Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | EVP and Chief Revenue Officer | February 03, 2020 | February 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date February 03, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 248,711 |
Ending reported balance
After 2020-02-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-03 · Grant · Acquired 35,095 · Balance 253,039 F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. Row 2 · 2020-02-03 · Tax withholding · Disposed 4,328 · Balance 248,711 F3: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $17.92 · Expires 2026-08-31 | Direct | 175,000 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 175,000 F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.55 · Expires 2027-01-02 | Direct | 18,750 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 18,750 F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F3: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 5, 2020 21:24 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 4,328 | $46.16 | $199,780.48 |
DisclosureSEC source: 0001445305-20-000023 · wf-form4_158093784819154.xml · nonDerivative · entry 2 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,711 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:24 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 35,095 | $46.16 | $1,619,985.20 |
DisclosureSEC source: 0001445305-20-000023 · wf-form4_158093784819154.xml · nonDerivative · entry 1 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,039 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 31,250 | $56.25 | $1,757,812.50 |
DisclosureSEC source: 0001445305-19-000122 · wf-form4_156598662075666.xml · nonDerivative · entry 3 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,944 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 6,250 | $56.25 Strike: $13.55 | $351,562.50 |
DisclosureSEC source: 0001445305-19-000122 · wf-form4_156598662075666.xml · derivative · entry 5 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Class A Common Stock · 6,250 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 25,000 | $56.25 Strike: $17.92 | $1,406,250.00 |
DisclosureSEC source: 0001445305-19-000122 · wf-form4_156598662075666.xml · derivative · entry 4 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Class A Common Stock · 25,000 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 6,250 | $13.55 | $84,687.50 |
DisclosureSEC source: 0001445305-19-000122 · wf-form4_156598662075666.xml · nonDerivative · entry 2 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 25,000 | $17.92 | $448,000.00 |
DisclosureSEC source: 0001445305-19-000122 · wf-form4_156598662075666.xml · nonDerivative · entry 1 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 25,000 | $0.00 Strike: $13.55 | $0.00 |
DisclosureSEC source: 0001445305-19-000041 · wf-form4_155130216926818.xml · derivative · entry 3 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of stock option pursuant to the 2014 Equity Incentive Plan. F3 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 25,000 | $48.34 | $1,208,545.00 |
DisclosureSEC source: 0001445305-19-000041 · wf-form4_155130216926818.xml · nonDerivative · entry 2 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,944 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $49.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 25,000 | $13.55 | $338,750.00 |
DisclosureSEC source: 0001445305-19-000041 · wf-form4_155130216926818.xml · nonDerivative · entry 1 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:17 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 531 | $41.86 | $22,227.66 |
DisclosureSEC source: 0001445305-19-000022 · wf-form4_154940145011894.xml · nonDerivative · entry 2 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,944 F3 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:17 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 38,700 | $41.86 | $1,619,982.00 |
DisclosureSEC source: 0001445305-19-000022 · wf-form4_154940145011894.xml · nonDerivative · entry 1 Ryan Scott G. · CIK 0001701593 · EVP and Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,475 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:32 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 143,820 | $22.25 | $3,199,995.00 |
DisclosureSEC source: 0001445305-18-000028 · wf-form4_151786633061352.xml · nonDerivative · entry 2 Ryan Scott G. · CIK 0001701593 · Executive VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,775 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F3 · shares: Vests in a single installment on the third anniversary of the grant date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:32 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 35,955 | $22.25 | $799,998.75 |
DisclosureSEC source: 0001445305-18-000028 · wf-form4_151786633061352.xml · nonDerivative · entry 1 Ryan Scott G. · CIK 0001701593 · Executive VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,955 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.