Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WT · Entity 4093 | President and COO | September 09, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,080,245 |
Reported balance
After 2026-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-09 · Sale · Disposed 30,000 · Balance 1,080,245 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
F2: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INVESTMENT TECHNOLOGY GROUP, INC.
Report date March 01, 2019 · Filed March 05, 2019
Section 16 reporting ended · disclosed 2019-03-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-01 transaction · row 1
1 source rowRow 1 · 2019-03-01 · Disposition to issuer · Disposed 60,340 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of November 6, 2018, by and among Virtu Financial, Inc., a Delaware corporation ("Virtu"), Impala Merger Sub, Inc., a Delaware corporation ("Merger Sub") and an indirect wholly owned subsidiary of Virtu, and Investment Technology Group, Inc., a Delaware corporation (the "Company"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and an indirect wholly owned subsidiary of Virtu, 53,381 shares of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person were converted into the right to receive $30.30 per share in cash without interest (the "Merger Consideration"). F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") and deferred share unit ("DSU") granted by the Company fully vested and converted automatically into the right to receive an amount in cash equal to the product of (i) the number of shares of Common Stock subject to such RSU or DSU immediately prior to the Effective Time and (ii) the Merger Consideration of $30.30 per share. F3: Accordingly, (i) 3,562 RSUs granted to the reporting person on June 7, 2018 under the Company's stock plan, which would have vested into Common Stock on the day immediately preceding the Company's next annual meeting of stockholders at which directors would be elected or reelected by the Company's stockholders, fully vested in connection with the Merger in exchange for a cash payment and (ii) 3,397 DSUs fully vested in connection with the Merger in exchange for a cash payment when the reporting person retired from the Board of Directors of the Company at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of November 6, 2018, by and among Virtu Financial, Inc., a Delaware corporation ("Virtu"), Impala Merger Sub, Inc., a Delaware corporation ("Merger Sub") and an indirect wholly owned subsidiary of Virtu, and Investment Technology Group, Inc., a Delaware corporation (the "Company"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and an indirect wholly owned subsidiary of Virtu, 53,381 shares of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person were converted into the right to receive $30.30 per share in cash without interest (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") and deferred share unit ("DSU") granted by the Company fully vested and converted automatically into the right to receive an amount in cash equal to the product of (i) the number of shares of Common Stock subject to such RSU or DSU immediately prior to the Effective Time and (ii) the Merger Consideration of $30.30 per share.
F3: Accordingly, (i) 3,562 RSUs granted to the reporting person on June 7, 2018 under the Company's stock plan, which would have vested into Common Stock on the day immediately preceding the Company's next annual meeting of stockholders at which directors would be elected or reelected by the Company's stockholders, fully vested in connection with the Merger in exchange for a cash payment and (ii) 3,397 DSUs fully vested in connection with the Merger in exchange for a cash payment when the reporting person retired from the Board of Directors of the Company at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 10, 2026 20:38 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 30,000 | $24.56 | $736,800.00 |
DisclosureSEC source: 0001197950-26-000017 · f4_a1eus000009ufmtmaq-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,080,245 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| May 20, 2026 Filed May 21, 2026 20:07 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 30,000 | $18.99 | $569,700.00 |
DisclosureSEC source: 0001197950-26-000015 · f4_a1eus000008qptmmae-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,110,245 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 21:24 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 30,000 | $16.84 | $505,200.00 |
DisclosureSEC source: 0001197950-26-000013 · f4_a1eus0000086rslma2-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,140,245 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 21:52 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 25,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000008 · f4_a1eus0000085hwtmau-live.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,220 Underlying: Common Stock · 25,220 shares Expires not disclosed F1 · security: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests. F3 · derivative.exercise_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. F3 · derivative.expiration_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:39 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 350,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000004 · f4_a1eus000007t3hnmay-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 14,710 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 14,710 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:39 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 179,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000004 · f4_a1eus000007t3hnmay-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,170,245 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:39 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 350,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000004 · f4_a1eus000007t3hnmay-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,349,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 14,710 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:27 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 71,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000002 · f4_a1eus000007rwitmau-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,351 Underlying: Common Stock · 71,351 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:27 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 70,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000002 · f4_a1eus000007rwitmau-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 999,057 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:27 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 71,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000002 · f4_a1eus000007rwitmau-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,069,989 F1 · shares: Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 23,783 shares on each of January 25, 2027 and January 25, 2028 and (ii) 23,785 shares on January 25, 2029. F2 · balance_after: Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Feb 24, 2026 21:31 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 46,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001197950-26-000006 · f4a_a1eus000007wmppmaa-live.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,131 Underlying: Common Stock · 46,131 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| November 25, 2025 Filed Nov 25, 2025 22:02 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 12,500 | $11.01 | $137,625.00 |
DisclosureSEC source: 0001197950-25-000005 · f4_a1eus000007gw5dmac-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 998,638 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on February 25, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 11:23 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 25,000 | $11.77 | $294,250.00 |
DisclosureSEC source: 0001197950-25-000003 · f4_a1eus0000079q1lmaa-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,011,138 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on February 25, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 20:37 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 12,500 | $13.21 | $165,125.00 |
DisclosureSEC source: 0001664272-25-000377 · f4_a1eus000006mqqdma4-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,036,138 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on February 25, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| August 12, 2025 Filed Aug 13, 2025 20:43 UTC | WisdomTree, Inc. WT · Entity 4093 | SaleCommon Stock | 25,000 | $13.33 | $333,250.00 |
DisclosureSEC source: 0001664272-25-000370 · f4_a1eus000006bdgdma4-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,048,638 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on February 25, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:47 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 157,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000049 · f4_a1eus000003g90lmaq-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 157,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 8,302 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 8,302 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:47 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 81,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000049 · f4_a1eus000003g90lmaq-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,073,638 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:47 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 157,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000049 · f4_a1eus000003g90lmaq-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,154,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 8,302 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:03 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 107,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000031 · f4_a1eus000003evzdmam-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,821 Underlying: Common Stock · 107,821 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:03 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 62,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000031 · f4_a1eus000003evzdmam-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 997,253 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:03 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 107,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000031 · f4_a1eus000003evzdmam-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,059,549 F1 · shares: Restricted stock awarded by Issuer on January 25, 2025 and vesting as to (i) 35,940 shares on each of January 25, 2026 and January 25, 2027 and (ii) 35,941 shares on January 25, 2028. F2 · balance_after: Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Feb 12, 2025 21:44 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 98,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000080 · f4a_a1eus000003r3pfmaq-live.