Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WT · Entity 4093 | Director · Chief Executive Officer | February 23, 2026 | February 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date February 23, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,880 |
Reported balance
After 2026-02-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-23 · Grant · Acquired 42,880 · Balance 42,880 F1: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934. F2: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests. F3: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934.
F2: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests.
F3: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2026 Filed Feb 25, 2026 21:51 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 42,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000009 · f4_a1eus0000085hztmam-live.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,880 Underlying: Common Stock · 42,880 shares Expires not disclosed F1 · security: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests. F3 · derivative.exercise_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. F3 · derivative.expiration_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:38 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 573,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000005 · f4_a1eus000007t31fmaq-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 573,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 24,096 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 24,096 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:38 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 293,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000005 · f4_a1eus000007t31fmaq-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,763,318 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:38 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 573,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000005 · f4_a1eus000007t31fmaq-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,056,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 24,096 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:28 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance-Based Restricted Stock Units · Derivative | 121,317 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000003 · f4_a1eus000007rwvnmau-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,317 Underlying: Common Stock · 121,317 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:28 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 121,651 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000003 · f4_a1eus000007rwvnmau-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,482,657 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:28 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 121,317 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000003 · f4_a1eus000007rwvnmau-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,604,308 F1 · shares: Restricted stock awarded by Issuer on January 25, 2026 and vesting as to 40,439 shares on each of January 25, 2027, January 25, 2028 and January 25, 2029. F2 · balance_after: Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Feb 24, 2026 21:30 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance-Based Restricted Stock Units · Derivative | 78,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000934992-26-000007 · f4a_a1eus000007wmhxmai-live.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,437 Underlying: Common Stock · 78,437 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:50 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 387,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000051 · f4_a1eus000003g9uzmai-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 387,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 20,426 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 20,426 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:50 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 198,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000051 · f4_a1eus000003g9uzmai-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,482,991 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 255,329 shares on January 25, 2026, (ii) 148,616 shares on January 25, 2027 and (iii) 58,814 shares on January 25, 2028. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:50 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 387,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000051 · f4_a1eus000003g9uzmai-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,681,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 20,426 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 255,329 shares on January 25, 2026, (ii) 148,616 shares on January 25, 2027 and (iii) 58,814 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:06 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance-Based Restricted Stock Units · Derivative | 176,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000035 · f4_a1eus000003evxpmae-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,438 Underlying: Common Stock · 176,438 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:06 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 123,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000035 · f4_a1eus000003evxpmae-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,294,070 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 255,329 shares on January 25, 2026, (ii) 148,616 shares on January 25, 2027 and (iii) 58,814 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:06 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 176,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000035 · f4_a1eus000003evxpmae-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,417,145 F1 · shares: Restricted stock awarded by Issuer on January 25, 2025 and vesting as to (i) 58,812 shares on each of January 25, 2026 and January 25, 2027 and (ii) 58,814 shares on January 25, 2028. F2 · balance_after: Includes restricted stock awards vesting as to (i) 255,329 shares on January 25, 2026, (ii) 148,616 shares on January 25, 2027 and (iii) 58,814 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Feb 12, 2025 21:49 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance-Based Restricted Stock Units · Derivative | 160,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000084 · f4a_a1eus000003r8qjmai-live.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,604 Underlying: Common Stock · 160,604 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 13:23 UTC | WisdomTree, Inc. WT · Entity 4093 | PurchaseCommon Stock | 67,869 | $10.84 | $735,652.45 |
DisclosureSEC source: 0001664272-24-000350 · f4_a1eus000002fxqzmaa-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,240,707 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.815 to $10.85, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2027. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 14:18 UTC | WisdomTree, Inc. WT · Entity 4093 | PurchaseCommon Stock | 303,781 | $7.20 | $2,186,767.53 |
DisclosureSEC source: 0001664272-24-000089 · f4_a1e2k00000wi7swua1-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,172,838 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $7.105 to $7.25, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2027. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:47 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 260,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000074 · f4_a1e2k00000wi75huad-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 260,618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:47 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 260,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000074 · f4_a1e2k00000wi75huad-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,002,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:47 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 133,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000074 · f4_a1e2k00000wi75huad-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,869,057 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:24 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance-Based Restricted Stock Units · Derivative | 269,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000060 · f4_a1e2k00000wi74ouad-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,410 Underlying: Common Stock · 269,410 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:24 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 269,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000060 · f4_a1e2k00000wi74ouad-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,833,840 F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 89,803 shares on each of January 25, 2025 and January 25, 2026 and (ii) 89,804 shares on January 25, 2027. F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:24 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 92,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000060 · f4_a1e2k00000wi74ouad-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,741,485 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026. Read SEC document |
