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WATERS CORP /DE/

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3080
SEC CIK
0001000697
Parsed reports
560

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 2,623 $0.00 Strike: $117.68 $0.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · derivative · entry 13

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496

Underlying: Common Stock · 2,623 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 4,690 $0.00 Strike: $128.93 $0.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · derivative · entry 12

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,764

Underlying: Common Stock · 4,690 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $113.36 $0.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · derivative · entry 11

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2024-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 9,600 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · derivative · entry 10

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 9,600 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 2,623 $197.92 $519,144.16
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 8

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 2,623 $117.68 $308,674.64
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 7

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 4,690 $198.01 $928,666.90
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 6

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 4,690 $128.93 $604,681.70
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 5

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 10,000 $197.92 $1,979,200.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 4

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 10,000 $113.36 $1,133,600.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 3

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 9,600 $197.91 $1,899,936.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 2

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
October 27, 2017 Filed Oct 30, 2017 11:42 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 9,600 $98.21 $942,816.00
Disclosure

SEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 1

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 18:54 UTC GrantPhantom Stock Units · Derivative 100.65 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-028869 · form4.xml · derivative · entry 2

CONARD EDWARD · CIK 0001184452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100.65

Underlying: Common Stock · 100.65 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 18:50 UTC GrantPhantom Stock Units · Derivative 144.77 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-028867 · form4.xml · derivative · entry 5

SALICE THOMAS P · CIK 0001186873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144.77

Underlying: Common Stock · 144.77 shares

Expires not disclosed

F2 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F3 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 18:47 UTC GrantPhantom Stock Units · Derivative 106.17 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-028866 · form4.xml · derivative · entry 2

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106.17

Underlying: Common Stock · 106.17 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 18:21 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $87.06 $0.00
Disclosure

SEC source: 0001127602-17-027252 · form4.xml · derivative · entry 4

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 18,400 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 18:21 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 18,400 $185.78 $3,418,352.00
Disclosure

SEC source: 0001127602-17-027252 · form4.xml · nonDerivative · entry 2

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
September 08, 2017 Filed Sep 11, 2017 18:21 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 18,400 $87.06 $1,601,904.00
Disclosure

SEC source: 0001127602-17-027252 · form4.xml · nonDerivative · entry 1

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 18:15 UTC
OConnell Christopher JCEO and President
Tax withholdingCommon Stock 3,174 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027251 · form4.xml · nonDerivative · entry 1

OConnell Christopher J · CIK 0001379946 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,315

Read SEC document
August 17, 2017 Filed Aug 21, 2017 14:08 UTC
King IanSVP, Instrument Technology
GrantStock Option (Right to Buy) · Derivative 6,660 $0.00 Strike: $180.22 $0.00
Disclosure

SEC source: 0001127602-17-026055 · form4.xml · derivative · entry 2

King Ian · CIK 0001665843 · SVP, Instrument Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660

Underlying: Common Stock · 6,660 shares

Expires 2027-08-17

F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on August 17, 2018.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 10:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $76.75 $0.00
Disclosure

SEC source: 0001127602-17-025272 · form4.xml · derivative · entry 3

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 10:27 UTC SaleCommon Stock 3,500 $179.67 $628,845.00
Disclosure

SEC source: 0001127602-17-025272 · form4.xml · nonDerivative · entry 2

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,349

Read SEC document
August 08, 2017 Filed Aug 9, 2017 10:27 UTC Exercise / conversionCommon Stock 3,500 $76.75 $268,625.00
Disclosure

SEC source: 0001127602-17-025272 · form4.xml · nonDerivative · entry 1

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 25, 2017 15:03 UTC GiftCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-026482 · form4.xml · nonDerivative · entry 1

BERTHIAUME DOUGLAS A · CIK 0001082257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149,565

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:51 UTC GrantPhantom Stock Units · Derivative 159.7 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022912 · form4.xml · derivative · entry 5

SALICE THOMAS P · CIK 0001186873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159.7

Underlying: Common Stock · 159.7 shares

Expires not disclosed

F2 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F3 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:48 UTC GrantPhantom Stock Units · Derivative 122.3 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022904 · form4.xml · derivative · entry 2

KUEBLER CHRISTOPHER A · CIK 0001229877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122.3

Underlying: Common Stock · 122.3 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:46 UTC GrantPhantom Stock Units · Derivative 122.3 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022898 · form4.xml · derivative · entry 2

CONARD EDWARD · CIK 0001184452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122.3

Underlying: Common Stock · 122.3 shares

Expires not disclosed

F1 · derivative.exercise_price: COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO.

