Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | June 01, 2026 | June 02, 2026 |
| WORKIVA INCWK · Entity 589 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,562.562 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 102,562.562 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
WORKIVA INC
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 37,372 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Sale · Disposed 1,500 · Balance 37,372 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 36,809 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 36,809 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2026 Filed Jun 8, 2026 20:04 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,500 | $51.23 | $76,845.00 |
DisclosureSEC source: 0001523753-26-000006 · wk-form4_1780949084.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,372 Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 20:34 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 4,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523753-26-000004 · wk-form4_1780518869.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,872 F1 · kind: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:05 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,309.777 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-039855 · wk-form4_1780434348.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,562.562 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 20:31 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,000 | $49.69 | $49,690.00 |
DisclosureSEC source: 0001523753-26-000002 · wk-form4_1780432272.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,802 Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:10 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,500 | $91.44 | $137,160.00 |
DisclosureSEC source: 0001523753-25-000005 · wk-form4_1765573817.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,802 Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 20:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,155.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-029036 · wk-form4_1748981292.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,431.784 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 20:24 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 3,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-25-000103 · wk-form4_1748895860.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,302 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| May 02, 2025 Filed May 2, 2025 20:13 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 800 | $119.32 | $95,459.36 |
DisclosureSEC source: 0001628280-25-021840 · wk-form4_1746216777.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,760.35 Read SEC document |
| March 14, 2025 Filed Mar 15, 2025 00:27 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,500 | $88.66 | $132,990.00 |
DisclosureSEC source: 0001445305-25-000050 · wk-form4_1741998458.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 36,809 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $88.66 to $88.75. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2025 Filed Mar 15, 2025 00:27 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,000 | $88.70 | $88,700.00 |
DisclosureSEC source: 0001445305-25-000050 · wk-form4_1741998458.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,084 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,800 | $94.77 | $454,896.00 |
DisclosureSEC source: 0001445305-24-000145 · wk-form4_1731532627.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 38,309 F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $94.60 to $94.83 For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:17 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,177 | $94.69 | $300,830.13 |
DisclosureSEC source: 0001445305-24-000145 · wk-form4_1731532627.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,084 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $94.68 to $94.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:29 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 139 | $106.63 | $14,821.57 |
DisclosureSEC source: 0001628280-24-032322 · wk-form4_1721420975.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,907.62 Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:29 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 861 | $106.62 | $91,799.82 |
DisclosureSEC source: 0001628280-24-032322 · wk-form4_1721420975.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,046.62 Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 20:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,675.293 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026331 · wk-form4_1717445791.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,907.62 F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:36 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-24-000088 · wk-form4_1717446983.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,261 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:26 UTC | WORKIVA INC WK · Entity 589 | OtherClass A Common Stock | 11,793 | $86.05 | $1,014,787.65 |
DisclosureSEC source: 0001445305-24-000033 · wk-form4_1709069188.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 43,109 F1 · kind: On February 23, 2024, Mr. Herz withdrew 11,793 shares of Class A Common Stock from the Robert H. Herz Irrevocable Trust in exchange for a promissory note. In addition, on February 23, 2024, Mr. Herz exchanged 12,500 shares of Class A Common Stock with the Robert H. Herz Irrevocable Trust on a one for one basis without additional consideration, such that the final amount of Class A Common Stock owned by each of Mr. Herz and the Robert H. Herz Irrevocable Trust following the share exchange remained unchanged. Mr. Herz believes that each of these exchanges constitutes a change in the form of beneficial ownership of the shares, exempt under Rule 16a-13 of the Securities Exchange Act of 1934. F2 · price: The price reported in column 4 reflects the average of the high and low price of the Class A Common Stock on the New York Stock Exchange on February 23, 2024. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:26 UTC | WORKIVA INC WK · Entity 589 | OtherClass A Common Stock | 11,793 | $86.05 | $1,014,787.65 |
DisclosureSEC source: 0001445305-24-000033 · wk-form4_1709069188.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,444 F1 · kind: On February 23, 2024, Mr. Herz withdrew 11,793 shares of Class A Common Stock from the Robert H. Herz Irrevocable Trust in exchange for a promissory note. In addition, on February 23, 2024, Mr. Herz exchanged 12,500 shares of Class A Common Stock with the Robert H. Herz Irrevocable Trust on a one for one basis without additional consideration, such that the final amount of Class A Common Stock owned by each of Mr. Herz and the Robert H. Herz Irrevocable Trust following the share exchange remained unchanged. Mr. Herz believes that each of these exchanges constitutes a change in the form of beneficial ownership of the shares, exempt under Rule 16a-13 of the Securities Exchange Act of 1934. F2 · price: The price reported in column 4 reflects the average of the high and low price of the Class A Common Stock on the New York Stock Exchange on February 23, 2024. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 21:18 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,500 | $89.32 | $133,980.00 |
DisclosureSEC source: 0001445305-23-000170 · wk-form4_1699391919.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,651 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:21 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033708 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,535.112 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 20:37 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 2,217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-23-000115 · wk-form4_1685651838.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,151 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 21:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,818 | $90.51 | $707,607.18 |
