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VANDERPLOEG MARTIN J.

Disclosed activity across 1 company

Tapewire entity
21369
SEC CIK
0001014008

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WORKIVA INCWK · Entity 589DirectorSeptember 15, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WORKIVA INC

Report date September 15, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectBy living trust1,141,832 Reported balance After 2026-09-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-15 · Gift · Disposed 60,000 · Balance 1,141,832

F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy family trust60,000 Reported balance After 2026-09-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-15 · Gift · Acquired 60,000 · Balance 60,000

F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.

Class A Common StockSEC Table I · non-derivativeDirect292,275 Reported balance Holding disclosure · report date 2026-09-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 292,275

Class A Common StockSEC Table I · non-derivativeIndirectBy living trust437,105 Reported balance Holding disclosure · report date 2026-09-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 437,105

Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2027-01-31Direct200,204 Reported balance Holding disclosure · report date 2026-09-15 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 200,204

F3: Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

F4: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.

F3: Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

F4: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 22:43 UTC WORKIVA INC WK · Entity 589 GiftClass B Common Stock · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001014008-26-000008 · wk-form4_1789598605.xml · derivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By family trust

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · shares: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

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September 15, 2026 Filed Sep 16, 2026 22:43 UTC WORKIVA INC WK · Entity 589 GiftClass B Common Stock · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001014008-26-000008 · wk-form4_1789598605.xml · derivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 1,141,832

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · shares: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

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August 18, 2026 Filed Aug 20, 2026 20:18 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 2,780 $0.00 $0.00
Disclosure

SEC source: 0001014008-26-000006 · wk-form4_1787257091.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 437,105

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June 01, 2026 Filed Jun 3, 2026 20:47 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 4,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001014008-26-000004 · wk-form4_1780519622.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,275

F2 · kind: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

F2 · price: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.

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June 01, 2026 Filed Jun 3, 2026 20:47 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 28,942 $52.83 $1,529,005.86
Disclosure

SEC source: 0001014008-26-000004 · wk-form4_1780519622.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,205

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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February 01, 2026 Filed Feb 3, 2026 21:49 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 560 $77.02 $43,131.20
Disclosure

SEC source: 0001014008-26-000002 · wk-form4_1770155351.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,147

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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January 21, 2026 Filed Feb 3, 2026 21:49 UTC WORKIVA INC WK · Entity 589 GiftClass B Common Stock · Derivative 491,270 $0.00 $0.00
Disclosure

SEC source: 0001014008-26-000002 · wk-form4_1770155351.xml · derivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 1,201,832

Underlying: Class A Common Stock · 491,270 shares

Expires not disclosed

F2 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

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January 21, 2026 Filed Feb 3, 2026 21:49 UTC WORKIVA INC WK · Entity 589 GiftClass B Common Stock · Derivative 491,270 $0.00 $0.00
Disclosure

SEC source: 0001014008-26-000002 · wk-form4_1770155351.xml · derivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 491,270 shares

Expires not disclosed

F2 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

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May 29, 2025 Filed Jun 2, 2025 20:19 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 3,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-25-000101 · wk-form4_1748895581.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,707

F2 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 05, 2025 Filed Jun 2, 2025 20:19 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 84,210 $0.00 $0.00
Disclosure

SEC source: 0001445305-25-000101 · wk-form4_1748895581.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 439,885

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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May 05, 2025 Filed Jun 2, 2025 20:19 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 84,210 $0.00 $0.00
Disclosure

SEC source: 0001445305-25-000101 · wk-form4_1748895581.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,489

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:16 UTC WORKIVA INC WK · Entity 589 Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 84,210 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001445305-25-000085 · wk-form4_1744920996.xml · derivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 84,210 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date.

