Tapewire

NYSE · USD

WK

WORKIVA INC

Export transactions ↓
Tapewire entity
589
SEC CIK
0001445305
Parsed reports
472

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 6,000 $14.28 $85,680.00
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 2

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:21 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 5,000 $16.66 $83,300.00
Disclosure

SEC source: 0001445305-20-000098 · wf-form4_159830041897295.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:14 UTC SaleClass A Common Stock 20,000 $54.74 $1,094,806.00
Disclosure

SEC source: 0001445305-20-000095 · wf-form4_159769528113343.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 36,943

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:20 UTC SaleClass A Common Stock 10,000 $55.30 $553,000.00
Disclosure

SEC source: 0001445305-20-000093 · wf-form4_159726361539398.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,761

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.20 to $55.44. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:24 UTC GrantClass A Common Stock 4,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-20-000082 · wf-form4_159009262225283.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,238

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:23 UTC GrantClass A Common Stock 4,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-20-000081 · wf-form4_159009260227786.xml · nonDerivative · entry 1

RADIA SUKU V. · CIK 0001196027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,832

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:23 UTC GrantClass A Common Stock 4,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-20-000080 · wf-form4_159009258141536.xml · nonDerivative · entry 1

MULCAHY DAVID S. · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,125

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:22 UTC GrantClass A Common Stock 4,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-20-000079 · wf-form4_159009256061535.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,761

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:22 UTC SaleClass A Common Stock 10,000 $40.56 $405,600.00
Disclosure

SEC source: 0001445305-20-000078 · wf-form4_159009253977724.xml · nonDerivative · entry 2

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 56,943

F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $40.5400 to $40.8350. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:22 UTC GrantClass A Common Stock 4,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-20-000078 · wf-form4_159009253977724.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:22 UTC GrantClass A Common Stock 4,576 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-20-000077 · wf-form4_159009251808582.xml · nonDerivative · entry 1

Bonner Brigid A. · CIK 0001359852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,388

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:15 UTC Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 7,000 $24.86 Strike: $2.53 $174,020.00
Disclosure

SEC source: 0001445305-20-000044 · wf-form4_158456250284012.xml · derivative · entry 3

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

Underlying: Class A Common Stock · 7,000 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:15 UTC SaleClass A Common Stock 738 $24.86 $18,346.68
Disclosure

SEC source: 0001445305-20-000044 · wf-form4_158456250284012.xml · nonDerivative · entry 2

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,662

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:15 UTC Exercise / conversionClass A Common Stock 7,000 $2.53 $17,710.00
Disclosure

SEC source: 0001445305-20-000044 · wf-form4_158456250284012.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:16 UTC SaleClass A Common Stock 1,000 $36.56 $36,560.00
Disclosure

SEC source: 0001445305-20-000042 · wf-form4_158404409224691.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,185

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $36.55 to $36.56. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 27, 2020 Filed Oct 23, 2020 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
GiftClass A Common Stock 14,014 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 25,000

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

F2 · ownership.direct: Due to an administrative error, 35,986 shares were reported on September 3, 2020 as directly held instead of indirectly held through a revocable living trust. 25,000 of those shares were subsequently sold on September 21, 2020.

Read SEC document
February 27, 2020 Filed Oct 23, 2020 20:15 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
GiftClass A Common Stock 14,014 $0.00 $0.00
Disclosure

SEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,952

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
Tax withholdingClass A Common Stock 996 $46.16 $45,975.36
Disclosure

SEC source: 0001445305-20-000022 · wf-form4_158093782720164.xml · nonDerivative · entry 2

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,127

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GrantClass A Common Stock 35,095 $46.16 $1,619,985.20
Disclosure

SEC source: 0001445305-20-000022 · wf-form4_158093782720164.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,123

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:23 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
Tax withholdingClass A Common Stock 6,128 $46.16 $282,868.48
Disclosure

SEC source: 0001445305-20-000020 · wf-form4_158093778089540.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,966

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:23 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
GrantClass A Common Stock 52,318 $46.16 $2,414,998.88
Disclosure

SEC source: 0001445305-20-000020 · wf-form4_158093778089540.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,094

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:23 UTC
Iskow JulieEVP & Chief Operating Officer
GrantClass A Common Stock 47,660 $46.16 $2,199,985.60
Disclosure

SEC source: 0001445305-20-000021 · wf-form4_158093780236190.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,036

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:25 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
Tax withholdingClass A Common Stock 4,483 $46.16 $206,935.28
Disclosure

SEC source: 0001445305-20-000025 · wf-form4_158093789160009.xml · nonDerivative · entry 2

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,649

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:25 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
GrantClass A Common Stock 25,997 $46.16 $1,200,021.52
Disclosure

SEC source: 0001445305-20-000025 · wf-form4_158093789160009.xml · nonDerivative · entry 1

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,132

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:25 UTC
Klindt JillSVP, Treasurer & CAO
Tax withholdingClass A Common Stock 837 $46.16 $38,635.92
Disclosure

SEC source: 0001445305-20-000027 · wf-form4_158093793357572.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,752

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:25 UTC
Klindt JillSVP, Treasurer & CAO
GrantClass A Common Stock 6,499 $46.16 $299,993.84
Disclosure

SEC source: 0001445305-20-000027 · wf-form4_158093793357572.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,589