DisclosureSEC source: 0001445305-23-000013 · wf-form4_167468155895310.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 54,902 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.00 to $91.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 21:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 9,182 | $90.07 | $827,022.74 |
DisclosureSEC source: 0001445305-23-000009 · wf-form4_167398974841737.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 62,720 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.00 to $90.49. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:10 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,000 | $85.00 | $255,000.00 |
DisclosureSEC source: 0001445305-23-000002 · wf-form4_167295298479585.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 71,902 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:38 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 2,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-22-000097 · wf-form4_165428867179471.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,934 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,944.606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033987 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,196.006 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 750 | $103.11 | $77,332.50 |
DisclosureSEC source: 0001445305-22-000055 · wf-form4_164763494960099.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 74,902 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $103.06 to $103.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 20:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,500 | $95.71 | $143,565.00 |
DisclosureSEC source: 0001445305-22-000053 · wf-form4_164737498182673.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 75,652 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $95.69 to $95.77. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:18 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 17,870 | $133.13 | $2,379,033.10 |
DisclosureSEC source: 0001445305-21-000128 · wf-form4_162940431844981.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 77,152 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $132.08 to $134.30. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:17 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 2,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-21-000078 · wf-form4_162309700326386.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,009 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037819 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,533.06 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:52 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 12,600 | $0.00 Strike: $2.53 | $0.00 |
DisclosureSEC source: 0001445305-21-000046 · wf-form4_161541310971071.xml · derivative · entry 4 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,600 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted pursuant to the 2009 Unit Incentive Plan. F3 · derivative.exercise_date: Vested as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:52 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,848 | $99.33 | $580,881.84 |
DisclosureSEC source: 0001445305-21-000046 · wf-form4_161541310971071.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,968 F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.95 to $100.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:52 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 12,600 | $2.53 | $31,878.00 |
DisclosureSEC source: 0001445305-21-000046 · wf-form4_161541310971071.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 95,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000139 · wf-form4_160754851544136.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 95,022 F1 · kind: Reflects a gift of securities from the Reporting Person to a Spousal Limited Access Trust. The Reporting Person disclaims beneficial ownership of these securities, other than to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 95,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000139 · wf-form4_160754851544136.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,216 F1 · kind: Reflects a gift of securities from the Reporting Person to a Spousal Limited Access Trust. The Reporting Person disclaims beneficial ownership of these securities, other than to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:09 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 5,587.579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033952 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,645.948 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:24 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 4,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-20-000082 · wf-form4_159009262225283.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,238 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 7,000 | $24.86 Strike: $2.53 | $174,020.00 |
DisclosureSEC source: 0001445305-20-000044 · wf-form4_158456250284012.xml · derivative · entry 3 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Class A Common Stock · 7,000 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 738 | $24.86 | $18,346.68 |
DisclosureSEC source: 0001445305-20-000044 · wf-form4_158456250284012.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,662 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 7,000 | $2.53 | $17,710.00 |
DisclosureSEC source: 0001445305-20-000044 · wf-form4_158456250284012.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:19 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 20,000 | $42.29 Strike: $2.53 | $845,800.00 |
DisclosureSEC source: 0001445305-20-000002 · wf-form4_157834553764814.xml · derivative · entry 3 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Class A Common Stock · 20,000 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:19 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,243 | $42.29 | $52,566.47 |
DisclosureSEC source: 0001445305-20-000002 · wf-form4_157834553764814.xml · nonDerivative · entry 2 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,400 F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:19 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 20,000 | $2.53 | $50,600.00 |
DisclosureSEC source: 0001445305-20-000002 · wf-form4_157834553764814.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2019. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 3,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-19-000082 · wf-form4_156045699661379.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,643 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 6,109.736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034252 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,541.361 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:31 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 7,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-18-000096 · wf-form4_152892185580783.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,257 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 4,652.072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033797 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,268.326 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:46 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 9,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001244046-17-000007 · wf-form4_149755959561822.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,223 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034922 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,826.638 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.