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April 15, 2025 Filed Apr 17, 2025 20:16 UTC WORKIVA INC WK · Entity 589 Exercise / conversionClass A Common Stock 84,210 $14.74 $1,241,255.40
Disclosure

SEC source: 0001445305-25-000085 · wk-form4_1744920996.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:31 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 438 $86.55 $37,908.90
Disclosure

SEC source: 0001445305-25-000019 · wk-form4_1740432655.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,489

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:31 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 2,828 $0.00 $0.00
Disclosure

SEC source: 0001445305-25-000019 · wk-form4_1740432655.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,927

F1 · shares: Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 65% of the target for the 2022-2024 performance period. These PSUs became fully vested upon certification by the Compensation Committee.

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February 01, 2025 Filed Feb 4, 2025 21:34 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 2,886 $98.22 $283,462.92
Disclosure

SEC source: 0001445305-25-000004 · wk-form4_1738704855.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,099

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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January 10, 2025 Filed Jan 14, 2025 21:28 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 9,806 $0.00 $0.00
Disclosure

SEC source: 0001445305-25-000002 · wk-form4_1736890117.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 355,675

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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January 10, 2025 Filed Jan 14, 2025 21:28 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 9,806 $0.00 $0.00
Disclosure

SEC source: 0001445305-25-000002 · wk-form4_1736890117.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,985

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:15 UTC WORKIVA INC WK · Entity 589 PurchaseClass A Common Stock 878 $70.81 $62,171.18
Disclosure

SEC source: 0001445305-24-000133 · wk-form4_1726258504.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 345,869

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $70.66 to $71.04. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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September 11, 2024 Filed Sep 13, 2024 20:15 UTC WORKIVA INC WK · Entity 589 PurchaseClass A Common Stock 3,122 $69.85 $218,071.70
Disclosure

SEC source: 0001445305-24-000133 · wk-form4_1726258504.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 344,991

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $69.57 to $70.09. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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September 01, 2024 Filed Sep 4, 2024 20:13 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 2,071 $78.17 $161,890.07
Disclosure

SEC source: 0001445305-24-000122 · wk-form4_1725480809.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,791

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:13 UTC WORKIVA INC WK · Entity 589 PurchaseClass A Common Stock 4,000 $78.91 $315,640.00
Disclosure

SEC source: 0001445305-24-000115 · wk-form4_1724098418.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 341,869

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $78.50 to $79.40. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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August 09, 2024 Filed Aug 13, 2024 20:27 UTC WORKIVA INC WK · Entity 589 PurchaseClass A Common Stock 290 $75.61 $21,926.90
Disclosure

SEC source: 0001445305-24-000113 · wk-form4_1723580813.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 337,869

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $75.60 to $75.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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August 09, 2024 Filed Aug 13, 2024 20:27 UTC WORKIVA INC WK · Entity 589 PurchaseClass A Common Stock 3,710 $74.94 $278,027.40
Disclosure

SEC source: 0001445305-24-000113 · wk-form4_1723580813.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 337,579

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $74.60 to $75.58. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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May 30, 2024 Filed Jun 3, 2024 21:06 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 2,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-24-000094 · wk-form4_1717448415.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,862

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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February 16, 2024 Filed Feb 20, 2024 21:35 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 51,805 $0.00 $0.00
Disclosure

SEC source: 0001445305-24-000023 · wk-form4_1708464893.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By living trust

Disclosed balance after: 333,869

F3 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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February 16, 2024 Filed Feb 20, 2024 21:35 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 51,805 $0.00 $0.00
Disclosure

SEC source: 0001445305-24-000023 · wk-form4_1708464893.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,045

F3 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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February 15, 2024 Filed Feb 20, 2024 21:35 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 833 $94.11 $78,393.63
Disclosure

SEC source: 0001445305-24-000023 · wk-form4_1708464893.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,850

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

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February 15, 2024 Filed Feb 20, 2024 21:35 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 3,481 $0.00 $0.00
Disclosure

SEC source: 0001445305-24-000023 · wk-form4_1708464893.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,683

F1 · shares: Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 80% of the target for the 2022-2023 performance period. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar year in the three-year performance period.

