Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WATERS CORP /DE/
Report date December 29, 2017 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,160 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Tax withholding · Disposed 959 · Balance 2,160 |
| Common StockSEC Table I · non-derivative | IndirectBy ESPP | 183.2397 |
Reported balance
Holding disclosure · report date 2017-12-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 183.2397 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Jan 3, 2018 14:47 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000323 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,160 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 958 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034096 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,623 | $0.00 Strike: $117.68 | $0.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · derivative · entry 13 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496 Underlying: Common Stock · 2,623 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,690 | $0.00 Strike: $128.93 | $0.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · derivative · entry 12 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,764 Underlying: Common Stock · 4,690 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · derivative · entry 11 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 10,000 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,600 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · derivative · entry 10 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 9,600 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,623 | $197.92 | $519,144.16 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 8 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,623 | $117.68 | $308,674.64 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 7 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 4,690 | $198.01 | $928,666.90 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 6 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 4,690 | $128.93 | $604,681.70 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 5 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 10,000 | $197.92 | $1,979,200.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 4 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 10,000 | $113.36 | $1,133,600.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 3 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 9,600 | $197.91 | $1,899,936.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 2 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 11:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 9,600 | $98.21 | $942,816.00 |
DisclosureSEC source: 0001127602-17-030400 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 18:21 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,400 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-17-027252 · form4.xml · derivative · entry 4 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 18,400 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 18:21 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 18,400 | $185.78 | $3,418,352.00 |
DisclosureSEC source: 0001127602-17-027252 · form4.xml · nonDerivative · entry 2 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 18:21 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 18,400 | $87.06 | $1,601,904.00 |
DisclosureSEC source: 0001127602-17-027252 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:10 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 23,000 | $0.00 Strike: $79.15 | $0.00 |
DisclosureSEC source: 0001127602-17-021127 · form4.xml · derivative · entry 4 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:10 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 23,000 | $186.90 | $4,298,700.00 |
DisclosureSEC source: 0001127602-17-021127 · form4.xml · nonDerivative · entry 2 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 13:10 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 23,000 | $79.15 | $1,820,450.00 |
DisclosureSEC source: 0001127602-17-021127 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $79.05 | $0.00 |
DisclosureSEC source: 0001127602-17-020460 · form4.xml · derivative · entry 4 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 10,000 | $182.90 | $1,829,000.00 |
DisclosureSEC source: 0001127602-17-020460 · form4.xml · nonDerivative · entry 2 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 10,000 | $79.05 | $790,500.00 |
DisclosureSEC source: 0001127602-17-020460 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $79.05 | $0.00 |
DisclosureSEC source: 0001127602-17-018759 · form4.xml · derivative · entry 4 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 10,000 | $176.46 | $1,764,600.00 |
DisclosureSEC source: 0001127602-17-018759 · form4.xml · nonDerivative · entry 2 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| May 18, 2017 Filed May 19, 2017 16:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 10,000 | $79.05 | $790,500.00 |
DisclosureSEC source: 0001127602-17-018759 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $77.94 | $0.00 |
DisclosureSEC source: 0001127602-17-016361 · form4.xml · derivative · entry 4 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 15,000 | $171.70 | $2,575,500.00 |
DisclosureSEC source: 0001127602-17-016361 · form4.xml · nonDerivative · entry 2 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:55 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 15,000 | $77.94 | $1,169,100.00 |
DisclosureSEC source: 0001127602-17-016361 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:08 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,078 | $153.50 | $165,473.00 |
DisclosureSEC source: 0001127602-17-007235 · form4.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · SVP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,077 Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:32 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 18,787 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-16-069880 · form4.xml · derivative · entry 2 Khanna Rohit · CIK 0001666033 · Sr VP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,787 Underlying: Common Stock · 18,787 shares Expires 2026-12-09 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 9, 2017. Read SEC document |
| December 06, 2016 Filed Dec 12, 2016 20:17 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069658 · form4a.xml · nonDerivative · entry 1 Khanna Rohit · CIK 0001666033 · Sr VP, Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.