Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP, Global HR | August 20, 2020 | August 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date August 20, 2020 · Filed August 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,692 |
Ending reported balance
After 2020-08-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-20 · Exercise / conversion · Acquired 6,380 · Balance 13,072 Row 2 · 2020-08-20 · Sale · Disposed 6,380 · Balance 6,692 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $128.93 · Expires 2025-12-09 | Direct | 6,380 |
Reported balance
After 2020-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-20 · Exercise / conversion · Disposed 6,380 · Balance 6,380 |
| Common StockSEC Table I · non-derivative | IndirectBy 401k | 4,030.1 |
Reported balance
Holding disclosure · report date 2020-08-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,030.1 |
| Common StockSEC Table I · non-derivative | IndirectBy Espp | 3,028.8982 |
Reported balance
Holding disclosure · report date 2020-08-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,028.8982 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2020 Filed Aug 21, 2020 18:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,380 | $0.00 Strike: $128.93 | $0.00 |
DisclosureSEC source: 0001127602-20-024028 · form4.xml · derivative · entry 5 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,380 Underlying: Common Stock · 6,380 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 18:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 6,380 | $213.50 | $1,362,130.00 |
DisclosureSEC source: 0001127602-20-024028 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,692 Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 18:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 6,380 | $128.93 | $822,573.40 |
DisclosureSEC source: 0001127602-20-024028 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 19, 2020 16:52 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-20-017067 · form4.xml · derivative · entry 5 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 5,000 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed May 19, 2020 16:52 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 5,000 | $183.53 | $917,650.00 |
DisclosureSEC source: 0001127602-20-017067 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,692 Read SEC document |
| May 18, 2020 Filed May 19, 2020 16:52 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 5,000 | $113.36 | $566,800.00 |
DisclosureSEC source: 0001127602-20-017067 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009324 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,692 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009324 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:19 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 8,498 | $0.00 Strike: $224.37 | $0.00 |
DisclosureSEC source: 0001127602-20-005575 · form4.xml · derivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,498 Underlying: Common Stock · 8,498 shares Expires 2030-02-12 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,674 | $0.00 Strike: $194.26 | $0.00 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · derivative · entry 11 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 2,674 shares Expires 2027-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,514 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · derivative · entry 10 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 Underlying: Common Stock · 7,514 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,138 | $0.00 Strike: $128.93 | $0.00 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · derivative · entry 9 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,760 Underlying: Common Stock · 19,138 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,674 | $214.26 | $572,931.24 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · nonDerivative · entry 6 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,674 | $194.26 | $519,451.24 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · nonDerivative · entry 5 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 7,514 | $214.04 | $1,608,296.56 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · nonDerivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 7,514 | $139.51 | $1,048,278.14 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · nonDerivative · entry 3 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 19,138 | $212.60 | $4,068,738.80 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 15:23 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 19,138 | $128.93 | $2,467,462.34 |
DisclosureSEC source: 0001127602-19-032291 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,800 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-19-004268 · form4.xml · derivative · entry 8 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-19-004268 · form4.xml · derivative · entry 7 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 6,800 | $232.29 | $1,579,572.00 |
DisclosureSEC source: 0001127602-19-004268 · form4.xml · nonDerivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 6,800 | $113.36 | $770,848.00 |
DisclosureSEC source: 0001127602-19-004268 · form4.xml · nonDerivative · entry 3 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 4,000 | $232.44 | $929,760.00 |
DisclosureSEC source: 0001127602-19-004268 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 4,000 | $98.21 | $392,840.00 |
DisclosureSEC source: 0001127602-19-004268 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:24 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 11,385 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-18-035973 · form4.xml · derivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,385 Underlying: Common Stock · 11,385 shares Expires 2028-12-10 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 18:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035544 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 13:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-18-026347 · form4.xml · derivative · entry 5 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 13:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 4,000 | $190.62 | $762,480.00 |
DisclosureSEC source: 0001127602-18-026347 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,443 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 13:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 4,000 | $98.21 | $392,840.00 |
DisclosureSEC source: 0001127602-18-026347 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 20:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,400 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-18-002942 · form4.xml · derivative · entry 8 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 20,400 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 20:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-18-002942 · form4.xml · derivative · entry 7 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 20:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 20,400 | $218.93 | $4,466,172.00 |
DisclosureSEC source: 0001127602-18-002942 · form4.xml · nonDerivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,443 Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 20:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 20,400 | $113.36 | $2,312,544.00 |
DisclosureSEC source: 0001127602-18-002942 · form4.xml · nonDerivative · entry 3 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 20:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 8,000 | $219.23 | $1,753,840.00 |
DisclosureSEC source: 0001127602-18-002942 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,443 Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 20:17 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 8,000 | $87.06 | $696,480.00 |
DisclosureSEC source: 0001127602-18-002942 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:13 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034099 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,443 Read SEC document |
| December 06, 2017 Filed Jan 11, 2018 17:02 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001596 · form4a.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,443 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:13 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 13,374 | $0.00 Strike: $194.25 | $0.00 |
DisclosureSEC source: 0001127602-17-034099 · form4.xml · derivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,374 Underlying: Common Stock · 13,374 shares Expires 2027-12-05 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| December 05, 2017 Filed Jan 11, 2018 17:02 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 13,374 | $0.00 Strike: $194.26 | $0.00 |
DisclosureSEC source: 0001127602-18-001596 · form4a.xml · derivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,374 Underlying: Common Stock · 13,374 shares Expires 2027-12-05 F1 · derivative.exercise_price: To report the correct grant price of $194.26 for the grant of stock options on December 5, 2017 which, due to a clerical error, was previously reported as a grant price of $194.25. F2 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 12:43 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-17-031280 · form4.xml · derivative · entry 5 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 12,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 12:43 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 12,000 | $197.95 | $2,375,400.00 |
DisclosureSEC source: 0001127602-17-031280 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,129 Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 12:43 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 12,000 | $98.21 | $1,178,520.00 |
DisclosureSEC source: 0001127602-17-031280 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-17-019494 · form4.xml · derivative · entry 8 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $79.15 | $0.00 |
DisclosureSEC source: 0001127602-17-019494 · form4.xml · derivative · entry 7 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 8,000 | $177.10 | $1,416,800.00 |
DisclosureSEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,129 Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 8,000 | $87.06 | $696,480.00 |
DisclosureSEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 3 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 8,000 | $177.32 | $1,418,560.00 |
DisclosureSEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 2 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,129 Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 8,000 | $79.15 | $633,200.00 |
DisclosureSEC source: 0001127602-17-019494 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 18,787 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-16-069885 · form4.xml · derivative · entry 4 Rae Elizabeth B · CIK 0001341044 · SVP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,787 Underlying: Common Stock · 18,787 shares Expires 2026-12-09 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 9, 2017. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 15:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069462 · form4.xml · nonDerivative · entry 1 Rae Elizabeth B · CIK 0001341044 · Corporate VP of HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,129 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.