Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WETF · Entity 4093 | Chief Investment Strategist | September 14, 2018 | September 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date September 14, 2018 · Filed September 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 497,041 |
Reported balance
After 2018-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-09-14 · Exercise / conversion · Acquired 25,000 · Balance 497,041 F1: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (v) 11,466 shares on January 25, 2021. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.70 · Expires 2019-01-25 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-14 · Exercise / conversion · Disposed 25,000 · Balance 0 F2: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (v) 11,466 shares on January 25, 2021.
F2: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2018 Filed Sep 18, 2018 15:00 UTC | WisdomTree, Inc. WETF · Entity 4093 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-18-051342 · doc4.xml · derivative · entry 2 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 15:00 UTC | WisdomTree, Inc. WETF · Entity 4093 | Exercise / conversionCommon Stock | 25,000 | $0.70 | $17,500.00 |
DisclosureSEC source: 0001209191-18-051342 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (v) 11,466 shares on January 25, 2021. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:24 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 34,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005848 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,041 F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 11,466 shares on each of January 25, 2019, 2020 and 2021. F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (iii) 11,466 shares on January 25, 2021. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 29,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000296 · doc4.xml · nonDerivative · entry 3 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,643 F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019 and (ii) 3,447 shares on each of January 25, 2019 and 2020. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 7,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000296 · doc4.xml · nonDerivative · entry 2 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,803 F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019 and (ii) 3,447 shares on each of January 25, 2019 and 2020. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000296 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,743 F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019 and (ii) 3,447 shares on each of January 25, 2019 and 2020. Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:25 UTC | WisdomTree, Inc. WETF · Entity 4093 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-17-029196 · doc4.xml · derivative · entry 2 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 10,000 shares Expires 2019-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013. Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:25 UTC | WisdomTree, Inc. WETF · Entity 4093 | Exercise / conversionCommon Stock | 10,000 | $0.70 | $7,000.00 |
DisclosureSEC source: 0001209191-17-029196 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 21:15 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 5,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006111 · doc4.xml · nonDerivative · entry 2 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,668 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,224 shares on January 28, 2018, (ii) 52,238 shares on January 27, 2018, (iii) 52,237 shares on January 27, 2019 and (iv) 3,447 shares on each of January 25, 2018, 2019 and 2020. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:15 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 19,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006111 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,925 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on January 27, 2018, (iv) 52,237 shares on January 27, 2019 and (v) 3,447 shares on each of January 25, 2018, 2019 and 2020. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:26 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 10,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005890 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,238 F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to 3,447 shares on each of January 25, 2018, 2019 and 2020. F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on each of January 27, 2017 and 2018, (iv) 52,237 shares on January 27, 2019 and (v) 3,447 shares on each of January 25, 2018, 2019 and 2020. Read SEC document |
| January 14, 2017 Filed Jan 18, 2017 14:42 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 9,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003996 · doc4.xml · nonDerivative · entry 1 Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,897 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,219 shares on January 28, 2017, (ii) 14,224 shares on January 28, 2018, (iii) 52,238 shares on each of January 27, 2017 and 2018 and (iv) 52,237 shares on January 27, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.