person · Reporting owner
OConnell Christopher J
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | CEO and President | July 31, 2020 | August 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date July 31, 2020 · Filed August 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,595 |
Ending reported balance
After 2020-07-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-07-31 · Exercise / conversion · Acquired 30,000 · Balance 57,595 Row 2 · 2020-07-31 · Sale · Disposed 30,000 · Balance 27,595 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $123.55 · Expires 2025-09-08 | Direct | 47,826 |
Reported balance
After 2020-07-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-31 · Exercise / conversion · Disposed 30,000 · Balance 47,826 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
H.I.G. Acquisition Corp.
Report date November 01, 2022 · Filed November 02, 2022
Section 16 reporting ended · disclosed 2022-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-01 · Disposition to issuer · Disposed 35,000 · Balance 0 F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date. F2: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date.
F2: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Nov 2, 2022 06:30 UTC | H.I.G. Acquisition Corp. HIGA · Entity 122658 | Disposition to issuerClass B ordinary shares · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034723 · doc4.xml · derivative · entry 1 OConnell Christopher J · CIK 0001379946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date. F2 · price: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person. F1 · derivative.exercise_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 15:15 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $123.55 | $0.00 |
DisclosureSEC source: 0001127602-20-022454 · form4.xml · derivative · entry 3 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,826 Underlying: Common Stock · 30,000 shares Expires 2025-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 15:15 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 30,000 | $213.30 | $6,399,000.00 |
DisclosureSEC source: 0001127602-20-022454 · form4.xml · nonDerivative · entry 2 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,595 Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 15:15 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 30,000 | $123.55 | $3,706,500.00 |
DisclosureSEC source: 0001127602-20-022454 · form4.xml · nonDerivative · entry 1 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:43 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 5,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009321 · form4.xml · nonDerivative · entry 2 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,595 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:43 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 13,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009321 · form4.xml · nonDerivative · entry 1 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 19:14 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 44,730 | $0.00 Strike: $224.37 | $0.00 |
DisclosureSEC source: 0001127602-20-005572 · form4.xml · derivative · entry 2 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,730 Underlying: Common Stock · 44,730 shares Expires 2030-02-12 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on February 12, 2021. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:07 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 62,621 | $0.00 Strike: $189.54 | $0.00 |
DisclosureSEC source: 0001127602-18-035963 · form4.xml · derivative · entry 1 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,621 Underlying: Common Stock · 62,621 shares Expires 2028-12-10 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 y ear period beginning on December 10, 2019. Read SEC document |
| September 08, 2018 Filed Sep 11, 2018 15:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 2,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-027300 · form4.xml · nonDerivative · entry 1 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,316 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:00 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 73,557 | $0.00 Strike: $194.25 | $0.00 |
DisclosureSEC source: 0001127602-17-034098 · form4.xml · derivative · entry 2 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,557 Underlying: Common Stock · 73,557 shares Expires 2027-12-05 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| December 05, 2017 Filed Jan 11, 2018 16:25 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 73,557 | $0.00 Strike: $194.26 | $0.00 |
DisclosureSEC source: 0001127602-18-001588 · form4a.xml · derivative · entry 2 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,557 Underlying: Common Stock · 73,557 shares Expires 2027-12-05 F1 · derivative.exercise_price: To report the correct grant price of $194.26 for the grant of stock options on December 5, 2017 which, due to a clerical error, was previously reported as a grant price of $194.25. F2 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 18:15 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027251 · form4.xml · nonDerivative · entry 1 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,315 Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 93,935 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-16-069890 · form4.xml · derivative · entry 2 OConnell Christopher J · CIK 0001379946 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,935 Underlying: Common Stock · 93,935 shares Expires 2026-12-09 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 9, 2017. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 19:44 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062316 · form4.xml · nonDerivative · entry 1 OConnell Christopher J · CIK 0001379946 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,489 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.