Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASBURY AUTOMOTIVE GROUP INCABG · Entity 4090 | Director | March 10, 2020 | March 12, 2020 |
| WORKIVA INCWK · Entity 589 | Director | November 11, 2020 | November 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASBURY AUTOMOTIVE GROUP INC
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,039 |
Reported balance
After 2020-03-10 transaction · row 1
1 source rowRow 1 · 2020-03-10 · Sale · Disposed 1,000 · Balance 20,039 F1: Represents the weighted average share price of an aggregate total of 1,000 shares of Issuer's common stock sold in the price range of $78.40 to $78.53 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average share price of an aggregate total of 1,000 shares of Issuer's common stock sold in the price range of $78.40 to $78.53 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price.
WORKIVA INC
Report date November 11, 2020 · Filed November 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 91,586 |
Ending reported balance
After 2020-11-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-11 · Gift · Disposed 50 · Balance 91,661 Row 2 · 2020-11-13 · Gift · Disposed 75 · Balance 91,586 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy wife | 200 |
Reported balance
Holding disclosure · report date 2020-11-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2020 Filed Nov 16, 2020 22:14 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000132 · wf-form4_160556488180246.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,586 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,000 | $70.00 | $70,000.00 |
DisclosureSEC source: 0001445305-20-000130 · wf-form4_160521573187247.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,711 Read SEC document |
| November 11, 2020 Filed Nov 16, 2020 22:14 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000132 · wf-form4_160556488180246.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,661 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,000 | $68.00 | $136,000.00 |
DisclosureSEC source: 0001445305-20-000130 · wf-form4_160521573187247.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,711 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $68.00 to $68.01. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 21:07 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000103 · wf-form4_159916723972126.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,711 Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,000 | $55.30 | $553,000.00 |
DisclosureSEC source: 0001445305-20-000093 · wf-form4_159726361539398.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,761 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.20 to $55.44. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:22 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 4,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-20-000079 · wf-form4_159009256061535.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,761 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:11 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | SaleCommon Stock | 1,000 | $78.43 | $78,430.00 |
DisclosureSEC source: 0001144980-20-000071 · wf-form4_158404746411699.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,039 F1 · price: Represents the weighted average share price of an aggregate total of 1,000 shares of Issuer's common stock sold in the price range of $78.40 to $78.53 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,000 | $36.56 | $36,560.00 |
DisclosureSEC source: 0001445305-20-000042 · wf-form4_158404409224691.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,185 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $36.55 to $36.56. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:08 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | Tax withholdingCommon Stock | 494 | $95.66 | $47,256.04 |
DisclosureSEC source: 0001144980-20-000035 · wf-form4_158102331060504.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,039 F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 4, 2020. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:08 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | GrantCommon Stock | 1,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-20-000035 · wf-form4_158102331060504.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,533 F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant. Read SEC document |
| December 12, 2019 Filed Dec 18, 2019 16:05 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000158 · wf-form4_157668511436553.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,185 Read SEC document |
| December 11, 2019 Filed Dec 18, 2019 16:05 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000158 · wf-form4_157668511436553.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,285 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,571 | $42.20 | $150,696.20 |
DisclosureSEC source: 0001445305-19-000154 · wf-form4_157618536099755.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,385 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $42.00 to $42.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:17 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 3,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-19-000083 · wf-form4_156045701415120.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,956 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:31 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | SaleCommon Stock | 3,000 | $80.70 | $242,100.00 |
DisclosureSEC source: 0001144980-19-000095 · wf-form4_155734748173909.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,122 F1 · price: Represents the weighted average share price of an aggregate total of 3,000 shares of Issuer's common stock sold in the price range of $80.62 to $80.92 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:18 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | SaleCommon Stock | 5,000 | $71.00 | $355,000.00 |
DisclosureSEC source: 0001144980-19-000049 · wf-form4_155112951181761.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,122 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 22:38 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | Tax withholdingCommon Stock | 488 | $69.18 | $33,759.84 |
DisclosureSEC source: 0001144980-19-000024 · wf-form4_154992467673969.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,122 F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2019. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 22:38 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | GrantCommon Stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-19-000024 · wf-form4_154992467673969.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,610 F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 29,800 | $36.13 | $1,076,674.00 |
DisclosureSEC source: 0001445305-18-000150 · wf-form4_154361251424337.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,570 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $36.085 to $36.36. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 200 | $37.03 | $7,406.00 |
DisclosureSEC source: 0001445305-18-000139 · wf-form4_154223024479855.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,370 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 20:19 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000113 · wf-form4_153548758236392.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,570 F1 · shares: On August 23, 2018 and August 27, 2018, the reporting person made charitable gifts in total of 300 shares. Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 20:19 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-18-000113 · wf-form4_153548758236392.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,670 F1 · shares: On August 23, 2018 and August 27, 2018, the reporting person made charitable gifts in total of 300 shares. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:30 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 7,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-18-000094 · wf-form4_152892180312969.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,870 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:30 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,000 | $22.83 | $136,980.00 |
DisclosureSEC source: 0001445305-18-000060 · wf-form4_152037180258523.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,836 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $22.80 to $22.85. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 21:22 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | Tax withholdingCommon Stock | 526 | $68.50 | $36,031.00 |
DisclosureSEC source: 0001144980-18-000028 · wf-form4_151812492429986.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,659 F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 7, 2018. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 21:22 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | GrantCommon Stock | 1,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-18-000028 · wf-form4_151812492429986.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,185 F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant. Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 21:30 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-17-000058 · wf-form4_151181821196586.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,836 F1 · shares: On November 24, 2017, the reporting person made a charitable gift of 300 shares. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:47 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 9,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001244046-17-000008 · wf-form4_149755961323766.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,136 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:26 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | Tax withholdingCommon Stock | 503 | $65.65 | $33,021.95 |
DisclosureSEC source: 0001144980-17-000052 · wf-form4_148676199875593.xml · nonDerivative · entry 2 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,433 F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 8, 2017. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:26 UTC | ASBURY AUTOMOTIVE GROUP INC ABG · Entity 4090 | GrantCommon Stock | 1,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000052 · wf-form4_148676199875593.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,936 F1 · shares: Restricted stock award granted as compensation for serving as a member of the Board of Directors of the Issuer. Such award vested immediately upon grant. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:10 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,000 | $15.05 | $75,250.00 |
DisclosureSEC source: 0001628280-16-021777 · wf-form4_148071664129151.xml · nonDerivative · entry 1 Katz Eugene S · CIK 0001386894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,243 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.