withholdingCommon Stock 6,565 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000302 · doc4.xml · nonDerivative · entry 4

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,446

F3 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:21 UTC
Ziemba Peter MChief Administrative Officer
Tax withholdingCommon Stock 15,459 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000302 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,011

F3 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:21 UTC
Ziemba Peter MChief Administrative Officer
Tax withholdingCommon Stock 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000302 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,470

F3 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:20 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 82,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000299 · doc4.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,359,690

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to 147,290 shares on January 27, 2019.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:20 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 20,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000299 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,441,907

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to 147,290 shares on January 27, 2019.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:19 UTC
Siracusano Luciano IIIChief Investment Strategist
Tax withholdingCommon Stock 29,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000296 · doc4.xml · nonDerivative · entry 3

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,643

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019 and (ii) 3,447 shares on each of January 25, 2019 and 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:19 UTC
Siracusano Luciano IIIChief Investment Strategist
Tax withholdingCommon Stock 7,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000296 · doc4.xml · nonDerivative · entry 2

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,803

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019 and (ii) 3,447 shares on each of January 25, 2019 and 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:19 UTC
Siracusano Luciano IIIChief Investment Strategist
Tax withholdingCommon Stock 1,925 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000296 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,743

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019 and (ii) 3,447 shares on each of January 25, 2019 and 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:17 UTC
MacAlpine KurtGlobal Head of Distribution
Tax withholdingCommon Stock 7,621 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000289 · doc4.xml · nonDerivative · entry 2

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,349

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,913 shares on July 1, 2018, (ii) 20,613 shares on January 27, 2019, (iii) 16,620 shares on January 25, 2019 and (iv) 16,621 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:17 UTC
MacAlpine KurtGlobal Head of Distribution
Tax withholdingCommon Stock 8,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000289 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,970

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,913 shares on July 1, 2018, (ii) 20,613 shares on January 27, 2019, (iii) 16,620 shares on January 25, 2019 and (iv) 16,621 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:18 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 7,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000292 · doc4.xml · nonDerivative · entry 3

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,551

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:18 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 16,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000292 · doc4.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,808

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:18 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000292 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,239

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 3,847 shares on January 25, 2019 and (iii) 3,848 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:16 UTC
BARTON GREGORY EChief Legal Officer
Tax withholdingCommon Stock 8,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000288 · doc4.xml · nonDerivative · entry 3

BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,942

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:16 UTC
BARTON GREGORY EChief Legal Officer
Tax withholdingCommon Stock 18,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000288 · doc4.xml · nonDerivative · entry 2

BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,011

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:16 UTC
BARTON GREGORY EChief Legal Officer
Tax withholdingCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000288 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,386

F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:44 UTC SaleCommon Stock 50,000 $11.71 $585,370.00
Disclosure

SEC source: 0001209191-17-066264 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,971

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $11.55 to $11.81, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
December 14, 2017 Filed Jan 2, 2018 22:21 UTC
Ziemba Peter MChief Administrative Officer
GiftCommon Stock 2,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000302 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,454

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 29,976 shares on January 27, 2018, (iii) 29,977 shares on January 27, 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 16:46 UTC
Lilien R JarrettExecutive Vice President
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065156 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,994

F1 · shares: Restricted stock awarded by Issuer on December 11, 2017 and vesting as to (i) 83,333 shares on each of December 11, 2018 and 2019 and (ii) 83,334 shares on December 11, 2020.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 10,214 shares on June 20, 2018, (ii) 83,333 shares on each of December 11, 2018 and 2019 and (iii) 83,334 shares on December 11, 2020.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 19:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 62,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001209191-17-060842 · doc4.xml · derivative · entry 3

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,426

Underlying: Common Stock · 62,000 shares

Expires 2018-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 61,476 shares on August 25, 2009 and 61,475 shares on each of August 25, 2010 and 2011.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 19:56 UTC Tax withholdingCommon Stock 11,976 $11.13 $133,292.88
Disclosure

SEC source: 0001209191-17-060842 · doc4.xml · nonDerivative · entry 2

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,971

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 19:56 UTC Exercise / conversionCommon Stock 62,000 $2.15 $133,300.00
Disclosure

SEC source: 0001209191-17-060842 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 15:50 UTC SaleCommon Stock 5,849 $9.92 $58,022.08
Disclosure

SEC source: 0001209191-17-048210 · doc4.xml · nonDerivative · entry 2

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,268

F2 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 15:50 UTC SaleCommon Stock 14,000 $9.97 $139,524.00
Disclosure

SEC source: 0001209191-17-048210 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,117

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.85 to $10.05, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 15:12 UTC SaleCommon Stock 4,688 $9.94 $46,599.19
Disclosure

SEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 5

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,117

F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 15:12 UTC SaleCommon Stock 312 $9.94 $3,101.28
Disclosure

SEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 4

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,805

F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 15:12 UTC SaleCommon Stock 100 $10.27 $1,027.00
Disclosure

SEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 3

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,117

F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 15:12 UTC SaleCommon Stock 229 $10.26 $2,349.54
Disclosure

SEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 2

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,217

F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 15:12 UTC SaleCommon Stock 4,960 $10.25 $50,840.00
Disclosure

SEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,446

F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018.