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,145 Underlying: Common Stock · 98,145 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:44 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 143,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000071 · f4_a1e2k00000wi75cuad-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 143,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:44 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 143,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000071 · f4_a1e2k00000wi75cuad-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,027,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:44 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 76,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000071 · f4_a1e2k00000wi75cuad-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 951,728 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:19 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 164,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000057 · f4_a1e2k00000wi74zuat-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,537 Underlying: Common Stock · 164,537 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:19 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 164,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000057 · f4_a1e2k00000wi74zuat-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 932,570 F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 54,845 shares on each of January 25, 2025 and January 25, 2026 and (ii) 54,847 shares on January 25, 2027. F2 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:19 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 48,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000057 · f4_a1e2k00000wi74zuat-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 884,358 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027. Read SEC document |
| January 25, 2024 Filed Feb 23, 2024 21:03 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 136,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000147 · f4a_a1e2k00000wi7kuuad-live.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,096 Underlying: Common Stock · 136,096 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:07 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 10,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000052 · f4_a1e2k00000rxqhjual-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 762 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 762 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:07 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 4,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000052 · f4_a1e2k00000rxqhjual-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,033 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:07 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 10,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000052 · f4_a1e2k00000rxqhjual-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 762 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F3 · balance_after: Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:49 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 195,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000027 · f4_a1e2k00000rxpv9uad-live.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,495 Underlying: Common Stock · 195,495 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:49 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 195,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000027 · f4_a1e2k00000rxpv9uad-live.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,725 F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 65,165 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026. F2 · balance_after: Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:49 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 29,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000027 · f4_a1e2k00000rxpv9uad-live.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,569 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Mar 3, 2023 21:26 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 168,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000187 · f4a_a1e2k00000rxrmpual-live.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,686 Underlying: Common Stock · 168,686 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 88,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005214 · doc4.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,546 Underlying: Common Stock · 88,546 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 29,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005214 · doc4.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,230 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 88,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005214 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,393 F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025. F2 · balance_after: Includes restricted stock awards vesting as to 29,515 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:41 UTC Amendment | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 74,612 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025387 · doc4a.xml · derivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,612 Underlying: Common Stock · 74,612 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:20 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 67,877 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005655 · doc4.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,877 Underlying: Common Stock · 67,877 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:20 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 19,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005655 · doc4.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,848 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:20 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 67,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005655 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,459 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 22,625 shares on each of January 25, 2022 and 2023 and (ii) 22,627 shares on January 25, 2024. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:28 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 44,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063226 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,582 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 48,314 shares on January 25, 2021, (ii) 47,359 shares on January 25, 2022 and (iii) 17,452 shares on January 25, 2023. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 20:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | PurchaseCommon Stock | 23,529 | $4.23 | $99,482.96 |
DisclosureSEC source: 0001209191-20-006243 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,933 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.195 to $4.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,334 shares on December 11, 2020, (ii) 48,314 shares on January 25, 2021, (iii) 47,359 shares on January 25, 2022 and (iv) 17,452 shares on January 25, 2023. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 13,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005202 · doc4.xml · derivative · entry 3 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 Underlying: Common Stock · 13,089 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 13,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005202 · doc4.xml · nonDerivative · entry 2 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,404 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,334 shares on December 11, 2020, (ii) 48,314 shares on January 25, 2021, (iii) 47,359 shares on January 25, 2022 and (iv) 17,452 shares on January 25, 2023. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 52,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005202 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,836 F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to 17,452 shares on each of January 25, 2021, 2022 and 2023. F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,334 shares on December 11, 2020, (ii) 48,314 shares on January 25, 2021, (iii) 47,359 shares on January 25, 2022 and (iv) 17,452 shares on January 25, 2023. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:05 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 31,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060343 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,480 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 30,861 shares on January 25, 2020, (ii) 83,334 shares on December 11, 2020, (iii) 30,862 shares on January 25, 2021 and (iv) 29,907 shares on January 25, 2022. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 20:47 UTC | WisdomTree, Inc. WETF · Entity 4093 | PurchaseCommon Stock | 18,940 | $5.28 | $100,003.20 |
DisclosureSEC source: 0001209191-19-054519 · doc4.xml · nonDerivative · entry 1 Lilien R Jarrett · CIK 0001197950 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,330 F1 · balance_after: Includes restricted stock awards which vest as to (i) 30,861 shares on January 25, 2020, (ii) 83,334 shares on December 11, 2020, (iii) 30,862 shares on January 25, 2021 and (iv) 29,907 shares on January 25, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.