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February 01, 2024 Filed Feb 5, 2024 22:05 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 8,004 $95.37 $763,341.48
Disclosure

SEC source: 0001445305-24-000002 · wk-form4_1707170740.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,202

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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September 01, 2023 Filed Sep 6, 2023 20:29 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 1,577 $110.38 $174,069.26
Disclosure

SEC source: 0001445305-23-000148 · wk-form4_1694032156.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,206

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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May 30, 2023 Filed Jun 1, 2023 20:32 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 2,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-23-000111 · wk-form4_1685651549.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,783

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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February 17, 2023 Filed Feb 21, 2023 21:39 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 1,368 $88.24 $120,712.32
Disclosure

SEC source: 0001445305-23-000047 · wf-form4_167701550666087.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,566

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

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February 17, 2023 Filed Feb 21, 2023 21:39 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000047 · wf-form4_167701550666087.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,934

F2 · shares: Represents issued shares of performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 76% of the target for the 2022 calendar year. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.

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February 09, 2023 Filed Feb 21, 2023 21:39 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 63,844 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000047 · wf-form4_167701550666087.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 282,064

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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February 09, 2023 Filed Feb 21, 2023 21:39 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 63,844 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000047 · wf-form4_167701550666087.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,627

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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February 03, 2023 Filed Feb 7, 2023 21:33 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 7,211 $91.26 $658,075.86
Disclosure

SEC source: 0001445305-23-000030 · wf-form4_167580555977443.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,471

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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February 01, 2023 Filed Feb 3, 2023 21:15 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 10,647 $92.79 $987,935.13
Disclosure

SEC source: 0001445305-23-000018 · wf-form4_167545887053275.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,682

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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February 01, 2023 Filed Feb 3, 2023 21:15 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 67,356 $92.79 $6,249,963.24
Disclosure

SEC source: 0001445305-23-000018 · wf-form4_167545887053275.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,329

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

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September 01, 2022 Filed Sep 6, 2022 20:44 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 2,035 $64.92 $132,112.20
Disclosure

SEC source: 0001445305-22-000129 · wf-form4_166249706966315.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,973

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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February 03, 2022 Filed Feb 7, 2022 21:47 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 7,362 $111.85 $823,439.70
Disclosure

SEC source: 0001445305-22-000025 · wf-form4_164427042057372.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,008

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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February 01, 2022 Filed Feb 3, 2022 21:19 UTC WORKIVA INC WK · Entity 589 Tax withholdingClass A Common Stock 13,819 $119.68 $1,653,857.92
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,370

F4 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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February 01, 2022 Filed Feb 3, 2022 21:19 UTC WORKIVA INC WK · Entity 589 GrantClass A Common Stock 39,167 $119.68 $4,687,506.56
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,189

F2 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F3 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

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December 30, 2021 Filed Feb 3, 2022 21:19 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 217,861 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 218,220

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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December 30, 2021 Filed Feb 3, 2022 21:19 UTC WORKIVA INC WK · Entity 589 GiftClass A Common Stock 217,861 $0.00 $0.00
Disclosure

SEC source: 0001445305-22-000015 · wf-form4_164392315292243.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,022

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

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December 29, 2021 Filed Dec 30, 2021 21:20 UTC WORKIVA INC WK · Entity 589 Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 84,211 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · derivative · entry 5

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,210

Underlying: Class A Common Stock · 84,211 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date.

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December 29, 2021 Filed Dec 30, 2021 21:20 UTC WORKIVA INC WK · Entity 589 Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 133,650 $0.00 Strike: $15.83 $0.00
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · derivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 133,650 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to 2009 Unit Incentive Plan.

F2 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

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December 29, 2021 Filed Dec 30, 2021 21:20 UTC WORKIVA INC WK · Entity 589 Exercise / conversionClass A Common Stock 84,211 $14.74 $1,241,270.14
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:20 UTC WORKIVA INC WK · Entity 589 Exercise / conversionClass A Common Stock 133,650 $15.83 $2,115,679.50
Disclosure

SEC source: 0001445305-21-000182 · wf-form4_164089918372073.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 23:06 UTC WORKIVA INC WK · Entity 589 ConversionClass B Common Stock · Derivative 397,750 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · derivative · entry 7

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 491,270

Underlying: Class A Common Stock · 397,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.