Read SEC document
July 01, 2017 Filed Jul 26, 2017 13:40 UTC
MacAlpine KurtHead of Global Distribution
Tax withholdingCommon Stock 5,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046264 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Head of Global Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,325

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 14,913 shares on July 1, 2018, (ii) 20,612 shares on January 27, 2018, (iii) 20,613 shares on January 27, 2019, (iv) 16,620 shares on each of January 25, 2018 and 2019 and (v) 16,621 shares on January 25, 2020.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 12:03 UTC GrantCommon Stock 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041173 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845,915

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 16:02 UTC GrantCommon Stock 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041172 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,947

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 16:01 UTC
NEUGER WIN JDirector
GrantCommon Stock 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041171 · doc4.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,002

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 16:01 UTC GrantCommon Stock 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041170 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,994

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 16:00 UTC GrantCommon Stock 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041169 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,406

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 15:59 UTC GrantCommon 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041168 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,186

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 15:59 UTC GrantCommon Stock 10,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041167 · doc4.xml · nonDerivative · entry 1

Begleiter Steven L · CIK 0001525962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,671

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

Read SEC document
May 23, 2017 Filed Mar 29, 2018 14:24 UTC Amendment
Ziemba Peter MChief Administrative Officer
GiftCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022016 · doc4a.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,244

F3 · security: This Form 4 Amendment is being filed to report a bona fide gift without consideration that was made by the Reporting Person on May 23, 2017 and not previously reported.

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 15,313 shares on January 25, 2019, (ii) 29,977 shares on January 27, 2019, (iii) 15,314 shares on January 25, 2020 and (iv) 11,466 shares on January 25, 2021.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:25 UTC
Siracusano Luciano IIIChief Investment Strategist
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001209191-17-029196 · doc4.xml · derivative · entry 2

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.

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May 01, 2017 Filed May 2, 2017 20:25 UTC
Siracusano Luciano IIIChief Investment Strategist
Exercise / conversionCommon Stock 10,000 $0.70 $7,000.00
Disclosure

SEC source: 0001209191-17-029196 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020.

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March 16, 2017 Filed Mar 16, 2017 16:48 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
PurchaseCommon Stock 54,585 $9.27 $506,161.25
Disclosure

SEC source: 0001209191-17-020999 · doc4.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,462,868

F3 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $9.22 to $9.30, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii) 147,290 shares on January 27, 2019.

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March 14, 2017 Filed Mar 16, 2017 16:48 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
PurchaseCommon Stock 43,386 $8.97 $389,172.42
Disclosure

SEC source: 0001209191-17-020999 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408,283

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $8.93 to $8.99, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii) 147,290 shares on January 27, 2019.

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January 28, 2017 Filed Jan 30, 2017 21:15 UTC
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 5,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006110 · doc4.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,233

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 31,861 shares of each of January 27, 2018 and 2019, (iii) 3,847 shares on each of January 25, 2018 and 2019 and (iv) 3,848 shares on January 25, 2020.

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January 28, 2017 Filed Jan 30, 2017 21:22 UTC
Steinberg Jonathan LDirector · Chief Executive Officer
Tax withholdingCommon Stock 15,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006123 · doc4.xml · nonDerivative · entry 3

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370,378

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii) 147,290 shares on January 27, 2019.

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January 28, 2017 Filed Jan 30, 2017 21:16 UTC
Ziemba Peter MChief Legal Officer
Tax withholdingCommon Stock 5,147 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006115 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,158

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 29,976 shares on January 27, 2018, (iii) 29,977 shares on January 27, 2019, (iv) 3,847 shares on each of January 25, 2018 and 2019 and (v) 3,848 shares on January 25, 2020.

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January 28, 2017 Filed Jan 30, 2017 21:15 UTC
Siracusano Luciano IIIChief Investment Strategist
Tax withholdingCommon Stock 5,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006111 · doc4.xml · nonDerivative · entry 2

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,668

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020.

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January 28, 2017 Filed Jan 30, 2017 21:14 UTC
BARTON GREGORY EChief Operating Officer
Tax withholdingCommon Stock 5,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006107 · doc4.xml · nonDerivative · entry 2

BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,275

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 15,646 shares on January 28, 2018, (ii) 35,630 shares on each of January 27, 2018 and 2019, (iii) 3,662 shares on each of January 25, 2018 and 2019 and (iv) 3,663 shares on January 25, 2020.

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January 28, 2017 Filed Jan 31, 2017 21:27 UTC Amendment
Muni AmitChief Financial Officer
Tax withholdingCommon Stock 5,201 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006377 · doc4a.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,223

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,072 shares on January 28, 2018, (ii) 31,861 shares of each of January 27, 2018 and 2019, (iii) 3,847 shares on each of January 25, 2018 and 2019 and (iv) 3,848 shares on January 25, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.