Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WETF · Entity 4093 | Director | June 17, 2021 | June 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date June 17, 2021 · Filed June 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 220,024 |
Reported balance
After 2021-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-17 · Grant · Acquired 15,625 · Balance 220,024 F1: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. |
| Common StockSEC Table I · non-derivative | IndirectBy 2012 Bruce Lavine Irrevocable Trust | 15,000 |
Reported balance
Holding disclosure · report date 2021-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2021 Filed Jun 21, 2021 21:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042124 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,024 F1 · balance_after: Includes restricted stock awards which vest as to (i) 27,247 shares on June 18, 2021 and (ii) 15,625 shares on June 17, 2022. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 18:14 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 27,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037847 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,399 F1 · balance_after: Includes restricted stock award which vests as to 27,247 shares on June 18, 2021. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:09 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 15,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038210 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,152 F1 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 22:20 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038864 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,204 F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019. Read SEC document |
| June 19, 2018 Filed Jun 22, 2018 20:24 UTC Amendment | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 8,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039195 · doc4a.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,204 F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 15:50 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 5,849 | $9.92 | $58,022.08 |
DisclosureSEC source: 0001209191-17-048210 · doc4.xml · nonDerivative · entry 2 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,268 F2 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 15:50 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 14,000 | $9.97 | $139,524.00 |
DisclosureSEC source: 0001209191-17-048210 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,117 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.85 to $10.05, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 15:12 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 4,688 | $9.94 | $46,599.19 |
DisclosureSEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 5 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,117 F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 15:12 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 312 | $9.94 | $3,101.28 |
DisclosureSEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 4 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,805 F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 15:12 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 100 | $10.27 | $1,027.00 |
DisclosureSEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 3 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,117 F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 15:12 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 229 | $10.26 | $2,349.54 |
DisclosureSEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 2 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,217 F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 15:12 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 4,960 | $10.25 | $50,840.00 |
DisclosureSEC source: 0001209191-17-047828 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,446 F1 · balance_after: Includes restricted stock award vesting as to 10,214 shares on June 20, 2018. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 16:00 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 10,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041169 · doc4.xml · nonDerivative · entry 1 Lavine Bruce I · CIK 0001525825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,406 F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.