Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | EVP, CLO & Corp Secretary | February 03, 2020 | February 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date February 03, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 288,649 |
Last balance in matching sequence
After 2020-02-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-02-03 · Grant · Acquired 25,997 · Balance 293,132 F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. Row 2 · 2020-02-03 · Tax withholding · Disposed 4,483 · Balance 288,649 F3: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $15.86 · Expires 2024-02-24 | Direct | 45,080 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 45,080 F4: Granted pursuant to 2009 Unit Incentive Plan. F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $15.83 · Expires 2024-08-11 | Direct | 39,600 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 39,600 F4: Granted pursuant to 2009 Unit Incentive Plan. F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $15.86 · Expires 2024-03-26 | Direct | 9,900 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,900 F4: Granted pursuant to 2009 Unit Incentive Plan. F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2027-01-31 | Direct | 37,407 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 37,407 F6: Grant of stock option pursuant to the 2014 Equity Incentive Plan. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2026-01-31 | Direct | 31,469 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 31,469 F6: Grant of stock option pursuant to the 2014 Equity Incentive Plan. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F3: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F4: Granted pursuant to 2009 Unit Incentive Plan.
F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
F6: Grant of stock option pursuant to the 2014 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 5, 2020 21:25 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 4,483 | $46.16 | $206,935.28 |
DisclosureSEC source: 0001445305-20-000025 · wf-form4_158093789160009.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,649 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:25 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 25,997 | $46.16 | $1,200,021.52 |
DisclosureSEC source: 0001445305-20-000025 · wf-form4_158093789160009.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,132 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 21:26 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 931 | $45.15 | $42,034.65 |
DisclosureSEC source: 0001445305-20-000010 · wf-form4_157972836888552.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,135 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 100,000 | $56.25 | $5,625,000.00 |
DisclosureSEC source: 0001445305-19-000119 · wf-form4_156598656224082.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,526 Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 19:14 UTC Amendment | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 100,000 | $56.25 | $5,625,000.00 |
DisclosureSEC source: 0001445305-19-000125 · wf-form4a_156624203780912.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,066 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 63,280 | $56.25 Strike: $15.86 | $3,559,500.00 |
DisclosureSEC source: 0001445305-19-000119 · wf-form4_156598656224082.xml · derivative · entry 3 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,620 Underlying: Class A Common Stock · 63,280 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to 2009 Unit Incentive Plan. F2 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 63,280 | $15.86 | $1,003,620.80 |
DisclosureSEC source: 0001445305-19-000119 · wf-form4_156598656224082.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 19, 2019 19:14 UTC Amendment | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 63,820 | $56.25 Strike: $15.86 | $3,589,875.00 |
DisclosureSEC source: 0001445305-19-000125 · wf-form4a_156624203780912.xml · derivative · entry 3 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,080 Underlying: Class A Common Stock · 63,820 shares Expires 2024-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to 2009 Unit Incentive Plan. F2 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| August 14, 2019 Filed Aug 19, 2019 19:14 UTC Amendment | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 63,820 | $15.86 | $1,012,185.20 |
DisclosureSEC source: 0001445305-19-000125 · wf-form4a_156624203780912.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:17 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 440 | $41.86 | $18,418.40 |
DisclosureSEC source: 0001445305-19-000021 · wf-form4_154940141352289.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,246 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:17 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 28,667 | $41.86 | $1,200,000.62 |
DisclosureSEC source: 0001445305-19-000021 · wf-form4_154940141352289.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,686 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 19, 2019 Filed Jan 23, 2019 21:17 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 584 | $38.22 | $22,320.48 |
DisclosureSEC source: 0001445305-19-000010 · wf-form4_154827822094669.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,019 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:17 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 963 | $38.22 | $36,805.86 |
DisclosureSEC source: 0001445305-19-000010 · wf-form4_154827822094669.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,603 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:30 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 8,460 | $22.05 | $186,543.00 |
DisclosureSEC source: 0001445305-18-000035 · wf-form4_151803901389845.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,566 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:31 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 112,360 | $22.25 | $2,500,010.00 |
DisclosureSEC source: 0001445305-18-000026 · wf-form4_151786629297495.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,026 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F3 · shares: Vests in a single installment on the third anniversary of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:31 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 33,708 | $22.25 | $750,003.00 |
DisclosureSEC source: 0001445305-18-000026 · wf-form4_151786629297495.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,666 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 584 | $22.10 | $12,906.40 |
DisclosureSEC source: 0001445305-18-000012 · wf-form4_151665671200982.xml · nonDerivative · entry 2 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,958 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 1,155 | $21.75 | $25,121.25 |
DisclosureSEC source: 0001445305-18-000012 · wf-form4_151665671200982.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · EVP, CLO & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,542 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:27 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 9,140 | $12.85 | $117,449.00 |
DisclosureSEC source: 0001014008-17-000003 · wf-form4_148651004281885.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · Executive VP, Secretary & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,697 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:05 UTC | WORKIVA INC WK · Entity 589 | GrantEmployee Stock Option to Purchase Class A Common Stock · Derivative | 37,407 | Not disclosed Strike: $12.40 | Not disclosed |
DisclosureSEC source: 0001013632-17-000012 · wf-form4_148616311747069.xml · derivative · entry 2 Calkins Troy M. · CIK 0001623840 · Executive VP, Secretary & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,407 Underlying: Class A Common Stock · 37,407 shares Expires 2027-02-01 F1 · security: Granted pursuant to the 2014 Equity Incentive Plan. F1 · price: Granted pursuant to the 2014 Equity Incentive Plan. F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 23:22 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 52,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001623840-17-000001 · wf-form4_148495454276609.xml · nonDerivative · entry 1 Calkins Troy M. · CIK 0001623840 · Executive VP, Secretary & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,837 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.