WT

SEC source: 0001209191-19-005775 · doc4.xml · nonDerivative · entry 1

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,071

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 16,614 shares on each of January 25, 2020 and 2021 and (ii) 16,616 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 9,010 shares on January 27, 2019, (ii) 39,600 shares on August 1, 2019, (iii) 23,520 shares on January 25, 2020, (iv) 21,119 shares on January 25, 2021 and (v) 16,616 shares on January 25, 2022.

SEC source: 0001209191-19-004575 · doc4.xml · derivative · entry 2

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 5,000 shares on each of January 26, 2010, 2011, 2012 and 2013.

SEC source: 0001209191-19-004575 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 3,769 shares on each of January 25, 2019 and 2020, (ii) 2,945 shares on January 27, 2019, (iii) 4,771 shares on September 12, 2019 and (iv) 2,540 shares on January 25, 2021.

SEC source: 0001209191-18-062254 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,087

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,333 shares on December 11, 2019, (ii) 955 shares on each of January 25, 2019 and 2020, (iii) 83,334 shares on December 11, 2020 and (iv) 956 shares on January 25, 2021.

SEC source: 0001209191-18-064124 · doc4.xml · nonDerivative · entry 1

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,404

F1 · shares: Represents shares acquired via dividend reinvestment pursuant to a dividend reinvestment plan sponsored by a broker-dealer.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 91,948 shares on January 25, 2019, (ii) 20,964 shares on January 27, 2019, (iii) 8,844 shares on January 25, 2020 and (iv) 8,845 shares on January 25, 2021.

SEC source: 0001209191-18-051342 · doc4.xml · derivative · entry 2

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 50,000 shares on each of January 26, 2010, 2011, 2012 and 2013.

SEC source: 0001209191-18-051342 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (v) 11,466 shares on January 25, 2021.

SEC source: 0001209191-18-050783 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,625

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 3,769 shares on each of January 25, 2019 and 2020, (ii) 2,945 shares on January 27, 2019, (iii) 4,771 shares on September 12, 2019 and (iv) 2,540 shares on January 25, 2021.

SEC source: 0001209191-18-050041 · doc4.xml · nonDerivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,058

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 4,965 shares on September 6, 2019, (ii) 4,277 shares on January 25, 2019, (iii) 4,276 shares on January 25, 2020 and (iv) 3,876 shares on January 25, 2021.

SEC source: 0001209191-18-045000 · doc4.xml · nonDerivative · entry 1

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,227

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on August 1, 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.

SEC source: 0001209191-18-040360 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,166

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 30,952 shares on January 25, 2019, (ii) 20,613 shares on January 27, 2019, (iii) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.

SEC source: 0001209191-18-039139 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,956

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 83,333 shares on each of December 11, 2018 and 2019, (ii) 955 shares on each of January 25, 2019 and 2020, (iii) 83,334 shares on December 11, 2020 and (iv) 956 shares on January 25, 2021.

SEC source: 0001209191-18-038868 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,854,851

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-038867 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,536

F1 · balance_after: Includes restricted stock awards which vest as to (i) 1,600 shares on April 24, 2019 and (ii) 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-038866 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,672

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2018.

SEC source: 0001209191-18-038865 · doc4.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,938

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-038864 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,204

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-038863 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,122

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-038862 · doc4.xml · nonDerivative · entry 1

Begleiter Steven L · CIK 0001525962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,607

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-039195 · doc4a.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,204

F1 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-18-018875 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 0

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.8739 to $9.97, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-018434 · doc4.xml · nonDerivative · entry 2

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 86,210

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.94, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-018434 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 98,652

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.90 to $9.99, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-017588 · doc4.xml · nonDerivative · entry 2

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 263,219

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.84 to $10.0706, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-017588 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 500,000

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.864, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-016639 · doc4.xml · nonDerivative · entry 2

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 717,145

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.69 to $9.78, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-016639 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 758,390

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.68 to $9.825, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-015027 · doc4.xml · nonDerivative · entry 2

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 836,907

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.60 to $10.02, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-015027 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Judy and Michael Steinhardt Foundation

Disclosed balance after: 960,883

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.31, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

SEC source: 0001209191-18-012137 · doc4.xml · derivative · entry 6

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,800 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable as to 37,500 shares on each of January 26, 2010, 2011, 2012 and 2013.

SEC source: 0001209191-18-012137 · doc4.xml · nonDerivative · entry 4

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,680

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.54 to $10.555, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.

SEC source: 0001209191-18-012137 · doc4.xml · nonDerivative · entry 3

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.

