Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | Director | November 03, 2017 | November 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date November 03, 2017 · Filed November 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,144,365 |
Reported balance
After 2017-11-03 transaction · row 1
1 source rowRow 1 · 2017-11-03 · Gift · Disposed 5,200 · Balance 2,144,365 |
| Common StockSEC Table I · non-derivative | IndirectBy 401k Plan | 33,930.12 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 33,930.12 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 25,252 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,252 F1: The Reporting Person disclaims beneficial ownership of all shares of the Issuer's Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partnership | 794,562 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 794,562 F2: An immediate family member of the reporting person is a general partner of the partnership that owns the reported Common Stock. The reporting person disclaims beneficial ownership of the reported Common Stock, except to the extent (if any) of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 69,000 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 69,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of all shares of the Issuer's Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: An immediate family member of the reporting person is a general partner of the partnership that owns the reported Common Stock. The reporting person disclaims beneficial ownership of the reported Common Stock, except to the extent (if any) of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2017 Filed Nov 6, 2017 13:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031283 · form4.xml · nonDerivative · entry 1 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144,365 Read SEC document |
| August 07, 2017 Filed Aug 25, 2017 15:03 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026482 · form4.xml · nonDerivative · entry 1 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,149,565 Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 5,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019684 · form4.xml · nonDerivative · entry 2 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153,015 Read SEC document |
| May 23, 2017 Filed May 30, 2017 20:36 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 14,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019684 · form4.xml · nonDerivative · entry 1 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,158,740 Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 18:11 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007236 · form4.xml · nonDerivative · entry 1 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,175 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:40 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 3,626 | $0.00 Strike: $136.43 | $0.00 |
DisclosureSEC source: 0001127602-17-001023 · form4.xml · derivative · entry 6 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 Underlying: Common Stock · 3,626 shares Expires 2027-01-03 F4 · derivative.exercise_date: Options fully vest on January 3, 2018. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:40 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001023 · form4.xml · nonDerivative · entry 1 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182,425 F1 · shares: Grant of shares of common stock subject to restrictions that lapse January 3, 2018. Read SEC document |
| January 04, 2016 Filed Jan 5, 2017 20:08 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 3,761 | $0.00 Strike: $130.35 | $0.00 |
DisclosureSEC source: 0001127602-17-001008 · form4a.xml · derivative · entry 6 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,761 Underlying: Common Stock · 3,761 shares Expires 2026-01-04 F1 · shares: The purpose of this amended filing is to correctly report the number of stock and stock option awards. F5 · derivative.exercise_date: Options fully vest on January 4, 2017. Read SEC document |
| January 04, 2016 Filed Jan 5, 2017 20:08 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantCommon Stock | 843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001008 · form4a.xml · nonDerivative · entry 1 BERTHIAUME DOUGLAS A · CIK 0001082257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,619 F1 · shares: The purpose of this amended filing is to correctly report the number of stock and stock option awards. F2 · shares: Grant of shares of common stock subject to restrictions that lapse January 4, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.