Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WETF · Entity 4093 | Chief Legal Officer | January 25, 2019 | January 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date January 25, 2019 · Filed January 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 236,162 |
Reported balance
After 2019-01-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-01-25 · Tax withholding · Disposed 3,798 · Balance 236,162 F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 9,669 shares on January 25, 2020 and (iii) 6,006 shares on January 25, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 223,693 |
Reported balance
After 2019-01-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-27 · Tax withholding · Disposed 12,469 · Balance 223,693 F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F3: Includes restricted stock awards vesting as to (i) 9,669 shares on January 25, 2020 and (ii) 6,006 shares on January 25, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
F2: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 9,669 shares on January 25, 2020 and (iii) 6,006 shares on January 25, 2021.
F3: Includes restricted stock awards vesting as to (i) 9,669 shares on January 25, 2020 and (ii) 6,006 shares on January 25, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2019 Filed Jan 29, 2019 22:05 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 12,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005776 · doc4.xml · nonDerivative · entry 2 BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,693 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 9,669 shares on January 25, 2020 and (ii) 6,006 shares on January 25, 2021. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:05 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 3,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005776 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,162 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 9,669 shares on January 25, 2020 and (iii) 6,006 shares on January 25, 2021. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:21 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 18,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005834 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,960 F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 6,006 shares on each of January 25, 2019, 2020 and 2021. F2 · balance_after: Includes restricted stock awards which vest as to (i) 9,668 shares on January 25, 2019, (ii) 35,630 shares on January 27, 2019, (iii) 9,669 shares on January 25, 2020 and (iv) 6,006 shares on January 25, 2021. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:16 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 8,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000288 · doc4.xml · nonDerivative · entry 3 BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,942 F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:16 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 18,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000288 · doc4.xml · nonDerivative · entry 2 BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,011 F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:16 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 1,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000288 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,386 F1 · shares: Surrender of common stock to Issuer to cover withholding taxes upon accelerated vesting of restricted stock award originally scheduled to vest in January 2018. F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 3,662 shares on January 25, 2019 and (iii) 3,663 shares on January 25, 2020. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 21:14 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 5,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006107 · doc4.xml · nonDerivative · entry 2 BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,275 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 15,646 shares on January 28, 2018, (ii) 35,630 shares on each of January 27, 2018 and 2019, (iii) 3,662 shares on each of January 25, 2018 and 2019 and (iv) 3,663 shares on January 25, 2020. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:14 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 13,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006107 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,058 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018, (iii) 35,630 shares on each of January 27, 2018 and 2019, (iv) 3,662 shares on each of January 25, 2018 and 2019 and (v) 3,663 shares on January 25, 2020. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:24 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 10,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005884 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,231 F1 · shares: Restricted stock awarded by Issuer on January 25, 2017 and vesting as to (i) 3,662 shares on each of January 25, 2018 and 2019 and (ii) 3,663 shares on January 25, 2020. F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018, (iii) 35,630 shares on each of January 27, 2017, 2018 and 2019, (iv) 3,662 shares on each of January 25, 2018 and 2019 and (v) 3,663 shares on January 25, 2020. Read SEC document |
| January 14, 2017 Filed Jan 18, 2017 14:40 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 7,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003994 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,244 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 15,641 shares on January 28, 2017, (ii) 15,646 shares on January 28, 2018 and (iii) 35,630 shares on each of January 27, 2017, 2018 and 2019. Read SEC document |
| October 08, 2016 Filed Oct 11, 2016 16:53 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 25,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145531 · doc4.xml · nonDerivative · entry 1 BARTON GREGORY E · CIK 0001070596 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,356 F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 17,941 shares on January 14, 2017, (ii) 15,641 shares on January 28, 2017, (iii) 15,646 shares on January 28, 2018 and (iv) 35,630 shares on each of January 27, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.