F2 · derivative.expiration_date: UPON RESIGNATION AS DIRECTOR.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 19:02 UTC GrantStock Option (Right to Buy) · Derivative 3,042 $0.00 Strike: $184.89 $0.00
Disclosure

SEC source: 0001127602-17-022091 · form4.xml · derivative · entry 2

Ornskov Flemming · CIK 0001709473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042

Underlying: Common Stock · 3,042 shares

Expires 2027-06-22

F2 · derivative.exercise_date: Options fully vest on June 22, 2018.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 19:02 UTC GrantCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022091 · form4.xml · nonDerivative · entry 1

Ornskov Flemming · CIK 0001709473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

F1 · shares: Grant of shares of common stock subject to restrictions that lapse June 22, 2018.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 13:10 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $79.15 $0.00
Disclosure

SEC source: 0001127602-17-021127 · form4.xml · derivative · entry 4

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 13:10 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 23,000 $186.90 $4,298,700.00
Disclosure

SEC source: 0001127602-17-021127 · form4.xml · nonDerivative · entry 2

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
June 09, 2017 Filed Jun 12, 2017 13:10 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 23,000 $79.15 $1,820,450.00
Disclosure

SEC source: 0001127602-17-021127 · form4.xml · nonDerivative · entry 1

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:42 UTC SaleCommon Stock 400 $184.32 $73,728.00
Disclosure

SEC source: 0001127602-17-020657 · form4.xml · nonDerivative · entry 3

Cassis Eugene G · CIK 0001596850 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,747

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:42 UTC SaleCommon Stock 900 $184.27 $165,843.00
Disclosure

SEC source: 0001127602-17-020657 · form4.xml · nonDerivative · entry 2

Cassis Eugene G · CIK 0001596850 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,147

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:42 UTC SaleCommon Stock 2,980 $184.26 $549,094.80
Disclosure

SEC source: 0001127602-17-020657 · form4.xml · nonDerivative · entry 1

Cassis Eugene G · CIK 0001596850 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,047

Read SEC document
June 02, 2017 Filed Jun 5, 2017 16:36 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $79.05 $0.00
Disclosure

SEC source: 0001127602-17-020460 · form4.xml · derivative · entry 4

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 16:36 UTC
Khanna RohitSVP, Applied Technology
SaleCommon Stock 10,000 $182.90 $1,829,000.00
Disclosure

SEC source: 0001127602-17-020460 · form4.xml · nonDerivative · entry 2

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

Read SEC document
June 02, 2017 Filed Jun 5, 2017 16:36 UTC
Khanna RohitSVP, Applied Technology
Exercise / conversionCommon Stock 10,000 $79.05 $790,500.00
Disclosure

SEC source: 0001127602-17-020460 · form4.xml · nonDerivative · entry 1

Khanna Rohit · CIK 0001666033 · SVP, Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 30, 2017 20:36 UTC GiftCommon Stock 5,725 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019684 · form4.xml · nonDerivative · entry 2

BERTHIAUME DOUGLAS A · CIK 0001082257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153,015

Read SEC document
May 26, 2017 Filed May 30, 2017 18:22 UTC SaleCommon Stock 3,000 $177.81 $533,430.00
Disclosure

SEC source: 0001127602-17-019639 · form4.xml · nonDerivative · entry 1

Cassis Eugene G · CIK 0001596850 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,027

Read SEC document
May 24, 2017 Filed May 26, 2017 14:08 UTC
Rae Elizabeth BSVP, Global HR
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $87.06 $0.00
Disclosure

SEC source: 0001127602-17-019494 · form4.xml · derivative · entry 8

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 14:08 UTC
Rae Elizabeth BSVP, Global HR
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $79.15 $0.00
Disclosure

SEC source: 0001127602-17-019494 · form4.xml · derivative · entry 7

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 14:08 UTC
Rae Elizabeth BSVP, Global HR
SaleCommon Stock 8,000 $177.10 $1,416,800.00
Disclosure

SEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 4

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129

Read SEC document
May 24, 2017 Filed May 26, 2017 14:08 UTC
Rae Elizabeth BSVP, Global HR
Exercise / conversionCommon Stock 8,000 $87.06 $696,480.00
Disclosure

SEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 3

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 14:08 UTC
Rae Elizabeth BSVP, Global HR
SaleCommon Stock 8,000 $177.32 $1,418,560.00
Disclosure

SEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 2

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129

Read SEC document
May 24, 2017 Filed May 26, 2017 14:08 UTC
Rae Elizabeth BSVP, Global HR
Exercise / conversionCommon Stock 8,000 $79.15 $633,200.00
Disclosure

SEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 1

Rae Elizabeth B · CIK 0001341044 · SVP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 30, 2017 20:36 UTC GiftCommon Stock 14,435 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-019684 · form4.xml · nonDerivative · entry 1

BERTHIAUME DOUGLAS A · CIK 0001082257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158,740

Read SEC document
May 19, 2017 Filed May 22, 2017 13:43 UTC
Harrington Michael CSVP, Global Markets
Exercise / conversionStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $79.15 $0.00
Disclosure

SEC source: 0001127602-17-018905 · form4.xml · derivative · entry 3

Harrington Michael C · CIK 0001666734 · SVP, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed May 22, 2017 13:43 UTC
Harrington Michael CSVP, Global Markets
SaleCommon Stock 24,000 $175.33 $4,207,920.00
Disclosure

SEC source: 0001127602-17-018905 · form4.xml · nonDerivative · entry 2

Harrington Michael C · CIK 0001666734 · SVP, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

Read SEC document
May 19, 2017 Filed May 22, 2017 13:43 UTC
Harrington Michael CSVP, Global Markets
Exercise / conversionCommon Stock 24,000 $79.15 $1,899,600.00
Disclosure

SEC source: 0001127602-17-018905 · form4.xml · nonDerivative · entry 1

Harrington Michael C · CIK 0001666734 · SVP, Global Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.