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:25 UTC
Banarjee MithunEVP and Chief Customer Officer
Tax withholdingClass A Common Stock 2,498 $46.16 $115,307.68
Disclosure

SEC source: 0001445305-20-000026 · wf-form4_158093791243943.xml · nonDerivative · entry 2

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,100

F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:25 UTC
Banarjee MithunEVP and Chief Customer Officer
GrantClass A Common Stock 30,329 $46.16 $1,399,986.64
Disclosure

SEC source: 0001445305-20-000026 · wf-form4_158093791243943.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,598

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:24 UTC
Miller J StuartExecutive VP & CFO
Tax withholdingClass A Common Stock 7,004 $46.16 $323,304.64
Disclosure

SEC source: 0001445305-20-000024 · wf-form4_158093787092737.xml · nonDerivative · entry 2

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,741

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:24 UTC
Miller J StuartExecutive VP & CFO
GrantClass A Common Stock 38,995 $46.16 $1,800,009.20
Disclosure

SEC source: 0001445305-20-000024 · wf-form4_158093787092737.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,745

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:24 UTC
Ryan Scott G.EVP and Chief Revenue Officer
Tax withholdingClass A Common Stock 4,328 $46.16 $199,780.48
Disclosure

SEC source: 0001445305-20-000023 · wf-form4_158093784819154.xml · nonDerivative · entry 2

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,711

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:24 UTC
Ryan Scott G.EVP and Chief Revenue Officer
GrantClass A Common Stock 35,095 $46.16 $1,619,985.20
Disclosure

SEC source: 0001445305-20-000023 · wf-form4_158093784819154.xml · nonDerivative · entry 1

Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,039

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 21:25 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
Tax withholdingClass A Common Stock 1,142 $45.15 $51,561.30
Disclosure

SEC source: 0001445305-20-000007 · wf-form4_157972830234554.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,776

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 16:26 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
Tax withholdingClass A Common Stock 747 $45.15 $33,727.05
Disclosure

SEC source: 0001445305-20-000009 · wf-form4_157972834704695.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,028

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 21:26 UTC
Calkins Troy M.EVP, CLO & Corp Secretary
Tax withholdingClass A Common Stock 931 $45.15 $42,034.65
Disclosure

SEC source: 0001445305-20-000010 · wf-form4_157972836888552.xml · nonDerivative · entry 1

Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,135

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 18, 2020 Filed Jan 22, 2020 21:25 UTC
Miller J StuartExecutive VP & CFO
Tax withholdingClass A Common Stock 988 $45.15 $44,608.20
Disclosure

SEC source: 0001445305-20-000008 · wf-form4_157972832500215.xml · nonDerivative · entry 1

Miller J Stuart · CIK 0001623880 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,750

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:19 UTC Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 20,000 $42.29 Strike: $2.53 $845,800.00
Disclosure

SEC source: 0001445305-20-000002 · wf-form4_157834553764814.xml · derivative · entry 3

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Class A Common Stock · 20,000 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:19 UTC SaleClass A Common Stock 1,243 $42.29 $52,566.47
Disclosure

SEC source: 0001445305-20-000002 · wf-form4_157834553764814.xml · nonDerivative · entry 2

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,400

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:19 UTC Exercise / conversionClass A Common Stock 20,000 $2.53 $50,600.00
Disclosure

SEC source: 0001445305-20-000002 · wf-form4_157834553764814.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 16:16 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000156 · wf-form4_157627174850634.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 0

Read SEC document
December 12, 2019 Filed Dec 18, 2019 16:05 UTC GiftClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000158 · wf-form4_157668511436553.xml · nonDerivative · entry 2

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,185

Read SEC document
December 11, 2019 Filed Dec 18, 2019 16:05 UTC GiftClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000158 · wf-form4_157668511436553.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,285

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:16 UTC SaleClass A Common Stock 3,571 $42.20 $150,696.20
Disclosure

SEC source: 0001445305-19-000154 · wf-form4_157618536099755.xml · nonDerivative · entry 1

Katz Eugene S · CIK 0001386894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,385

F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $42.00 to $42.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 15:08 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000150 · wf-form4_157566286906755.xml · derivative · entry 3

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 1,249,645

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
December 03, 2019 Filed Dec 6, 2019 15:08 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000150 · wf-form4_157566286906755.xml · nonDerivative · entry 1

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:15 UTC
Klindt JillSVP, Treasurer & CAO
SaleClass A Common Stock 12,000 $42.05 $504,600.00
Disclosure

SEC source: 0001445305-19-000148 · wf-form4_157437090373434.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,090

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:16 UTC
Iskow JulieEVP & Chief Operating Officer
GrantClass A Common Stock 138,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-19-000138 · wf-form4_157013376955344.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,376

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:15 UTC GrantClass A Common Stock 14,068 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000127 · wf-form4_156650490801681.xml · nonDerivative · entry 2

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 66,943

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:15 UTC GiftClass A Common Stock 14,068 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000127 · wf-form4_156650490801681.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313

Read SEC document
August 16, 2019 Filed Aug 16, 2019 16:15 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 330,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-19-000118 · wf-form4_156598653862766.xml · derivative · entry 4

TROM JEFF D · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 1,274,645

Underlying: Class A Common Stock · 330,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.