Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP, Global Products | March 01, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,529 |
Ending reported balance
After 2021-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-01 · Grant · Acquired 481 · Balance 5,681 F1: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Row 2 · 2021-03-01 · Tax withholding · Disposed 152 · Balance 5,529 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 18:31 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009000 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,529 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:31 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 481 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009000 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,681 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 20:20 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 5,397 | $0.00 Strike: $280.80 | $0.00 |
DisclosureSEC source: 0001127602-21-006939 · form4.xml · derivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,397 Underlying: Common Stock · 5,397 shares Expires 2031-02-18 F1 · shares: These options vest 20% per annum for a 5-year period beginning on February 18, 2022. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-20-023974 · form4.xml · derivative · entry 3 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 12,000 | $218.44 | $2,621,280.00 |
DisclosureSEC source: 0001127602-20-023974 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 18:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 12,000 | $98.21 | $1,178,520.00 |
DisclosureSEC source: 0001127602-20-023974 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:40 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009318 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:40 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 2,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009318 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,009 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:12 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 11,629 | $0.00 Strike: $224.37 | $0.00 |
DisclosureSEC source: 0001127602-20-005571 · form4.xml · derivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,629 Underlying: Common Stock · 11,629 shares Expires 2030-02-12 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,625 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-19-032697 · form4.xml · derivative · entry 3 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 20,625 | $213.39 | $4,401,168.75 |
DisclosureSEC source: 0001127602-19-032697 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 16:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 20,625 | $87.06 | $1,795,612.50 |
DisclosureSEC source: 0001127602-19-032697 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 16:01 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,375 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-19-032590 · form4.xml · derivative · entry 3 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 2,375 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 16:01 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,375 | $213.19 | $506,326.25 |
DisclosureSEC source: 0001127602-19-032590 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 16:01 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,375 | $87.06 | $206,767.50 |
DisclosureSEC source: 0001127602-19-032590 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 19:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 23,000 | $0.00 Strike: $79.15 | $0.00 |
DisclosureSEC source: 0001127602-19-002854 · form4.xml · derivative · entry 3 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 19:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 23,000 | $228.09 | $5,246,070.00 |
DisclosureSEC source: 0001127602-19-002854 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 19:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 23,000 | $79.15 | $1,820,450.00 |
DisclosureSEC source: 0001127602-19-002854 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:21 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 14,801 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-18-035972 · form4.xml · derivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,801 Underlying: Common Stock · 14,801 shares Expires 2028-12-10 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 18:24 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035542 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 18:12 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034115 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601 Read SEC document |
| December 06, 2017 Filed Jan 11, 2018 16:57 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001595 · form4a.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 18:12 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 16,048 | $0.00 Strike: $194.25 | $0.00 |
DisclosureSEC source: 0001127602-17-034115 · form4.xml · derivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,048 Underlying: Common Stock · 16,048 shares Expires 2027-12-05 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| December 05, 2017 Filed Jan 11, 2018 16:57 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 16,048 | $0.00 Strike: $194.26 | $0.00 |
DisclosureSEC source: 0001127602-18-001595 · form4a.xml · derivative · entry 2 King Ian · CIK 0001665843 · SVP, Global Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,048 Underlying: Common Stock · 16,048 shares Expires 2027-12-05 F1 · derivative.exercise_price: To report the correct grant price of $194.26 for the grant of stock options on December 5, 2017 which, due to a clerical error, was previously reported as a grant price of $194.25. F2 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 14:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 6,660 | $0.00 Strike: $180.22 | $0.00 |
DisclosureSEC source: 0001127602-17-026055 · form4.xml · derivative · entry 2 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,660 Underlying: Common Stock · 6,660 shares Expires 2027-08-17 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on August 17, 2018. Read SEC document |
| May 08, 2017 Filed May 9, 2017 13:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,801 | $0.00 Strike: $79.05 | $0.00 |
DisclosureSEC source: 0001127602-17-017285 · form4.xml · derivative · entry 3 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,801 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 13:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,801 | $174.03 | $313,428.03 |
DisclosureSEC source: 0001127602-17-017285 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Read SEC document |
| May 08, 2017 Filed May 9, 2017 13:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,801 | $79.05 | $142,369.05 |
DisclosureSEC source: 0001127602-17-017285 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,199 | $0.00 Strike: $79.05 | $0.00 |
DisclosureSEC source: 0001127602-17-017205 · form4.xml · derivative · entry 3 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801 Underlying: Common Stock · 11,199 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 11,199 | $174.00 | $1,948,626.00 |
DisclosureSEC source: 0001127602-17-017205 · form4.xml · nonDerivative · entry 2 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 11,199 | $79.05 | $885,280.95 |
DisclosureSEC source: 0001127602-17-017205 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · SVP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:38 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 18,787 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-16-069882 · form4.xml · derivative · entry 2 King Ian · CIK 0001665843 · Sr VP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,787 Underlying: Common Stock · 18,787 shares Expires 2026-12-09 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 9, 2017. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 15:39 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069461 · form4.xml · nonDerivative · entry 1 King Ian · CIK 0001665843 · Sr VP, Instrument Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,080 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.