Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP | February 14, 2018 | February 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date February 14, 2018 · Filed February 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,905 |
Reported balance
After 2018-02-14 transaction · row 1
1 source rowRow 1 · 2018-02-14 · Sale · Disposed 9,195 · Balance 5,905 |
| Common StockSEC Table I · non-derivative | Indirectby ESPP | 2,148.2282 |
Reported balance
Holding disclosure · report date 2018-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,148.2282 |
| Common StockSEC Table I · non-derivative | Indirectby Wife | 6,386 |
Reported balance
Holding disclosure · report date 2018-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,386 |
| Common StockSEC Table I · non-derivative | Indirectby Wife's 401k | 2,072.709 |
Reported balance
Holding disclosure · report date 2018-02-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,072.709 |
| Common StockSEC Table I · non-derivative | Indirectby Wife's ESPP | 1,083.8066 |
Reported balance
Holding disclosure · report date 2018-02-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,083.8066 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2018 Filed Feb 16, 2018 20:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 9,195 | $204.62 | $1,881,480.90 |
DisclosureSEC source: 0001127602-18-006602 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,905 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,863 | $0.00 Strike: $128.93 | $0.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · derivative · entry 17 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,589 Underlying: Common Stock · 7,863 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · derivative · entry 16 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 8,000 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · derivative · entry 15 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · derivative · entry 14 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 7,863 | $197.51 | $1,553,021.13 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 9 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 7,863 | $128.93 | $1,013,776.59 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 8 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 8,000 | $197.81 | $1,582,480.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 7 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 8,000 | $113.36 | $906,880.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 6 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 5,000 | $197.18 | $985,900.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 5 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 5,000 | $98.21 | $491,050.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 4 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 3,000 | $197.43 | $592,290.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 3 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 3,000 | $87.06 | $261,180.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 2 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:35 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034746 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034103 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 400 | $184.32 | $73,728.00 |
DisclosureSEC source: 0001127602-17-020657 · form4.xml · nonDerivative · entry 3 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,747 Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 900 | $184.27 | $165,843.00 |
DisclosureSEC source: 0001127602-17-020657 · form4.xml · nonDerivative · entry 2 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 18:42 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,980 | $184.26 | $549,094.80 |
DisclosureSEC source: 0001127602-17-020657 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,047 Read SEC document |
| May 26, 2017 Filed May 30, 2017 18:22 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 3,000 | $177.81 | $533,430.00 |
DisclosureSEC source: 0001127602-17-019639 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,027 Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-17-015919 · form4.xml · derivative · entry 10 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 16,000 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,862 | $0.00 Strike: $128.93 | $0.00 |
DisclosureSEC source: 0001127602-17-015919 · form4.xml · derivative · entry 9 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,452 Underlying: Common Stock · 7,862 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 16,000 | $171.24 | $2,739,840.00 |
DisclosureSEC source: 0001127602-17-015919 · form4.xml · nonDerivative · entry 4 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 16,000 | $113.36 | $1,813,760.00 |
DisclosureSEC source: 0001127602-17-015919 · form4.xml · nonDerivative · entry 3 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 7,862 | $171.49 | $1,348,254.38 |
DisclosureSEC source: 0001127602-17-015919 · form4.xml · nonDerivative · entry 2 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:34 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 7,862 | $128.93 | $1,013,647.66 |
DisclosureSEC source: 0001127602-17-015919 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · derivative · entry 13 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 15,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · derivative · entry 12 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $79.15 | $0.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · derivative · entry 11 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 15,000 | $149.81 | $2,247,150.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · nonDerivative · entry 6 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 15,000 | $98.21 | $1,473,150.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · nonDerivative · entry 5 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 3,000 | $150.40 | $451,200.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · nonDerivative · entry 4 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 3,000 | $87.06 | $261,180.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · nonDerivative · entry 3 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 3,000 | $150.39 | $451,170.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · nonDerivative · entry 2 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 14:58 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 3,000 | $79.15 | $237,450.00 |
DisclosureSEC source: 0001127602-17-005683 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:14 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069426 · form4.xml · nonDerivative · entry 1 Cassis Eugene G · CIK 0001596850 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,027 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.