| January 25, 2024 Filed Feb 23, 2024 21:06 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 222,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000149 · f4a_a1e2k00000wi7kpuad-live.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,842 Underlying: Common Stock · 222,842 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:08 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 44,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000054 · f4_a1e2k00000rxqheual-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 3,155 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 3,155 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:08 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 22,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000054 · f4_a1e2k00000rxqheual-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,564,430 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:08 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 44,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000054 · f4_a1e2k00000rxqheual-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,587,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 3,155 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F3 · balance_after: Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:51 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance-Based Restricted Stock Units · Derivative | 320,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000030 · f4_a1e2k00000rxpvouat-live.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,142 Underlying: Common Stock · 320,142 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:51 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 320,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000030 · f4_a1e2k00000rxpvouat-live.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,611,600 F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 106,714 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026. F2 · balance_after: Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:51 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 69,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000030 · f4_a1e2k00000rxpvouat-live.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,542,543 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 220,409 shares on January 25, 2024, (ii) 179,285 shares on January 25, 2025 and (iii) 106,714 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Mar 3, 2023 21:29 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 276,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000190 · f4a_a1e2k00000rxrn4ual-live.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,240 Underlying: Common Stock · 276,240 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:40 UTC | WisdomTree, Inc. WETF · Entity 4093 | SaleCommon Stock | 153,913 | $5.87 | $903,407.74 |
DisclosureSEC source: 0001209191-22-010214 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,291,458 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2021. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.925, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. F3 · balance_after: Includes restricted stock awards vesting as to (i) 185,738 shares on January 25, 2023, (ii) 113,695 shares on January 25, 2024 and (iii) 72,571 shares on January 25, 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:35 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 217,714 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005219 · doc4.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,714 Underlying: Common Stock · 217,714 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:35 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 108,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005219 · doc4.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,445,371 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to 72,571 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:35 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 217,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005219 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,554,156 F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to 72,571 shares on each of January 25, 2023, 2024 and 2025. F2 · balance_after: Includes restricted stock awards vesting as to 72,571 shares on each of January 25, 2023, 2024 and 2025. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:45 UTC Amendment | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 183,455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025391 · doc4a.xml · derivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,455 Underlying: Common Stock · 183,455 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:26 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 123,371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005663 · doc4.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,371 Underlying: Common Stock · 123,371 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:26 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 111,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005663 · doc4.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,336,443 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:26 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 123,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005663 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,447,861 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024. F2 · balance_after: Includes restricted stock awards vesting as to (i) 41,123 shares on each of January 25, 2022 and 2023 and (ii) 41,124 shares on January 25, 2024. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 20:12 UTC | WisdomTree, Inc. WETF · Entity 4093 | PurchaseCommon Stock | 177,099 | $4.26 | $754,016.70 |
DisclosureSEC source: 0001209191-20-006245 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,324,491 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.21 to $4.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:14 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 54,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005212 · doc4.xml · derivative · entry 4 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,031 Underlying: Common Stock · 54,031 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:14 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 73,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005212 · doc4.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,147,392 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:14 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 216,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005212 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220,598 F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 72,041 shares on each of January 25, 2021 and 2022 and (ii) 72,044 shares on January 25, 2023. F2 · balance_after: Includes restricted stock awards which vest as to (i) 259,793 shares on January 25, 2021, (ii) 221,575 shares on January 25, 2022 and (iii) 72,044 shares on January 25, 2023. Read SEC document |
| May 23, 2019 Filed May 23, 2019 18:58 UTC | WisdomTree, Inc. WETF · Entity 4093 | PurchaseCommon Stock | 79,365 | $6.25 | $496,253.47 |
DisclosureSEC source: 0001209191-19-032251 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,004,472 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $6.24 to $6.285, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022. Read SEC document |
| May 13, 2019 Filed May 13, 2019 21:05 UTC | WisdomTree, Inc. WETF · Entity 4093 | PurchaseCommon Stock | 75,000 | $6.57 | $492,765.00 |
DisclosureSEC source: 0001209191-19-029382 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,925,107 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $6.555 to $6.59, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022. Read SEC document |
| February 04, 2019 Filed Feb 4, 2019 20:01 UTC | WisdomTree, Inc. WETF · Entity 4093 | PurchaseCommon Stock | 85,000 | $5.98 | $508,368.00 |
DisclosureSEC source: 0001209191-19-006712 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,850,107 F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $5.98 to $6.0499, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4. F2 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022. Read SEC document |
| January 27, 2019 Filed Jan 29, 2019 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 60,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005789 · doc4.xml · nonDerivative · entry 3 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,765,107 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F4 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 112,149 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005789 · doc4.xml · derivative · entry 5 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,149 Underlying: Common Stock · 112,149 shares Expires not disclosed F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 15,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005789 · doc4.xml · nonDerivative · entry 2 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,825,863 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards which vest as to (i) 147,290 shares on January 27, 2019, (ii) 187,752 shares on each of January 25, 2020 and 2021 and (iii) 149,534 shares on January 25, 2022. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:11 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 448,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005789 · doc4.xml · nonDerivative · entry 1 Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,841,285 F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 149,532 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022. F2 · balance_after: Includes restricted stock awards which vest as to (i) 147,290 shares on January 27, 2019, (ii) 187,752 shares on each of January 25, 2020 and 2021 and (iii) 149,534 shares on January 25, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.