SEC source: 0001209191-18-012137 · doc4.xml · derivative · entry 5

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Common Stock · 37,200 shares

Expires 2018-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable as to 37,500 shares on each of January 26, 2010, 2011, 2012 and 2013.

SEC source: 0001209191-18-012137 · doc4.xml · nonDerivative · entry 2

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,680

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.48 to $10.49, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.

SEC source: 0001209191-18-012137 · doc4.xml · nonDerivative · entry 1

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on each of August 1, 2018 and 2019, (ii) 6,906 shares on each of January 25, 2019 and 2020, (iii) 9,010 shares on January 27, 2019 and (iv) 4,505 shares on January 25, 2021.

SEC source: 0001209191-18-011216 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,392,687

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 16, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $9.7150 to $10.50, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 38,220 shares on each of January 25, 2019, 2020 and 2021 and (ii) 147,290 shares on January 27, 2019.

SEC source: 0001209191-18-011214 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,844

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 15,313 shares on January 25, 2019, (ii) 29,977 shares on January 27, 2019, (iii) 15,314 shares on January 25, 2020 and (iv) 11,466 shares on January 25, 2021.

SEC source: 0001209191-18-022016 · doc4a.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,844

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 15,313 shares on January 25, 2019, (ii) 29,977 shares on January 27, 2019, (iii) 15,314 shares on January 25, 2020 and (iv) 11,466 shares on January 25, 2021.

SEC source: 0001209191-18-008778 · doc4.xml · derivative · entry 3

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,426 shares

Expires 2018-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as to 61,476 shares on August 25, 2009 and 61,475 shares on each of August 25, 2010 and 2011.

SEC source: 0001209191-18-008778 · doc4.xml · nonDerivative · entry 2

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,917

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

SEC source: 0001209191-18-008778 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock award which vests as to 10,214 shares on June 20, 2018.

SEC source: 0001209191-18-008076 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,056

F1 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $10.365 to $10.3945, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.

SEC source: 0001209191-18-008305 · doc4a.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,056

F1 · security: This amendment is being filed solely to correct a typographical error in the footnote of the originally filed Form 4 which erroneously indicated that the shares were sold instead of purchased.

F2 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.365 to $10.3945, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) of this Form 4.

F3 · balance_after: Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.

SEC source: 0001209191-18-005853 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,844

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 11,466 shares on each of January 25, 2019, 2020 and 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 15,313 shares on January 25, 2019, (ii) 29,977 shares on January 27, 2019, (iii) 15,314 shares on January 25, 2020 and (iv) 11,466 shares on January 25, 2021.

SEC source: 0001209191-18-005848 · doc4.xml · nonDerivative · entry 1

Siracusano Luciano III · CIK 0001526069 · Chief Investment Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,041

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 11,466 shares on each of January 25, 2019, 2020 and 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 52,237 shares on January 27, 2019, (ii) 14,913 shares on each of January 25, 2019 and 2020 and (iii) 11,466 shares on January 25, 2021.

SEC source: 0001209191-18-005851 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474,350

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to 38,220 shares on each of January 25, 2019, 2020 and 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 38,220 shares on each of January 25, 2019, 2020 and 2021 and (ii) 147,290 shares on January 27, 2019.

SEC source: 0001209191-18-005842 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,346

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 14,332 shares on each of January 25, 2019 and 2020 and (ii) 14,333 shares on January 25, 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.

SEC source: 0001209191-18-005846 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,815

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 12,421 shares on each of January 25, 2019 and 2020 and (ii) 12,422 shares on January 25, 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 16,268 shares on January 25, 2019, (ii) 31,861 shares on January 27, 2019, (iii) 16,269 shares on January 25, 2020 and (iv) 12,422 shares on January 25, 2021.

SEC source: 0001209191-18-005837 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,449

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 2,538 shares on each of January 25, 2019 and 2020 and (ii) 2,540 shares on January 25, 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 4,770 shares on September 12, 2018, (ii) 3,769 shares on each of January 25, 2019 and 2020, (iii) 2,945 shares on January 27, 2019, (iv) 4,771 shares on September 12, 2019 and (v) 2,540 shares on January 25, 2021.

SEC source: 0001209191-18-005839 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,860

F1 · shares: Restricted stock awarded by Issuer on January 25, 2018 and vesting as to (i) 955 shares on each of January 25, 2019 and 2020 and (ii) 956 shares on January 25, 2021.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 10,214 shares on June 20, 2018, (ii) 83,333 shares on each of December 11, 2018 and 2019, (iii) 955 shares on each of January 25, 2019 and 2020, (iv) 83,334 shares on December 11, 2020 and (v) 956 shares on January 25, 2021.