Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WETF · Entity 4093 | Director | March 12, 2019 | June 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date March 12, 2019 · Filed June 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,854,851 |
Reported balance
After 2019-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-12 · Gift · Disposed 2,000,000 · Balance 8,854,851 F1: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation. |
| Common StockSEC Table I · non-derivative | Direct | 8,870,799 |
Reported balance
After 2019-06-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-06-18 · Grant · Acquired 15,948 · Balance 8,870,799 F3: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy The Judy and Michael Steinhardt Foundation | 2,000,000 |
Reported balance
Holding disclosure · report date 2019-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,000,000 F2: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation.
F2: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F3: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2019 Filed Jun 20, 2019 16:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 15,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038221 · doc4.xml · nonDerivative · entry 3 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870,799 F3 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020. Read SEC document |
| March 12, 2019 Filed Jun 20, 2019 16:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038221 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,854,851 F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 18:24 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 8,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038868 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,854,851 F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 16:39 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 86,210 | $9.92 | $855,418.73 |
DisclosureSEC source: 0001209191-18-018875 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 0 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.8739 to $9.97, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 14:30 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 12,442 | $9.91 | $123,311.42 |
DisclosureSEC source: 0001209191-18-018434 · doc4.xml · nonDerivative · entry 2 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 86,210 F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.94, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 14:30 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 164,567 | $9.94 | $1,636,108.66 |
DisclosureSEC source: 0001209191-18-018434 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 98,652 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.99, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 09:45 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 236,781 | $9.97 | $2,361,227.49 |
DisclosureSEC source: 0001209191-18-017588 · doc4.xml · nonDerivative · entry 2 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 263,219 F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.84 to $10.0706, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 09:45 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 217,145 | $9.81 | $2,129,627.87 |
DisclosureSEC source: 0001209191-18-017588 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 500,000 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.864, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 17:13 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 41,245 | $9.71 | $400,678.68 |
DisclosureSEC source: 0001209191-18-016639 · doc4.xml · nonDerivative · entry 2 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 717,145 F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.69 to $9.78, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:13 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 78,517 | $9.73 | $764,190.26 |
DisclosureSEC source: 0001209191-18-016639 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 758,390 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.68 to $9.825, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 16:25 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 123,976 | $9.82 | $1,217,258.36 |
DisclosureSEC source: 0001209191-18-015027 · doc4.xml · nonDerivative · entry 2 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 836,907 F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.60 to $10.02, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:25 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 39,117 | $10.10 | $395,007.38 |
DisclosureSEC source: 0001209191-18-015027 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Judy and Michael Steinhardt Foundation Disclosed balance after: 960,883 F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.31, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 12:03 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 10,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041173 · doc4.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,845,915 F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018. Read SEC document |
| December 08, 2016 Filed Feb 7, 2017 16:46 UTC | WisdomTree, Inc. WETF · Entity 4093 | GiftCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008381 · doc5.xml · nonDerivative · entry 1 STEINHARDT MICHAEL H · CIK 0000315246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,835,701 F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation. F2 · balance_after: Includes restricted stock award which vests as to 9,487 shares on June 20, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.